TRI-CONTINENTAL Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MCPHERSON FRANK A | — | Sale | 3,537 | $22.62 | $80,000 | 51,361 | Jan 24, 2007 |
| MORRIS WILLIAM C | Chairman of Issuer | Purchase | 489 | $22.51 | $10,998 | 32,636 | Dec 27, 2006 |
| NASTA FRANK J | Corp.Sect.Issuer/Mg.Dtr Advis | Sale | 811 | $21.40 | $17,345 | 234 | Oct 25, 2006 |
| MCPHERSON FRANK A | — | Sale | 1,890 | $21.16 | $40,000 | 54,725 | Oct 11, 2006 |
| RICHIE LEROY C | — | Purchase | 200 | $20.35 | $4,070 | 1,600 | Sep 7, 2006 |
| MORRIS WILLIAM C | Chairman of Issuer | Purchase | 534 | $18.74 | $10,000 | 30,645 | Dec 15, 2005 |