STATE STREET CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Milrod Donna M | Executive Vice President | Award / Grant | 11,609 | — | — | 11,609 | Feb 27, 2020 |
| Aboaf Eric W. | EVP and CFO | Tax Withholding | 6,817 | $69.38 | $472,963 | 80,702 | Feb 27, 2020 |
| AMBROSIUS JOERG | Executive Vice President | Award / Grant | 1,892 | — | — | 16,218 | Feb 27, 2020 |
| Appleyard Ian | EVP, CAO and Global Controller | Award / Grant | 2,104 | — | — | 22,848 | Feb 27, 2020 |
| Aristeguieta Francisco | EVP; CEO State Street Int'l | Award / Grant | 26,759 | — | — | 156,431 | Feb 27, 2020 |
| Atkinson Tracy A | Executive Vice President | Award / Grant | 9,444 | — | — | 31,207 | Feb 27, 2020 |
| BANERJEE AUNOY | Executive Vice President | Award / Grant | 5,804 | — | — | 17,862 | Feb 27, 2020 |
| CARP JEFFREY N | EVP, CLO and Secretary | Award / Grant | 19,676 | — | — | 176,775 | Feb 27, 2020 |
| CHAKAR NADINE | Executive Vice President | Award / Grant | 8,755 | — | — | 18,388 | Feb 27, 2020 |
| Erickson Andrew | Executive Vice President | Award / Grant | 12,482 | — | — | 72,753 | Feb 27, 2020 |
| Grove Hannah M | Executive Vice President | Award / Grant | 4,427 | — | — | 36,131 | Feb 27, 2020 |
| Horgan Kathryn M | Executive Vice President | Award / Grant | 11,314 | — | — | 74,212 | Feb 27, 2020 |
| Kuritzkes Andrew P | EVP and Chief Risk Officer | Sale | 3,800 | $66.26 | $251,788 | 96,250 | Feb 27, 2020 |
| LEHNER JOHN | Executive Vice President | Award / Grant | 5,608 | — | — | 24,895 | Feb 27, 2020 |
| Maiuri Louis D | EVP & Chief Operating Officer | Tax Withholding | 6,739 | $69.38 | $467,552 | 69,850 | Feb 27, 2020 |
| Nolan Elizabeth | Executive Vice President | Tax Withholding | 2,414 | $69.38 | $167,483 | 29,197 | Feb 27, 2020 |
| O HANLEY RONALD P | Chairman, President and CEO | Tax Withholding | 20,518 | $69.38 | $1,423,539 | 185,450 | Feb 27, 2020 |
| PLANSKY JOHN | EVP; CEO Charles River Develop | Award / Grant | 9,641 | — | — | 40,500 | Feb 27, 2020 |
| Taraporevala Cyrus | EVP; President and CEO of SSGA | Award / Grant | 22,332 | — | — | 68,244 | Feb 27, 2020 |
| Taraporevala Cyrus | EVP; President and CEO of SSGA | Tax Withholding | 2,514 | $77.85 | $195,715 | 45,912 | Feb 15, 2020 |
| Aboaf Eric W. | EVP and CFO | Tax Withholding | 2,696 | $77.85 | $209,884 | 50,917 | Feb 15, 2020 |
| AMBROSIUS JOERG | Executive Vice President | Tax Withholding | 1,734 | $77.85 | $134,992 | 12,920 | Feb 15, 2020 |
| Appleyard Ian | EVP, CAO and Global Controller | Tax Withholding | 1,969 | $77.85 | $153,287 | 16,915 | Feb 15, 2020 |
| Atkinson Tracy A | Executive Vice President | Tax Withholding | 1,282 | $77.85 | $99,804 | 21,763 | Feb 15, 2020 |
| BANERJEE AUNOY | Executive Vice President | Tax Withholding | 856 | $77.85 | $66,640 | 12,058 | Feb 15, 2020 |
| CARP JEFFREY N | EVP, CLO and Secretary | Tax Withholding | 5,894 | $77.85 | $458,848 | 157,099 | Feb 15, 2020 |
| Erickson Andrew | Executive Vice President | Sale | 763 | $78.17 | $59,644 | 37,349 | Feb 15, 2020 |
| Grove Hannah M | Executive Vice President | Tax Withholding | 859 | $77.85 | $66,873 | 31,704 | Feb 15, 2020 |
| Horgan Kathryn M | Executive Vice President | Tax Withholding | 1,510 | $77.85 | $117,553 | 62,898 | Feb 15, 2020 |
| Kuritzkes Andrew P | EVP and Chief Risk Officer | Sale | 6,942 | $77.73 | $539,602 | 72,153 | Feb 15, 2020 |
| LEHNER JOHN | Executive Vice President | Tax Withholding | 1,357 | $77.85 | $105,642 | 19,287 | Feb 15, 2020 |
| Maiuri Louis D | EVP & Chief Operating Officer | Tax Withholding | 3,037 | $77.85 | $236,430 | 37,180 | Feb 15, 2020 |
| Nolan Elizabeth | Executive Vice President | Tax Withholding | 764 | $77.85 | $59,477 | 22,303 | Feb 15, 2020 |
| O HANLEY RONALD P | Chairman, President and CEO | Tax Withholding | 10,817 | $77.85 | $842,103 | 116,418 | Feb 15, 2020 |
| PLANSKY JOHN | EVP; CEO Charles River Develop | Tax Withholding | 1,589 | $77.85 | $123,704 | 30,859 | Feb 15, 2020 |
| FRANZ BRIAN J | Executive Vice President | Award / Grant | 58,623 | — | — | 58,623 | Jan 31, 2020 |
| AMBROSIUS JOERG | Executive Vice President | Sale | 2,500 | $75.08 | $187,700 | 14,654 | Nov 29, 2019 |
| HOOLEY JOSEPH L | — | Gift | 25,000 | — | — | 697,639 | Nov 26, 2019 |
| Keenan Karen C | EVP and Chief Admin. Officer | Sale | 4,778 | $75.00 | $358,350 | 45,878 | Nov 25, 2019 |
| Keenan Karen C | EVP and Chief Admin. Officer | Tax Withholding | 619 | $72.54 | $44,902 | 51,508 | Nov 18, 2019 |
| Erickson Andrew | Executive Vice President | Sale | 133 | $72.60 | $9,656 | 39,099 | Nov 18, 2019 |
| Taraporevala Cyrus | EVP; President and CEO of SSGA | Tax Withholding | 948 | $72.54 | $68,768 | 48,426 | Nov 15, 2019 |
| PLANSKY JOHN | EVP; CEO Charles River Develop | Tax Withholding | 312 | $72.54 | $22,632 | 32,448 | Nov 15, 2019 |
| Nolan Elizabeth | Executive Vice President | Tax Withholding | 715 | $72.54 | $51,866 | 23,067 | Nov 15, 2019 |
| LEHNER JOHN | Executive Vice President | Tax Withholding | 540 | $72.54 | $39,172 | 20,644 | Nov 15, 2019 |
| Maiuri Louis D | EVP & Chief Operating Officer | Tax Withholding | 524 | $72.54 | $38,011 | 40,217 | Nov 15, 2019 |
| Horgan Kathryn M | Executive Vice President | Tax Withholding | 151 | $72.54 | $10,954 | 64,408 | Nov 15, 2019 |
| Grove Hannah M | Executive Vice President | Tax Withholding | 267 | $72.54 | $19,368 | 32,563 | Nov 15, 2019 |
| BANERJEE AUNOY | Executive Vice President | Tax Withholding | 374 | $72.54 | $27,130 | 12,914 | Nov 15, 2019 |
| Atkinson Tracy A | Executive Vice President | Tax Withholding | 1,364 | $72.54 | $98,945 | 23,045 | Nov 15, 2019 |