RAND CAPITAL CORP — 40-APP/A Filings
9 40-APP/A filings on record
This page lists all 40-APP/A filings submitted to the SEC by RAND CAPITAL CORP (RAND), sorted by most recent first. Each row links to the full filing on EdgarLookup. RAND CAPITAL CORP has filed 9 40-APP/A documents with the SEC since 1996. To view all SEC filings by RAND CAPITAL CORP, see the full filings list.
All
10-K
10-Q
3
4
4/A
40-17F2
40-17G
40-6C
40-APP
40-APP/A
497
5
8-K
8-K/A
APP NTC
APP ORDR
APP WD
ARS
CORRESP
D
DEF 14A
DEFA14A
DEFC14A
DEFR14A
DFAN14A
N-2
N-23C-1
N-30B-2
N-30D
N-54A
NSAR-A
NSAR-B
POS AMI
PRE 14A
PREC14A
SC 13D
SC 13D/A
SC 13G
SC 13G/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP/A | 40-APP/A | 0001493152-25-012629 | Sep 4, 2025 | — |
| 40-APP/A | — | 0001493152-22-021346 | Aug 4, 2022 | — |
| 40-APP/A | — | 0001493152-21-000228 | Jan 5, 2021 | — |
| 40-APP/A | — | 0001493152-20-017306 | Sep 4, 2020 | — |
| 40-APP/A | — | 0001493152-20-016341 | Aug 19, 2020 | — |
| 40-APP/A | — | 0001493152-20-013971 | Jul 24, 2020 | — |
| 40-APP/A | FORM 40-APP/A (AMENDMENT NO. 3) | 0000899797-12-000004 | Jan 10, 2012 | — |
| 40-APP/A | AMENDMENT NO. 2 | 0000899797-11-000012 | Sep 8, 2011 | — |
| 40-APP/A | FORM 40-APP/A | 0000899797-09-000027 | Aug 5, 2009 | — |