RAND CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Gusky Adam Samuel | — | Purchase | 10 | $14.56 | $146 | 32,996 | Sep 15, 2025 |
| Gusky Adam Samuel | — | Purchase | 200 | $15.75 | $3,150 | 32,504 | May 28, 2025 |
| Gusky Adam Samuel | — | Purchase | 50 | $16.10 | $805 | 27,769 | Nov 21, 2024 |
| Godley Benjamin E | — | Purchase | 1,965 | $13.95 | $27,412 | 25,000 | Mar 12, 2024 |
| Godley Benjamin E | — | Purchase | 852 | $13.95 | $11,885 | 22,852 | Mar 7, 2024 |
| Godley Benjamin E | — | Purchase | 100 | $13.15 | $1,315 | 22,000 | Aug 16, 2023 |
| Gusky Adam Samuel | — | Purchase | 1,814 | $12.96 | $23,509 | 27,719 | Aug 15, 2023 |
| Jaroslawsky Cari L | — | Purchase | 45 | $13.25 | $596 | 1,465 | Jun 13, 2023 |
| Jaroslawsky Cari L | — | Purchase | 415 | $13.25 | $5,499 | 1,420 | Jun 6, 2023 |
| Gusky Adam Samuel | — | Purchase | 120 | $12.99 | $1,559 | 24,904 | Jun 1, 2023 |
| Gusky Adam Samuel | — | Purchase | 137 | $13.05 | $1,788 | 24,778 | May 25, 2023 |
| Gusky Adam Samuel | — | Purchase | 500 | $12.81 | $6,405 | 24,066 | May 19, 2023 |
| PENBERTHY DANIEL P | President and CEO | Purchase | 1 | $12.99 | $13 | 16,270 | May 16, 2023 |
| ZAK ROBERT M | — | Purchase | 2,000 | $13.46 | $26,920 | 20,409 | May 10, 2023 |
| Gusky Adam Samuel | — | Purchase | 522 | $13.50 | $7,047 | 23,566 | Mar 13, 2023 |
| KAILBOURNE ERLAND E | — | Purchase | 1,000 | $13.68 | $13,680 | 10,861 | Mar 13, 2023 |
| Gusky Adam Samuel | — | Purchase | 1,466 | $14.50 | $21,257 | 20,930 | Dec 5, 2022 |
| Jaroslawsky Cari L | — | Purchase | 732 | $14.97 | $10,958 | 732 | Nov 10, 2022 |
| Gusky Adam Samuel | — | Purchase | 102 | $14.35 | $1,464 | 18,830 | Sep 2, 2022 |
| Gusky Adam Samuel | — | Purchase | 16 | $14.50 | $232 | 18,402 | Aug 26, 2022 |
| Gusky Adam Samuel | — | Purchase | 4 | $14.25 | $57 | 18,344 | Aug 22, 2022 |
| PENBERTHY DANIEL P | President and CEO | Purchase | 1,000 | $15.30 | $15,300 | 16,269 | Jun 7, 2022 |
| KAILBOURNE ERLAND E | — | Purchase | 1,000 | $14.95 | $14,950 | 9,861 | May 16, 2022 |
| Gusky Adam Samuel | — | Purchase | 1 | $14.75 | $15 | 18,238 | May 13, 2022 |
| Gusky Adam Samuel | — | Purchase | 7,544 | $14.88 | $112,255 | 16,625 | May 11, 2022 |
| Godley Benjamin E | — | Purchase | 1,606 | $14.90 | $23,929 | 20,000 | May 10, 2022 |
| KAILBOURNE ERLAND E | — | Purchase | 1,000 | $16.46 | $16,460 | 8,861 | Mar 14, 2022 |
| Gusky Adam Samuel | — | Purchase | 500 | $16.22 | $8,110 | 9,081 | Mar 11, 2022 |
| ZAK ROBERT M | — | Purchase | 256 | $16.48 | $4,219 | 18,409 | Mar 11, 2022 |
| East Asset Management, LLC | — | Purchase | 3,680 | $17.50 | $64,400 | 1,652,592 | Dec 13, 2021 |
| East Asset Management, LLC | — | Purchase | 10 | $17.00 | $170 | 1,645,161 | Dec 6, 2021 |
| KAILBOURNE ERLAND E | — | Purchase | 1,532 | $16.94 | $25,952 | 7,861 | Dec 1, 2021 |
| East Asset Management, LLC | — | Purchase | 9 | $16.50 | $149 | 1,642,346 | Nov 30, 2021 |
| East Asset Management, LLC | — | Purchase | 100 | $16.50 | $1,650 | 1,641,743 | Nov 22, 2021 |
| Gusky Adam Samuel | — | Purchase | 1,452 | $16.25 | $23,595 | 7,581 | Nov 15, 2021 |
| Gusky Adam Samuel | — | Purchase | 4 | $15.80 | $63 | 5,849 | Nov 10, 2021 |
| East Asset Management, LLC | — | Purchase | 2,603 | $11.21 | $29,180 | 1,641,640 | Sep 3, 2020 |
| East Asset Management, LLC | — | Purchase | 1,700 | $11.30 | $19,210 | 1,637,184 | Aug 31, 2020 |
| East Asset Management, LLC | — | Purchase | 1,671 | $11.24 | $18,782 | 1,628,484 | Aug 27, 2020 |
| Gusky Adam Samuel | — | Purchase | 1,019 | $11.62 | $11,841 | 5,421 | Aug 20, 2020 |
| Gusky Adam Samuel | — | Purchase | 500 | $11.15 | $5,575 | 2,599 | Aug 19, 2020 |
| Gusky Adam Samuel | — | Purchase | 1,500 | $10.92 | $16,380 | 1,500 | Jun 3, 2020 |
| NEWMAN REGINALD B II | — | Purchase | 201 | $2.60 | $523 | 172,021 | Mar 23, 2018 |
| NEWMAN REGINALD B II | — | Purchase | 7,730 | $2.75 | $21,258 | 167,730 | Jan 19, 2018 |
| NEWMAN REGINALD B II | — | Purchase | 10,000 | $2.75 | $27,500 | 160,000 | Jan 17, 2018 |
| NEWMAN REGINALD B II | — | Gift | 84,124 | — | — | 140,000 | Oct 17, 2017 |
| NEWMAN REGINALD B II | — | Sale | 20,000 | $3.00 | $60,000 | 224,124 | Jun 15, 2017 |
| ZAK ROBERT M | — | Purchase | 20,000 | $3.00 | $60,000 | 85,000 | Jun 15, 2017 |
| Utility Service Holding Co., Inc. | — | Sale | 19,334 | $3.10 | $59,935 | 1,165,946 | Mar 6, 2017 |
| KAILBOURNE ERLAND E | — | Purchase | 2,933 | $3.20 | $9,386 | 40,000 | Jan 18, 2017 |