FRANKLIN RESOURCES INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Tyle Craig Steven | EVP & General Counsel | Award / Grant | 3,030 | — | — | 120,412 | Nov 5, 2020 |
| JOHNSON JENNIFER M | President and CEO | Award / Grant | 135,371 | $20.13 | $2,725,018 | 1,924,731 | Nov 5, 2020 |
| Sethi Alok | Reg. S-K Executive Officer | Award / Grant | 5,346 | — | — | 123,622 | Nov 5, 2020 |
| Nicholls Matthew | — | Award / Grant | 1,836 | — | — | 142,881 | Nov 5, 2020 |
| JOHNSON GREGORY E | Executive Chairman | Award / Grant | 99,976 | $20.13 | $2,012,517 | 2,381,533 | Nov 5, 2020 |
| Nicholls Matthew | — | Tax Withholding | 4,727 | $21.06 | $99,551 | 73,980 | Aug 31, 2020 |
| Sethi Alok | Reg. S-K Executive Officer | Tax Withholding | 85 | $21.06 | $1,790 | 77,788 | Aug 31, 2020 |
| Plafker Jed A. | Executive Vice President | Tax Withholding | 10,134 | $21.06 | $213,422 | 121,074 | Aug 31, 2020 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Tax Withholding | 1,828 | $21.06 | $38,498 | 56,649 | Aug 31, 2020 |
| Tyle Craig Steven | EVP & General Counsel | Tax Withholding | 5,226 | $21.06 | $110,060 | 94,406 | Aug 31, 2020 |
| Byerwalter Mariann H | — | Sale | 1,827 | $21.90 | $40,011 | 9,188 | Aug 17, 2020 |
| Tyle Craig Steven | EVP & General Counsel | Sale | 5,000 | $18.96 | $94,800 | 99,403 | Jun 1, 2020 |
| JOHNSON CHARLES B | — | Gift | 1,094,200 | — | — | 89,386,261 | Mar 16, 2020 |
| Tyle Craig Steven | EVP & General Counsel | Sale | 5,000 | $21.95 | $109,750 | 104,403 | Mar 2, 2020 |
| Noto Anthony | — | Award / Grant | 6,360 | $25.16 | $160,018 | 6,360 | Feb 11, 2020 |
| YANG GEOFFREY Y | — | Award / Grant | 6,360 | $25.16 | $160,018 | 33,272 | Feb 11, 2020 |
| Byerwalter Mariann H | — | Award / Grant | 6,360 | $25.16 | $160,018 | 11,015 | Feb 11, 2020 |
| BARKER PETER K | — | Award / Grant | 6,360 | $25.16 | $160,018 | 35,765 | Feb 11, 2020 |
| Plafker Jed A. | Executive Vice President | Award / Grant | 5,988 | $25.60 | $153,293 | 130,462 | Feb 10, 2020 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Award / Grant | 1,556 | $25.60 | $39,834 | 57,640 | Feb 10, 2020 |
| JOHNSON RUPERT H JR | Vice Chairman | Sale | 400,000 | $26.26 | $10,504,000 | 102,453,045 | Dec 26, 2019 |
| JOHNSON JENNIFER M | President and CEO | Gift | 2,900 | — | — | 1,786,446 | Dec 11, 2019 |
| JOHNSON GREGORY E | Executive Chairman | Gift | 2,144 | — | — | 2,281,557 | Dec 2, 2019 |
| Tyle Craig Steven | EVP & General Counsel | Tax Withholding | 943 | $27.49 | $25,923 | 113,793 | Dec 2, 2019 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Tax Withholding | 3,224 | $27.49 | $88,628 | 56,084 | Nov 29, 2019 |
| Sethi Alok | Reg. S-K Executive Officer | Tax Withholding | 1,132 | $27.49 | $31,119 | 77,080 | Nov 29, 2019 |
| Plafker Jed A. | Senior Vice President | Tax Withholding | 15,913 | $27.49 | $437,448 | 124,474 | Nov 29, 2019 |
| Nicholls Matthew | — | Tax Withholding | 8,195 | $27.49 | $225,281 | 78,707 | Nov 29, 2019 |
| Sethi Alok | Reg. S-K Executive Officer | Award / Grant | 4,303 | — | — | 60,386 | Nov 1, 2019 |
| Plafker Jed A. | Senior Vice President | Award / Grant | 14,418 | — | — | 140,387 | Nov 1, 2019 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Award / Grant | 6,239 | $28.05 | $175,004 | 52,317 | Nov 1, 2019 |
| Tyle Craig Steven | EVP & General Counsel | Award / Grant | 1,901 | — | — | 114,736 | Nov 1, 2019 |
| Sethi Alok | Reg. S-K Executive Officer | Award / Grant | 17,826 | $28.05 | $500,019 | 79,257 | Nov 1, 2019 |
| JOHNSON JENNIFER M | President and COO | Award / Grant | 10,858 | — | — | 1,779,433 | Nov 1, 2019 |
| Nicholls Matthew | — | Award / Grant | 40,999 | $28.05 | $1,150,022 | 85,065 | Nov 1, 2019 |
| JOHNSON GREGORY E | Chairman and CEO | Award / Grant | 17,916 | — | — | 2,283,701 | Nov 1, 2019 |
| JOHNSON GREGORY E | Chairman and CEO | Gift | 1,114 | — | — | 20,739 | Sep 5, 2019 |
| JOHNSON JENNIFER M | President and COO | Gift | 5,570 | — | — | 183,414 | Sep 5, 2019 |
| Johnson Charles Endler | — | Gift | 3,342 | — | — | 66,672 | Sep 5, 2019 |
| Sethi Alok | Reg. S-K Executive Officer | Tax Withholding | 531 | $26.28 | $13,955 | 44,853 | Aug 30, 2019 |
| Tyle Craig Steven | EVP & General Counsel | Sale | 5,000 | $26.01 | $130,050 | 95,009 | Aug 30, 2019 |
| Plafker Jed A. | Senior Vice President | Tax Withholding | 10,316 | $26.28 | $271,104 | 86,753 | Aug 30, 2019 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Tax Withholding | 2,019 | $26.28 | $53,059 | 46,078 | Aug 30, 2019 |
| Tyle Craig Steven | EVP, Gen. Counsel & Secretary | Sale | 10,924 | $32.04 | $350,005 | 104,241 | Jun 3, 2019 |
| Shaneyfelt Gwen L | Chief Accounting Officer | Award / Grant | 13,247 | $33.97 | $450,001 | 47,812 | Apr 2, 2019 |
| Tyle Craig Steven | EVP and General Counsel | Sale | 10,663 | $32.82 | $349,960 | 115,165 | Mar 1, 2019 |
| Byerwalter Mariann H | — | Award / Grant | 4,655 | $31.15 | $145,003 | 4,655 | Feb 12, 2019 |
| YANG GEOFFREY Y | — | Award / Grant | 4,655 | $31.15 | $145,003 | 26,912 | Feb 12, 2019 |
| BARKER PETER K | — | Award / Grant | 4,655 | $31.15 | $145,003 | 29,405 | Feb 12, 2019 |
| JOHNSON CHARLES B | — | Gift | 27,000 | — | — | 93,480,461 | Dec 26, 2018 |