FRANKLIN RESOURCES INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Yun William Young | EVP-Institutional | Disposition | 98 | $91.45 | $8,955 | 101,346 | Jul 31, 2006 |
| LUSK JOHN M | EVP-Portfolio Operations | Disposition | 45 | $91.45 | $4,100 | 18,050 | Jul 31, 2006 |
| IKEDA DONNA S | VP - HR International | Disposition | 64 | $91.45 | $5,825 | 20,066 | Jul 31, 2006 |
| FRISBIE NORMAN RICKARD JR | SVP-Chief Admin Officer | Disposition | 61 | $91.45 | $5,552 | 12,474 | Jul 31, 2006 |
| BAIO JAMES R | EVP, CFO and Treasurer | Disposition | 75 | $91.45 | $6,833 | 24,652 | Jul 31, 2006 |
| WOODWORTH LOUIS E | — | Option Exercise | 671 | — | — | 1,075,922 | Jul 20, 2006 |
| WOODWORTH LOUIS E | — | Option Exercise | 704 | — | — | 1,075,955 | Apr 20, 2006 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Sale | 2,662 | $101.52 | $270,246 | 29,481 | Mar 16, 2006 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Option Exercise | 6,866 | $47.57 | $326,616 | 38,347 | Mar 16, 2006 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Gift | 550 | — | — | 24,263 | Mar 10, 2006 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Sale | 709 | $102.98 | $73,013 | 31,481 | Mar 3, 2006 |
| BURNS HARMON E | Vice Chariman | Sale | 1,500 | $98.26 | $147,390 | 62,849 | Feb 27, 2006 |
| LEWIS KENNETH A | Vice President and Treasurer | Sale | 4,000 | $101.60 | $406,400 | 10,250 | Feb 24, 2006 |
| GIBSON HOLLY E | Vice President, Corp Comm | Option Exercise | 3,216 | $47.57 | $152,985 | 10,339 | Feb 22, 2006 |
| SIMPSON MURRAY | Executive Vice President | Option Exercise | 2,100 | $47.57 | $99,897 | 30,752 | Feb 16, 2006 |
| Yun William Young | EVP-Institutional | Sale | 4,000 | $98.11 | $392,440 | 101,185 | Feb 16, 2006 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Sale | 7,812 | $98.47 | $769,248 | 48,832 | Feb 15, 2006 |
| Advani Vijay Chandur | EVP - Global Advisor Services | Disposition | 110 | $91.45 | $10,056 | 27,895 | Feb 8, 2006 |
| Advani Vijay Chandur | EVP - Global Advisor Services | Option Exercise | 30,891 | $31.95 | $986,967 | 80,135 | Feb 6, 2006 |
| LUSK JOHN M | EVP-Portfolio Operations | Sale | 200 | $98.06 | $19,612 | 17,957 | Feb 2, 2006 |
| JOHNSON GREGORY E | CEO and President | Sale | 112,511 | $98.95 | $11,132,963 | 510,478 | Feb 1, 2006 |
| IKEDA DONNA S | Vice President - HR Intntl | Sale | 91 | $98.50 | $8,951 | 19,666 | Jan 31, 2006 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Sale | 8 | $98.50 | $758 | 51,451 | Jan 31, 2006 |
| FRISBIE NORMAN RICKARD JR | SVP-Chief Admin Officer | Sale | 58 | $98.50 | $5,680 | 11,973 | Jan 31, 2006 |
| LUSK JOHN M | EVP-Portfolio Operations | Sale | 69 | $98.50 | $6,804 | 20,629 | Jan 31, 2006 |
| BAIO JAMES R | EVP& Chief Financial Officer | Sale | 16 | $98.50 | $1,623 | 23,992 | Jan 31, 2006 |
| STEIN LAURA | — | Award / Grant | 745 | $100.80 | $75,096 | 745 | Jan 26, 2006 |
| RATNATHICAM SANCHAYAN | — | Award / Grant | 745 | $100.80 | $75,096 | 4,319 | Jan 26, 2006 |
| SACERDOTE PETER M | — | Award / Grant | 745 | $100.80 | $75,096 | 29,319 | Jan 26, 2006 |
| JOFFE ROBERT D | — | Award / Grant | 373 | $100.80 | $37,598 | 5,446 | Jan 26, 2006 |
| HARDIMAN JOSEPH R | — | Award / Grant | 745 | $100.80 | $75,096 | 745 | Jan 26, 2006 |
| WOODWORTH LOUIS E | — | Option Exercise | 703 | — | — | 1,075,954 | Jan 20, 2006 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Sale | 458 | $94.48 | $43,272 | 31,767 | Dec 29, 2005 |
| Advani Vijay Chandur | EVP - Advisory Services | Sale | 763 | $94.48 | $72,088 | 28,132 | Dec 29, 2005 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Sale | 422 | $94.48 | $39,871 | 51,438 | Dec 29, 2005 |
| LEWIS KENNETH A | Vice President and Treasurer | Sale | 306 | $94.48 | $28,911 | 10,250 | Dec 29, 2005 |
| IKEDA DONNA S | Vice President - HR Intntl | Sale | 443 | $94.48 | $41,855 | 19,572 | Dec 29, 2005 |
| GREEN BARBARA J | VP, Dep Gen Counsel & Sec | Sale | 108 | $94.48 | $10,204 | 11,676 | Dec 29, 2005 |
| GIBSON HOLLY E | Vice President - Corp Comm | Sale | 239 | $94.48 | $22,581 | 7,036 | Dec 29, 2005 |
| SIMPSON MURRAY | Executive Vice President | Sale | 382 | $94.48 | $36,091 | 28,652 | Dec 29, 2005 |
| BAIO JAMES R | EVP& Chief Financial Officer | Sale | 611 | $94.48 | $57,727 | 23,967 | Dec 29, 2005 |
| FRISBIE NORMAN RICKARD JR | SVP-Chief Admin Officer | Sale | 611 | $94.48 | $57,727 | 11,885 | Dec 29, 2005 |
| LUSK JOHN M | EVP-Portfolio Operations | Sale | 534 | $94.48 | $50,452 | 20,522 | Dec 29, 2005 |
| JOHNSON GREGORY E | CEO and President | Sale | 800 | $113.94 | $91,152 | 508,907 | Dec 22, 2005 |
| Yun William Young | EVP-Institutional | Gift | 160 | — | — | 106,017 | Dec 19, 2005 |
| JOHNSON GREGORY E | CEO and President | Gift | 27 | — | — | 509,682 | Dec 8, 2005 |
| JOHNSON RUPERT H JR | Vice Chairman | Gift | 400,000 | — | — | 783,211 | Dec 7, 2005 |
| TATLOCK ANNE M | Vice Chairman | Gift | 1,050 | — | — | 172,757 | Nov 7, 2005 |
| BOLT JENNIFER J | EVP-Operations and Technology | Option Exercise | 2,000 | $31.93 | $63,860 | 479,948 | Oct 31, 2005 |
| TATLOCK ANNE M | Vice Chairman | Gift | 2,025 | — | — | 190,320 | Aug 11, 2005 |