FRANKLIN RESOURCES INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HARDIMAN JOSEPH R | — | Award / Grant | 689 | $108.94 | $75,060 | 5,735 | Mar 16, 2010 |
| TATLOCK ANNE M | — | Gift | 720 | — | — | 180,971 | Mar 16, 2010 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Sale | 1,669 | $107.67 | $179,701 | 27,596 | Mar 15, 2010 |
| Tyle Craig Steven | EVP and General Counsel | Tax Withholding | 17 | $99.03 | $1,700 | 21,691 | Jan 29, 2010 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Tax Withholding | 3 | $99.03 | $279 | 29,265 | Jan 29, 2010 |
| IKEDA DONNA S | VP - HR International | Tax Withholding | 20 | $99.03 | $2,022 | 11,628 | Jan 29, 2010 |
| LEWIS KENNETH A | EVP and CFO | Tax Withholding | 26 | $99.03 | $2,574 | 20,665 | Jan 29, 2010 |
| GIBSON HOLLY E | Vice President, Corp Comm | Tax Withholding | 16 | $99.03 | $1,568 | 8,430 | Jan 29, 2010 |
| JOHNSON CHARLES B | Chairman of the Board | Disposition | 200,000 | $108.35 | $21,670,000 | 2,506,117 | Dec 29, 2009 |
| JOHNSON GREGORY E | CEO and President | Gift | 480 | — | — | 18,638 | Dec 22, 2009 |
| JOHNSON RUPERT H JR | Vice Chairman | Gift | 7,400 | — | — | 34,850,015 | Dec 21, 2009 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Gift | 47 | — | — | 22,431 | Dec 1, 2009 |
| TATLOCK ANNE M | — | Sale | 721 | $107.37 | $77,414 | 181,691 | Nov 18, 2009 |
| JOHNSON CHARLES B | Chairman of the Board | Disposition | 100,000 | $109.58 | $10,958,000 | 2,706,117 | Nov 5, 2009 |
| LUSK JOHN M | EVP-Portfolio Operations | Award / Grant | 5,885 | $107.18 | $630,754 | 28,784 | Nov 4, 2009 |
| KRATTER LESLIE M | SVP & Assistant Secretary | Award / Grant | 1,718 | $107.00 | $183,826 | 29,261 | Nov 4, 2009 |
| Yun William Young | EVP-Alternative Strategies | Award / Grant | 6,677 | $107.18 | $715,641 | 100,410 | Nov 4, 2009 |
| Tyle Craig Steven | EVP and General Counsel | Award / Grant | 3,765 | $107.18 | $403,533 | 23,634 | Nov 4, 2009 |
| BOLT JENNIFER J | EVP-Operations and Technology | Gift | 47 | — | — | 501,524 | Nov 4, 2009 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Award / Grant | 1,973 | $107.18 | $211,466 | 7,651 | Nov 4, 2009 |
| GIBSON HOLLY E | Vice President, Corp Comm | Award / Grant | 292 | $107.18 | $31,297 | 8,526 | Nov 4, 2009 |
| IKEDA DONNA S | VP - HR International | Award / Grant | 2,012 | $107.18 | $215,646 | 12,774 | Nov 4, 2009 |
| Advani Vijay Chandur | EVP - Global Distribution | Award / Grant | 12,835 | $107.18 | $1,375,655 | 32,832 | Nov 4, 2009 |
| LEWIS KENNETH A | EVP and CFO | Award / Grant | 6,841 | $107.18 | $733,218 | 24,365 | Nov 4, 2009 |
| JOHNSON GREGORY E | CEO and President | Award / Grant | 24,260 | $107.18 | $2,600,187 | 595,300 | Nov 4, 2009 |
| FRISBIE NORMAN RICKARD JR | SVP & Chief Admin Officer | Award / Grant | 3,313 | $107.18 | $355,087 | 17,384 | Nov 4, 2009 |
| BOLT JENNIFER J | EVP-Operations and Technology | Award / Grant | 3,103 | $107.18 | $332,580 | 504,627 | Nov 4, 2009 |
| ALEXANDER PENELOPE S | Vice-President, HR - US | Award / Grant | 797 | $107.18 | $85,422 | 6,475 | Nov 4, 2009 |
| LUSK JOHN M | EVP-Portfolio Operations | Award / Grant | 2,613 | $107.18 | $280,061 | 25,512 | Nov 4, 2009 |
| Advani Vijay Chandur | EVP - Global Distribution | Award / Grant | 6,765 | $107.18 | $725,073 | 26,762 | Nov 4, 2009 |
| Tyle Craig Steven | EVP and General Counsel | Award / Grant | 1,797 | $107.18 | $192,602 | 21,666 | Nov 4, 2009 |
| FRISBIE NORMAN RICKARD JR | SVP & Chief Admin Officer | Award / Grant | 1,633 | $107.18 | $175,025 | 15,704 | Nov 4, 2009 |
| IKEDA DONNA S | VP - HR International | Award / Grant | 836 | $107.18 | $89,602 | 11,598 | Nov 4, 2009 |
| LEWIS KENNETH A | EVP and CFO | Award / Grant | 3,103 | $107.18 | $332,580 | 20,627 | Nov 4, 2009 |
| GIBSON HOLLY E | Vice President, Corp Comm | Award / Grant | 172 | $107.18 | $18,435 | 8,406 | Nov 4, 2009 |
| JOHNSON GREGORY E | CEO and President | Disposition | 3,845 | — | — | 579,791 | Nov 4, 2009 |
| Yun William Young | EVP-Alternative Strategies | Award / Grant | 2,939 | $107.18 | $315,002 | 96,672 | Nov 4, 2009 |
| TATLOCK ANNE M | — | Gift | 400 | — | — | 187,612 | Oct 29, 2009 |
| LUSK JOHN M | EVP-Portfolio Operations | Option Exercise | 12,356 | $31.95 | $394,774 | 31,987 | Oct 29, 2009 |
| JOHNSON CHARLES B | Chairman of the Board | Other | 500,000 | $112.03 | $56,015,000 | 34,048,730 | Oct 19, 2009 |
| LUSK JOHN M | EVP-Portfolio Operations | Tax Withholding | 588 | $100.60 | $59,153 | 19,631 | Sep 30, 2009 |
| Yun William Young | EVP-Alternative Strategies | Tax Withholding | 682 | $100.60 | $68,609 | 93,733 | Sep 30, 2009 |
| JOHNSON CHARLES B | Chairman of the Board | Gift | 300 | — | — | 33,548,730 | Sep 30, 2009 |
| Advani Vijay Chandur | EVP - Global Distribution | Tax Withholding | 752 | $100.60 | $75,651 | 19,997 | Sep 30, 2009 |
| GIBSON HOLLY E | Vice President, Corp Comm | Sale | 482 | $99.41 | $47,916 | 8,234 | Sep 15, 2009 |
| TATLOCK ANNE M | — | Gift | 930 | — | — | 147,766 | Sep 15, 2009 |
| GIBSON HOLLY E | Vice President, Corp Comm | Option Exercise | 2,716 | $36.30 | $98,591 | 10,950 | Sep 14, 2009 |
| BOLT JENNIFER J | EVP-Operations and Technology | Gift | 168 | — | — | 506,434 | Sep 10, 2009 |
| IKEDA DONNA S | VP - HR International | Gift | 100 | — | — | 10,762 | Sep 4, 2009 |
| GIBSON HOLLY E | Vice President, Corp Comm | Tax Withholding | 181 | $93.33 | $16,893 | 8,235 | Aug 31, 2009 |