CATERPILLAR INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Johnson Gerald | — | Purchase | 100 | $365.57 | $36,557 | 3,053 | Feb 4, 2025 |
| BONFIELD ANDREW R J | Chief Financial Officer | Sale | 10,000 | $380.09 | $3,800,900 | 45,182 | Jan 16, 2025 |
| De Lange Bob | Group President | Tax Withholding | 452 | $357.50 | $161,590 | 70,919 | Jan 12, 2025 |
| Fassino Anthony D. | Group President | Tax Withholding | 526 | $357.50 | $188,045 | 33,040 | Jan 12, 2025 |
| Johnson Denise C | Group President | Tax Withholding | 452 | $357.50 | $161,590 | 35,183 | Jan 12, 2025 |
| DICKINSON DANIEL M | — | Gift | 250 | — | — | 4,728 | Dec 5, 2024 |
| Johnson Gerald | — | Purchase | 100 | $398.57 | $39,857 | 2,953 | Dec 4, 2024 |
| SCHWAB SUSAN C | — | Gift | 2,150 | — | — | 8,715 | Nov 29, 2024 |
| Fassino Anthony D. | Group President | Tax Withholding | 2,854 | $408.22 | $1,165,060 | 39,844 | Nov 29, 2024 |
| Fish James C Jr | — | Gift | 1,000 | — | — | 4,464 | Nov 25, 2024 |
| BONFIELD ANDREW R J | Chief Financial Officer | Sale | 2,135 | $406.79 | $868,497 | 55,182 | Nov 25, 2024 |
| SCHWAB SUSAN C | — | Sale | 2 | $383.20 | $766 | 10,846 | Nov 15, 2024 |
| Umpleby III Donald J | Chairman & CEO | Gift | 2,400 | — | — | 439,049 | Nov 7, 2024 |
| De Lange Bob | Group President | Tax Withholding | 7,343 | $411.58 | $3,022,232 | 83,764 | Nov 7, 2024 |
| Fassino Anthony D. | Group President | Tax Withholding | 2,491 | $409.72 | $1,020,613 | 38,951 | Nov 6, 2024 |
| DICKINSON DANIEL M | — | Sale | 1,300 | $418.00 | $543,400 | 4,976 | Nov 6, 2024 |
| Johnson Cheryl H | Chief Human Resources Officer | Sale | 2,664 | $378.84 | $1,009,230 | 12,951 | Nov 4, 2024 |
| Schaupp William E | Chief Accounting Officer | Tax Withholding | 1,032 | $380.91 | $393,099 | 2,654 | Nov 1, 2024 |
| Johnson Gerald | — | Purchase | 100 | $338.59 | $33,859 | 2,842 | Sep 4, 2024 |
| Fassino Anthony D. | Group President | Sale | 3,185 | $351.36 | $1,119,082 | 33,442 | Aug 30, 2024 |
| Johnson Cheryl H | Chief Human Resources Officer | Sale | 2,975 | $342.48 | $1,018,878 | 15,615 | Aug 22, 2024 |
| Johnson Cheryl H | Chief Human Resources Officer | Sale | 1,508 | $350.00 | $527,800 | 18,515 | Jul 16, 2024 |
| De Lange Bob | Group President | Gift | 505 | — | — | 70,870 | Jul 15, 2024 |
| MacLennan David | — | Award / Grant | 517 | $328.73 | $169,953 | 6,260 | Jun 12, 2024 |
| Johnson Gerald | — | Award / Grant | 517 | $328.73 | $169,953 | 2,730 | Jun 12, 2024 |
| WILKINS RAYFORD JR | — | Award / Grant | 517 | $328.73 | $169,953 | 7,522 | Jun 12, 2024 |
| Fish James C Jr | — | Award / Grant | 517 | $328.73 | $169,953 | 5,427 | Jun 12, 2024 |
| SCHWAB SUSAN C | — | Award / Grant | 517 | $328.73 | $169,953 | 10,825 | Jun 12, 2024 |
| REED DEBRA L | — | Award / Grant | 517 | $328.73 | $169,953 | 12,219 | Jun 12, 2024 |
| DICKINSON DANIEL M | — | Award / Grant | 517 | $328.73 | $169,953 | 6,274 | Jun 12, 2024 |
| Marks Judith Fran | — | Award / Grant | 517 | $328.73 | $169,953 | 1,227 | Jun 12, 2024 |
| Johnson Cheryl H | Chief Human Resources Officer | Sale | 1,508 | $340.00 | $512,720 | 20,023 | May 30, 2024 |
| Johnson Gerald | — | Purchase | 100 | $356.40 | $35,640 | 2,213 | May 20, 2024 |
| De Lange Bob | Group President | Tax Withholding | 373 | $356.46 | $132,960 | 71,115 | May 13, 2024 |
| MacLennan David | — | Purchase | 500 | $337.39 | $168,695 | 5,738 | May 3, 2024 |
| SCHWAB SUSAN C | — | Disposition | 4,302 | $349.92 | $1,505,356 | 10,291 | Apr 29, 2024 |
| Owens Derek | CLO & General Counsel | Tax Withholding | 72 | $365.29 | $26,301 | 4,108 | Apr 1, 2024 |
| BONFIELD ANDREW R J | Chief Financial Officer | Option Exercise | 14,186 | $196.70 | $2,790,386 | 75,755 | Mar 7, 2024 |
| BONFIELD ANDREW R J | Chief Financial Officer | Award / Grant | 3,543 | — | — | 58,314 | Mar 4, 2024 |
| Fassino Anthony D. | Group President | Award / Grant | 2,731 | — | — | 33,120 | Mar 4, 2024 |
| Creed Joseph E | Chief Operating Officer | Award / Grant | 5,168 | — | — | 12,937 | Mar 4, 2024 |
| Umpleby III Donald J | Chief Executive Officer | Award / Grant | 12,181 | — | — | 441,355 | Mar 4, 2024 |
| Kaiser Jason | Group President | Award / Grant | 2,731 | — | — | 6,244 | Mar 4, 2024 |
| Johnson Denise C | Group President | Award / Grant | 2,731 | — | — | 35,525 | Mar 4, 2024 |
| Johnson Cheryl H | Chief Human Resources Officer | Award / Grant | 1,846 | — | — | 21,452 | Mar 4, 2024 |
| De Lange Bob | Group President | Award / Grant | 2,731 | — | — | 70,771 | Mar 4, 2024 |
| Schaupp William E | Chief Accounting Officer | Award / Grant | 229 | — | — | 1,684 | Mar 4, 2024 |
| Owens Derek | CLO & General Counsel | Tax Withholding | 53 | $335.69 | $17,792 | 1,669 | Mar 4, 2024 |
| Fassino Anthony D. | Group President | Tax Withholding | 3,306 | $329.73 | $1,090,087 | 28,049 | Feb 28, 2024 |
| Umpleby III Donald J | Chief Executive Officer | Gift | 8,081 | — | — | — | Feb 26, 2024 |