CATERPILLAR INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Fish James C Jr | — | Gift | 1,000 | — | — | 3,475 | Dec 19, 2025 |
| BONFIELD ANDREW R J | Chief Financial Officer | Sale | 381 | $570.27 | $217,273 | 61,341 | Dec 1, 2025 |
| Umpleby III Donald J | Executive Chairman | Gift | 2,350 | — | — | 445,879 | Nov 28, 2025 |
| SCHWAB SUSAN C | — | Gift | 990 | — | — | 5,948 | Nov 19, 2025 |
| Kaiser Jason | Group President | Sale | 1,413 | $562.27 | $794,488 | 11,659 | Nov 11, 2025 |
| Fassino Anthony D. | Group President | Sale | 8,184 | $570.18 | $4,666,353 | 41,512 | Nov 10, 2025 |
| MacLennan David | — | Purchase | 300 | $568.86 | $170,658 | 7,947 | Nov 6, 2025 |
| De Lange Bob | Group President | Sale | 14,638 | $562.36 | $8,231,826 | 80,209 | Nov 5, 2025 |
| Schaupp William E | Chief Accounting Officer | Sale | 1,200 | $572.22 | $686,664 | 1,323 | Nov 5, 2025 |
| Umpleby III Donald J | Executive Chairman | Sale | 17,166 | $505.29 | $8,673,808 | 448,173 | Oct 10, 2025 |
| Umpleby III Donald J | Executive Chairman | Sale | 17,166 | $462.65 | $7,941,850 | 465,339 | Sep 22, 2025 |
| Umpleby III Donald J | Executive Chairman | Sale | 17,168 | $412.87 | $7,088,152 | 482,505 | Sep 2, 2025 |
| MacLennan David | — | Award / Grant | 500 | $407.76 | $203,880 | 7,641 | Aug 18, 2025 |
| SCHWAB SUSAN C | — | Sale | 2,324 | $410.00 | $952,840 | 6,917 | Aug 15, 2025 |
| Kaiser Jason | Group President | Option Exercise | 4,091 | $196.70 | $804,700 | 12,723 | Aug 11, 2025 |
| BONFIELD ANDREW R J | Chief Financial Officer | Tax Withholding | 9,683 | $416.39 | $4,031,904 | 59,883 | Jul 17, 2025 |
| Fish James C Jr | — | Award / Grant | 482 | $352.53 | $169,919 | 4,472 | Jun 11, 2025 |
| WILKINS RAYFORD JR | — | Award / Grant | 482 | $352.53 | $169,919 | 8,123 | Jun 11, 2025 |
| REED DEBRA L | — | Award / Grant | 482 | $352.53 | $169,919 | 12,876 | Jun 11, 2025 |
| SCHWAB SUSAN C | — | Award / Grant | 482 | $352.53 | $169,919 | 9,241 | Jun 11, 2025 |
| Marks Judith Fran | — | Award / Grant | 482 | $352.53 | $169,919 | 1,717 | Jun 11, 2025 |
| MacLennan David | — | Award / Grant | 482 | $352.53 | $169,919 | 7,141 | Jun 11, 2025 |
| KEENE NAZZIC S | — | Award / Grant | 482 | $352.53 | $169,919 | 512 | Jun 11, 2025 |
| Johnson Gerald | — | Award / Grant | 482 | $352.53 | $169,919 | 3,659 | Jun 11, 2025 |
| Creed Joseph E | Chief Executive Officer | Award / Grant | 4,330 | — | — | 28,157 | May 9, 2025 |
| Pambianchi Christine M | Chief Human Resources Officer | Award / Grant | 2,126 | — | — | 2,126 | May 9, 2025 |
| MacLennan David | — | Purchase | 375 | $320.70 | $120,263 | 6,653 | May 7, 2025 |
| Johnson Gerald | — | Purchase | 100 | $318.48 | $31,848 | 3,165 | May 2, 2025 |
| Owens Derek | CLO & General Counsel | Tax Withholding | 73 | $328.05 | $23,948 | 7,031 | Apr 1, 2025 |
| Umpleby III Donald J | Chief Executive Officer | Award / Grant | 12,733 | — | — | 501,041 | Mar 4, 2025 |
| Schaupp William E | Chief Accounting Officer | Award / Grant | 226 | — | — | 2,539 | Mar 4, 2025 |
| Creed Joseph E | Chief Operating Officer | Award / Grant | 5,093 | — | — | 24,516 | Mar 4, 2025 |
| Johnson Cheryl H | Chief Human Resources Officer | Tax Withholding | 232 | $325.30 | $75,470 | 15,255 | Mar 4, 2025 |
| Kaiser Jason | Group President | Tax Withholding | 364 | $325.30 | $118,409 | 8,614 | Mar 3, 2025 |
| Fassino Anthony D. | Group President | Tax Withholding | 404 | $325.30 | $131,421 | 41,199 | Mar 3, 2025 |
| Owens Derek | CLO & General Counsel | Tax Withholding | 207 | $325.30 | $67,337 | 7,104 | Mar 3, 2025 |
| Johnson Denise C | Group President | Tax Withholding | 343 | $325.30 | $111,578 | 43,723 | Mar 3, 2025 |
| De Lange Bob | Group President | Tax Withholding | 343 | $325.30 | $111,578 | 79,603 | Mar 3, 2025 |
| BONFIELD ANDREW R J | Chief Financial Officer | Tax Withholding | 450 | $325.30 | $146,385 | 55,380 | Mar 3, 2025 |
| Kaiser Jason | Group President | Sale | 2,425 | $354.70 | $860,148 | 6,275 | Feb 18, 2025 |
| Umpleby III Donald J | Chairman & CEO | Award / Grant | 36,126 | — | — | 502,422 | Feb 11, 2025 |
| Schaupp William E | Chief Accounting Officer | Tax Withholding | 230 | $362.70 | $83,421 | 2,313 | Feb 11, 2025 |
| Owens Derek | Chief Legal Officer | Award / Grant | 642 | — | — | 4,781 | Feb 11, 2025 |
| Kaiser Jason | Group President | Tax Withholding | 920 | $362.70 | $333,684 | 8,700 | Feb 11, 2025 |
| Johnson Cheryl H | Chief Human Resources Officer | Award / Grant | 3,345 | — | — | 16,354 | Feb 11, 2025 |
| Johnson Denise C | Group President | Tax Withholding | 3,742 | $362.70 | $1,357,223 | 41,342 | Feb 11, 2025 |
| Fassino Anthony D. | Group President | Tax Withholding | 4,162 | $362.70 | $1,509,557 | 38,779 | Feb 11, 2025 |
| De Lange Bob | Group President | Award / Grant | 9,901 | — | — | 80,820 | Feb 11, 2025 |
| Creed Joseph E | Chief Operating Officer | Tax Withholding | 3,495 | $362.70 | $1,267,637 | 19,402 | Feb 11, 2025 |
| BONFIELD ANDREW R J | Chief Financial Officer | Tax Withholding | 4,706 | $362.70 | $1,706,866 | 52,251 | Feb 11, 2025 |