Dominari Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Devall Christopher Franklin | COO | Award / Grant | 10,000 | — | — | 155,702 | Dec 11, 2025 |
| Hayes Anthony | CEO | Purchase | 23,000 | $3.87 | $89,010 | 1,750,873 | Dec 8, 2025 |
| Wool Kyle Michael | President | Purchase | 25,000 | $3.87 | $96,750 | 1,211,828 | Dec 8, 2025 |
| Devall Christopher Franklin | COO | Sale | 45,000 | $3.85 | $173,250 | 145,702 | Dec 8, 2025 |
| Wool Kyle Michael | President | Purchase | 25,000 | $3.87 | $96,750 | 2,453,817 | Dec 8, 2025 |
| Hayes Anthony | CEO | Purchase | 23,000 | $3.87 | $89,010 | 1,750,873 | Dec 8, 2025 |
| Devall Christopher Franklin | COO | Sale | 40,000 | $4.21 | $168,400 | 330,702 | Dec 3, 2025 |
| Blattner Gregory James | — | Sale | 14,409 | — | — | 22,411 | Sep 23, 2025 |
| Hayes Anthony | CEO | Gift | 15,000 | — | — | 1,614,566 | May 5, 2025 |
| Hayes Anthony | CEO | Award / Grant | 154,559 | — | — | 1,629,566 | Mar 24, 2025 |
| Lieberman Ronald Craig | — | Award / Grant | 150,000 | — | — | 181,613 | Feb 18, 2025 |
| Hayes Anthony | CEO | Award / Grant | 500,000 | — | — | 1,475,007 | Feb 18, 2025 |
| Lieberman Ronald J. | — | Award / Grant | 150,000 | — | — | 181,613 | Feb 18, 2025 |
| Yu Soo | — | Award / Grant | 154,559 | — | — | 2,355,328 | Feb 12, 2025 |
| Yu Soo | — | Purchase | 288,184 | — | — | 2,200,769 | Feb 12, 2025 |
| Lieberman Ronald Craig | — | Purchase | 21,613 | — | — | 21,613 | Feb 10, 2025 |
| Dudley Robert Frederick | — | Award / Grant | 10,000 | — | — | 22,411 | Feb 10, 2025 |
| LEDWICK TIM S | — | Award / Grant | 10,000 | — | — | 31,471 | Feb 10, 2025 |
| Lieberman Ronald J. | — | Award / Grant | 10,000 | — | — | 31,613 | Feb 10, 2025 |
| Haug Kyle | — | Purchase | 14,409 | — | — | 14,409 | Feb 10, 2025 |
| Blattner Gregory James | — | Award / Grant | 10,000 | — | — | 36,820 | Feb 10, 2025 |
| Devall Christopher Franklin | COO | Award / Grant | 351,851 | — | — | 410,702 | Feb 10, 2025 |
| Hayes Anthony | CEO | Purchase | 288,184 | — | — | 975,007 | Feb 10, 2025 |
| Wool Kyle Michael | President | Award / Grant | 309,118 | — | — | 1,912,585 | Dec 31, 2024 |
| Hayes Anthony | CEO | Award / Grant | 309,118 | — | — | 686,823 | Dec 31, 2024 |
| Yu Soo | — | Award / Grant | 154,559 | — | — | 1,603,467 | Jun 11, 2024 |
| Hayes Anthony | CEO | Award / Grant | 154,559 | — | — | 377,705 | Jun 11, 2024 |
| Hayes Anthony | CEO | Purchase | 1,158 | $2.25 | $2,606 | 219,664 | May 30, 2024 |
| Wool Kyle Michael | President | Purchase | 5,000 | $2.20 | $11,000 | 27,750 | May 29, 2024 |
| Wool Kyle Michael | President | Purchase | 4,250 | $2.99 | $12,708 | 22,750 | Apr 8, 2024 |
| Hayes Anthony | CEO | Purchase | 3,944 | $2.62 | $10,333 | 102,748 | Apr 5, 2024 |
| Wool Kyle Michael | President | Purchase | 9,500 | $2.84 | $26,980 | 9,500 | Apr 4, 2024 |
| Devall Christopher Franklin | COO | Purchase | 7,000 | $2.55 | $17,850 | 30,033 | Dec 26, 2023 |
| Yu Soo | — | Purchase | 5,000 | $2.60 | $13,000 | 9,000 | Dec 26, 2023 |
| Yu Soo | — | Award / Grant | 630,050 | $2.02 | $1,272,701 | 1,448,908 | Dec 21, 2023 |
| Hayes Anthony | CEO | Purchase | 70,000 | $2.00 | $140,000 | 98,804 | Dec 20, 2023 |
| Hayes Anthony | CEO | Purchase | 2,000 | $2.00 | $4,000 | 28,804 | Dec 12, 2023 |
| Yu Soo | — | Purchase | 2,000 | $2.04 | $4,080 | 4,000 | Dec 12, 2023 |
| Devall Christopher Franklin | COO | Purchase | 1,000 | $2.28 | $2,280 | 23,033 | Nov 30, 2023 |
| Devall Christopher Franklin | COO | Purchase | 1,000 | $2.26 | $2,260 | 22,033 | Nov 28, 2023 |
| Wool Kyle Michael | — | Purchase | 1,000 | $2.20 | $2,200 | 24,000 | Nov 27, 2023 |
| Hayes Anthony | CEO | Purchase | 1,323 | $2.09 | $2,765 | 23,323 | Nov 24, 2023 |
| Wool Kyle Michael | — | Purchase | 2,000 | $2.05 | $4,100 | 23,000 | Nov 20, 2023 |
| Hayes Anthony | CEO | Purchase | 2,500 | $1.97 | $4,925 | 22,000 | Nov 16, 2023 |
| Hayes Anthony | CEO | Purchase | 2,500 | $1.93 | $4,825 | 19,500 | Nov 14, 2023 |
| Way George | Chief Financial Officer | Award / Grant | 96,311 | — | — | 96,311 | Oct 2, 2023 |
| Hayes Anthony | CEO | Purchase | 7,500 | $2.50 | $18,750 | 9,500 | Sep 20, 2023 |
| Wool Kyle Michael | — | Purchase | 5,000 | $2.77 | $13,850 | 21,000 | Sep 20, 2023 |
| Yu Soo | — | Purchase | 2,000 | $2.55 | $5,100 | 6,000 | Sep 19, 2023 |
| Wool Kyle Michael | — | Purchase | 2,000 | $2.74 | $5,480 | 4,000 | Sep 14, 2023 |