Dominari Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| VanderZanden Robert J | — | Award / Grant | 8,000 | $6.00 | $48,000 | 12,702 | Aug 26, 2022 |
| Dudley Robert Frederick | — | Award / Grant | 8,000 | $6.00 | $48,000 | 12,411 | Aug 26, 2022 |
| LeMire Paul | — | Award / Grant | 8,000 | $6.00 | $48,000 | 12,411 | Aug 26, 2022 |
| Wool Kyle Michael | CEO | Award / Grant | 78,588 | $6.00 | $471,528 | 80,058 | Aug 26, 2022 |
| Blattner Gregory James | — | Award / Grant | 8,000 | $6.00 | $48,000 | 12,411 | Aug 26, 2022 |
| Hayes Anthony | CEO | Award / Grant | 78,588 | $6.00 | $471,528 | 84,016 | Aug 26, 2022 |
| VanderZanden Robert J | — | Award / Grant | 25,000 | $0.88 | $22,000 | 68,570 | Jul 30, 2021 |
| Wool Kyle Michael | — | Award / Grant | 25,000 | $0.88 | $22,000 | 25,000 | Jul 30, 2021 |
| LeMire Paul | — | Award / Grant | 25,000 | $0.88 | $22,000 | 50,000 | Jul 30, 2021 |
| LEDWICK TIM S | — | Award / Grant | 25,000 | $0.88 | $22,000 | 69,756 | Jul 30, 2021 |
| Dudley Robert Frederick | — | Award / Grant | 25,000 | $0.88 | $22,000 | 50,000 | Jul 30, 2021 |
| Blattner Gregory James | — | Award / Grant | 25,000 | $0.88 | $22,000 | 61,766 | Jul 30, 2021 |
| Hayes Anthony | CEO | Purchase | 10,000 | $0.99 | $9,900 | 78,430 | May 3, 2021 |
| Hayes Anthony | CEO | Purchase | 10,000 | $0.99 | $9,900 | 68,430 | Apr 29, 2021 |
| Hayes Anthony | CEO | Purchase | 10,000 | $0.93 | $9,300 | 58,430 | Apr 22, 2021 |
| LEDWICK TIM S | — | Award / Grant | 10,000 | $0.90 | $9,000 | 30,000 | Nov 19, 2018 |
| Hayes Anthony | Chief Executive Officer | Purchase | 8,000 | $0.88 | $7,040 | 52,183 | Nov 19, 2018 |
| LEDWICK TIM S | — | Award / Grant | 20,000 | — | — | 20,000 | Feb 16, 2018 |
| Weisblum Eric | — | Award / Grant | 20,000 | — | — | 20,000 | Feb 16, 2018 |
| VanderZanden Robert J | — | Award / Grant | 20,000 | — | — | 21,007 | Feb 16, 2018 |
| Hayes Anthony | Chief Executive Officer | Purchase | 1,000 | $1.00 | $1,000 | 4,214 | Jun 7, 2017 |
| VanderZanden Robert J | — | Purchase | 1,000 | $1.05 | $1,050 | 1,007 | May 31, 2017 |
| Hayes Anthony | Chief Executive Officer | Purchase | 1,000 | $1.04 | $1,040 | 42,183 | May 30, 2017 |
| Hayes Anthony | Chief Executive Officer | Purchase | 2,000 | $0.96 | $1,920 | 3,214 | May 25, 2017 |
| Hayes Anthony | Chief Executive Officer | Purchase | 2,000 | $0.97 | $1,940 | 41,183 | Dec 31, 2016 |
| Reiner Frank | Interim CFO | Award / Grant | 21,053 | — | — | 21,630 | Mar 22, 2016 |
| GOLDBERG HOWARD E | — | Award / Grant | 12,393 | $1,487.08 | $18,429,382 | 87,293 | Jan 26, 2016 |
| Hayes Anthony | CHIEF EXECUTIVE OFFICER | Purchase | 2,500 | $1.69 | $4,225 | 29,581 | Jun 9, 2014 |
| Hayes Anthony | CHIEF EXECUTIVE OFFICER | Purchase | 4,000 | $2.35 | $9,400 | 27,081 | Apr 11, 2014 |
| Kesner Harvey J | — | Purchase | 10,000 | $2.84 | $28,400 | 13,700 | Apr 3, 2014 |
| Kesner Harvey J | — | Purchase | 2,000 | $3.10 | $6,200 | 2,000 | Apr 1, 2014 |
| Kesner Harvey J | — | Purchase | 1,000 | $5.79 | $5,790 | 1,000 | Jan 27, 2014 |
| Kesner Harvey J | INTERIM CEO | X | 6,711 | — | — | 27,115 | Aug 7, 2013 |
| Kesner Harvey J | INTERIM CEO | Sale | 110,000 | — | — | 29,795 | May 31, 2013 |
| CLAYTON ROBERT | CFO & Treasurer | Award / Grant | 1,000 | $6.83 | $6,830 | 1,000 | Dec 31, 2012 |
| Lodder Robert A | President | Award / Grant | 1,000 | $6.83 | $6,830 | 1,000 | Dec 31, 2012 |
| Kesner Harvey J | — | Award / Grant | 120,000 | $6.80 | $816,000 | 120,000 | Dec 28, 2012 |
| LEVIN GILBERT V | — | Gift | 65,000 | $0.70 | $45,500 | 1,085,598 | Dec 22, 2010 |
| BROWN DOUGLAS T | — | Award / Grant | 6,666 | $1.50 | $9,999 | 38,818 | May 12, 2009 |
| Aristides Melissaratos | — | Award / Grant | 6,666 | $1.50 | $9,999 | 16,281 | May 12, 2009 |
| VanderZanden Robert J | — | Award / Grant | 6,666 | $1.50 | $9,999 | 29,818 | May 12, 2009 |
| BROWN DOUGLAS T | — | Award / Grant | 9,615 | $1.04 | $10,000 | 32,152 | May 13, 2008 |
| COX PAUL JR | Chairman of the Board | Award / Grant | 9,615 | $1.04 | $10,000 | 23,152 | May 13, 2008 |
| Aristides Melissaratos | — | Award / Grant | 9,615 | $1.04 | $10,000 | 9,615 | May 13, 2008 |
| VanderZanden Robert J | — | Award / Grant | 9,615 | $1.04 | $10,000 | 23,152 | May 13, 2008 |
| LEVIN GILBERT V | — | Gift | — | — | — | 1,280,109 | Dec 21, 2007 |
| Lodder Robert A | President | Award / Grant | 15,000 | $2.00 | $30,000 | 22,852 | Aug 16, 2007 |
| BROWN DOUGLAS T | — | Award / Grant | 4,785 | $2.09 | $10,001 | 22,537 | Aug 15, 2007 |
| COX PAUL JR | — | Award / Grant | 4,785 | $2.09 | $10,001 | 13,537 | Aug 15, 2007 |
| CREEL GEORGE C | — | Award / Grant | 4,785 | $2.09 | $10,001 | 13,537 | Aug 15, 2007 |