Neptune Insurance Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Steiner James | CFO and Secretary | Purchase | 119,050 | $20.00 | $2,381,000 | 4,384,715 | Oct 2, 2025 |
| Carlon Jonathan Winant | — | Purchase | 5,000 | $20.00 | $100,000 | 653,500 | Oct 2, 2025 |
| Burgess Trevor R | CEO & Chairman of the Board | Purchase | 50,000 | $20.00 | $1,000,000 | 2,032,964 | Oct 2, 2025 |
| Burgess Trevor R | CEO & Chairman of the Board | Other | 511,000 | — | — | 511,000 | Oct 2, 2025 |
| Steiner James | CFO and Secretary | Other | 3,730,000 | — | — | 3,730,000 | Oct 2, 2025 |
| Carlon Jonathan Winant | — | Award / Grant | 73,500 | — | — | 648,500 | Oct 2, 2025 |
| Duffy Matthew Paul | President & Chief Risk Officer | Award / Grant | 791,853 | — | — | 1,951,853 | Oct 2, 2025 |
| Melej Cristian A | — | Other | 20,000 | — | — | 20,000 | Oct 2, 2025 |
| FTV NE-Aggregator, LLC | — | Sale | 678,019 | $18.75 | $12,712,856 | 22,350,631 | Oct 1, 2025 |
| Yoon Gene | — | Sale | 820,123 | $18.75 | $15,377,306 | 19,530,472 | Oct 1, 2025 |