Sound Point Meridian Capital, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Forstenhausler Matthew E. | — | Purchase | 4,118 | $13.60 | $56,005 | 6,318 | Dec 19, 2025 |
| Desai Ujjaval | Chief Executive Officer | Purchase | 1,162 | $13.84 | $16,082 | 79,741 | Dec 16, 2025 |
| Assured Guaranty Municipal Holdings Inc. | — | Sale | 102 | $16.40 | $1,673 | 5,280,154 | Nov 17, 2025 |
| Assured Guaranty Inc. | — | Sale | 1,882 | $16.64 | $31,316 | 5,281,112 | Oct 28, 2025 |
| Ketchum Stephen | Chairman | Purchase | 2,000 | $15.31 | $30,620 | 94,090 | Oct 22, 2025 |
| Desai Ujjaval | Chief Executive Officer | Purchase | 12,000 | $15.36 | $184,320 | 70,579 | Oct 22, 2025 |
| Assured Guaranty Municipal Holdings Inc. | — | Sale | 6,258 | $16.90 | $105,760 | 5,282,994 | Oct 15, 2025 |
| ASSURED GUARANTY LTD | — | Sale | 1,227 | $17.38 | $21,325 | 5,289,252 | Oct 9, 2025 |
| Ketchum Stephen | Chairman | Purchase | 2,000 | $18.15 | $36,300 | 27,326 | Apr 9, 2025 |
| Forstenhausler Matthew E. | — | Purchase | 1,000 | $20.25 | $20,250 | 1,000 | Nov 21, 2024 |
| Ketchum Stephen | Chairman | Purchase | 1,000 | $20.32 | $20,320 | 17,326 | Nov 21, 2024 |
| Lewin Lana | — | Purchase | 492 | $20.45 | $10,061 | 492 | Nov 20, 2024 |
| Healy Douglas Taylor | — | Purchase | 500 | $20.26 | $10,130 | 500 | Nov 20, 2024 |
| Ketchum Stephen | Chairman | Purchase | 8,000 | $19.85 | $158,800 | 16,326 | Nov 14, 2024 |
| Ketchum Stephen | Chairman | Purchase | 7,326 | $19.90 | $145,787 | 7,326 | Aug 28, 2024 |
| Kovacic Ivana | Fund chief compliance officer | Purchase | — | — | — | — | Jul 26, 2024 |
| Gerlitz Kevin | Chief Financial Officer | Purchase | 5,000 | $20.00 | $100,000 | 5,000 | Jun 17, 2024 |
| Desai Ujjaval | Chief Executive Officer | Purchase | 50,001 | $20.00 | $1,000,020 | 50,001 | Jun 17, 2024 |
| Ketchum Stephen | Chairman | Purchase | 50,001 | $20.00 | $1,000,020 | 50,001 | Jun 17, 2024 |