SHF Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Beuerlein Tyler | Chief Business Develop Officer | Option Exercise | 19,600 | — | — | 369,600 | Dec 31, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 24,700 | $0.96 | $23,712 | 1,248,172 | Dec 14, 2023 |
| Fagan Doug | — | Purchase | 15,000 | $0.97 | $14,550 | 48,000 | Dec 14, 2023 |
| Roda Dan | EVP & Chief Operating Officer | Purchase | 1,000 | $1.00 | $1,000 | 928,869 | Dec 11, 2023 |
| Emmi Donald | Chief Legal Officer | Purchase | 7,500 | $1.00 | $7,500 | 369,197 | Dec 8, 2023 |
| Summers Jonathan | — | Purchase | 3,000 | $0.95 | $2,850 | 151,128 | Dec 8, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 5,200 | $0.94 | $4,888 | 1,223,472 | Dec 8, 2023 |
| Darwin John | — | Other | 2,000 | $0.93 | $1,860 | 1,445,157 | Dec 7, 2023 |
| Niehaus Jonathon | — | Purchase | 10,000 | $0.94 | $9,400 | 164,359 | Dec 5, 2023 |
| Emmi Donald | Chief Legal Officer | Purchase | 66,000 | $0.87 | $57,420 | 361,697 | Dec 5, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 20,000 | $0.88 | $17,600 | 1,214,572 | Dec 5, 2023 |
| Carleton Richard | — | Purchase | 45,000 | $0.80 | $36,000 | 180,128 | Dec 1, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 9,500 | $0.82 | $7,790 | 1,194,572 | Dec 1, 2023 |
| Fagan Doug | — | Purchase | 13,000 | $0.77 | $10,010 | 33,000 | Dec 1, 2023 |
| Darwin John | — | Other | 325,313 | $0.72 | $234,225 | 1,443,157 | Nov 22, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 27,100 | $0.96 | $26,016 | 1,597,580 | Jul 12, 2023 |
| Summers Jonathan | — | Other | 30,000 | $0.52 | $15,600 | 143,128 | Jun 26, 2023 |
| Darwin John | — | Other | 97,096 | $0.52 | $50,490 | 1,768,470 | Jun 26, 2023 |
| Summers Jonathan | — | Purchase | 8,000 | $0.60 | $4,800 | 113,128 | Jun 9, 2023 |
| Emmi Donald | Chief Legal Officer | Purchase | 38,000 | $0.59 | $22,420 | 295,697 | Jun 9, 2023 |
| Roda Dan | EVP / Chief Operating Officer | Purchase | 1,500 | $0.59 | $885 | 267,841 | Jun 9, 2023 |
| Darwin John | — | Purchase | 25,000 | $0.59 | $14,750 | 1,865,566 | Jun 9, 2023 |
| Seefried Sundie | Chief Executive Officer | Purchase | 19,500 | $0.53 | $10,335 | 1,172,833 | Jun 8, 2023 |
| Meyers Jennifer | — | Purchase | 10,000 | $0.49 | $4,900 | 101,998 | May 31, 2023 |
| Darwin John | — | Purchase | 15,000 | $0.48 | $7,200 | 1,840,566 | May 30, 2023 |
| Carleton Richard | — | Purchase | 50,000 | $0.45 | $22,500 | 130,128 | May 26, 2023 |
| Niehaus Jonathon | — | Purchase | 50,000 | $0.39 | $19,500 | 149,359 | May 24, 2023 |
| Darwin John | — | Purchase | 15,000 | $0.40 | $6,000 | 1,825,566 | May 24, 2023 |
| Dennedy James H | Chief Financial Officer | Award / Grant | 116,667 | $0.50 | $58,334 | 116,667 | May 24, 2023 |
| Dennedy James H | Chief Financial Officer | Purchase | 25,000 | $0.40 | $10,000 | 166,667 | May 23, 2023 |
| Emmi Donald | Chief Legal Officer | Purchase | 141,012 | $0.38 | $53,585 | 257,697 | May 23, 2023 |
| Meyers Jennifer | — | Purchase | 11,870 | $0.39 | $4,629 | 91,998 | May 23, 2023 |
| Fagan Doug | — | Purchase | 25,000 | $0.40 | $10,000 | 45,000 | May 22, 2023 |
| Emmi Donald | Chief Legal Officer | Tax Withholding | 318 | $28.40 | $9,031 | 20,626 | Jan 10, 2023 |
| Racine Karl | — | Award / Grant | 80,128 | — | — | 80,128 | Jan 10, 2023 |
| Mann Joshua | — | C | 2,835,000 | — | — | 3,363,175 | Sep 28, 2022 |
| Darwin John | — | C | 2,835,000 | — | — | 3,363,175 | Sep 28, 2022 |
| 5AK, LLC | — | C | 2,835,000 | — | — | 3,363,175 | Sep 28, 2022 |
| Torres Peter Lansing | — | C | 10,000 | — | — | 10,000 | Sep 28, 2022 |
| Summers Jonathan | — | C | 10,000 | — | — | 10,000 | Sep 28, 2022 |
| Fameree Chris | — | C | 10,000 | — | — | 10,000 | Sep 28, 2022 |
| BOOTHBAY FUND MANAGEMENT, LLC | — | Sale | 1,300,000 | $10.21 | $13,273,000 | — | Jun 29, 2022 |