AlTi Global, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Bouzarif Ali | — | Option Exercise | 18,364 | — | — | 31,475 | Jun 25, 2024 |
| Brophy Warson Tracey | — | Option Exercise | 18,364 | — | — | 31,475 | Jun 25, 2024 |
| FURLONG MARK F | — | Option Exercise | 18,364 | — | — | 43,364 | Jun 25, 2024 |
| Keaney Timothy F | — | Option Exercise | 28,381 | — | — | 125,702 | Jun 25, 2024 |
| Lee Judy | — | Option Exercise | 18,364 | — | — | 31,475 | Jun 25, 2024 |
| Yu Peter | — | Option Exercise | 18,364 | — | — | 18,364 | Jun 25, 2024 |
| IlWaddi Holdings | — | Purchase | 20,000 | $4.72 | $94,400 | 17,984,584 | Jun 6, 2024 |
| ilWaddi Holdings | — | Purchase | 20,000 | $4.99 | $99,800 | 17,953,265 | Jun 5, 2024 |
| Tiedemann Michael | Chief Executive Officer | Purchase | 24,652 | $4.86 | $119,809 | 499,887 | Jun 3, 2024 |
| Maliagros Spiros | Pres., Strategic Alternatives | Sale | 14,134 | $5.04 | $71,235 | 485,247 | May 29, 2024 |
| Tiedemann Michael | Chief Executive Officer | Purchase | 21,072 | $4.41 | $92,928 | 452,514 | May 21, 2024 |
| Tiedemann Michael | Chief Executive Officer | Purchase | 60,000 | $4.66 | $279,600 | 369,146 | May 20, 2024 |
| Moran Kevin P. | See Remarks | Sale | 10,047 | $4.70 | $47,221 | 165,137 | May 16, 2024 |
| Maliagros Spiros | President, Asset Management | Sale | 13,604 | $4.62 | $62,850 | 499,381 | May 16, 2024 |
| Keaney Timothy F | President, Asset Management | Purchase | 50,195 | $4.52 | $226,881 | 80,904 | May 14, 2024 |
| Moran Kevin P. | See Remarks | Sale | 591 | $4.70 | $2,778 | 175,184 | May 14, 2024 |
| Moran Kevin P. | Chief Operating Officer | Option Exercise | 150,000 | — | — | 195,775 | Apr 3, 2024 |
| ilWaddi Cayman Holdings | — | Purchase | 20,000 | $5.15 | $103,000 | 17,913,265 | Apr 3, 2024 |
| Yu Peter | — | Other | 13,111 | — | — | — | Apr 2, 2024 |
| FURLONG MARK F | — | Purchase | 25,000 | $5.43 | $135,750 | 25,000 | Apr 2, 2024 |
| Maliagros Spiros | President, Asset Management | Option Exercise | 400,000 | — | — | 523,285 | Apr 2, 2024 |
| Pangaea Three-B, LP | — | Other | 2,505,687 | — | — | 3,533,605 | Mar 14, 2024 |
| Tiedemann Michael | Chief Executive Officer | Option Exercise | 150,000 | — | — | 309,146 | Mar 11, 2024 |
| Connell Brooke | Pres, US Wealth Mmgt | Sale | 15,000 | $5.07 | $76,050 | 190,772 | Mar 11, 2024 |
| Smith Craig Lindsay | See remarks | Disposition | 106,102 | $5.05 | $535,817 | 36,260 | Mar 11, 2024 |
| Weeber Robert | Pres, Intl. Wealth Mmgt | Option Exercise | 35,796 | — | — | 448,917 | Feb 15, 2024 |
| Curtin Nancy Ann | Chief Investment Officer | Option Exercise | 38,070 | — | — | 38,070 | Feb 15, 2024 |
| Parmelee Reid | Chief Accounting Officer | Tax Withholding | 6,903 | $5.65 | $39,000 | 6,507 | Feb 15, 2024 |
| Tiedemann Michael | Chief Executive Officer | Tax Withholding | 12,700 | $5.65 | $71,754 | 159,146 | Feb 15, 2024 |
| Maliagros Spiros | President, Asset Management | Option Exercise | 17,878 | — | — | 131,992 | Feb 15, 2024 |
| Connell Brooke | Pres, US Wealth Mmgt | Tax Withholding | 18,410 | $5.65 | $104,019 | 155,772 | Feb 15, 2024 |
| Moran Kevin P. | Chief Operating Officer | Tax Withholding | 23,045 | $5.65 | $130,201 | 45,775 | Feb 15, 2024 |
| Yarad Stephen D. | Chief Financial Officer | Tax Withholding | 20,709 | $5.65 | $117,006 | 18,953 | Feb 15, 2024 |
| Graham Colleen A | Global General Counsel | Option Exercise | 21,894 | — | — | 21,894 | Feb 15, 2024 |
| Smith Craig Lindsay | See remarks | Option Exercise | 26,420 | — | — | 26,420 | Feb 15, 2024 |
| CGC Sponsor LLC | — | Option Exercise | 13,111 | — | — | 13,111 | Jan 3, 2024 |
| Bouzarif Ali | — | Option Exercise | 13,111 | — | — | 13,111 | Jan 3, 2024 |
| Keaney Timothy F | — | Option Exercise | 13,111 | — | — | 13,111 | Jan 3, 2024 |
| Lee Judy | — | Option Exercise | 13,111 | — | — | 13,111 | Jan 3, 2024 |
| Brophy Warson Tracey | — | Option Exercise | 13,111 | — | — | 13,111 | Jan 3, 2024 |
| Weeber Robert | Pres, Intl. Wealth Mmgt | Other | 152,866 | $7.85 | $1,199,998 | 413,121 | Nov 1, 2023 |
| CGC Sponsor LLC | — | Other | 23,641 | — | — | 478,467 | Jun 23, 2023 |
| Maliagros Spiros | President, Asset Management | Award / Grant | 114,114 | — | — | 114,114 | Jun 7, 2023 |
| Moran Kevin P. | Chief Operating Officer | Award / Grant | 21,422 | — | — | 21,422 | Jun 7, 2023 |
| Tiedemann Michael | Chief Executive Officer | Award / Grant | 146,299 | — | — | 146,299 | Jun 7, 2023 |
| Yu Peter | — | Award / Grant | 127,680 | — | — | 502,108 | Jun 7, 2023 |
| Figdor Drew | See Remarks | Award / Grant | 258,027 | — | — | 258,027 | Jun 7, 2023 |
| Al-Thani Jassim Abdulaziz | — | Award / Grant | 638,578 | — | — | 17,893,265 | Jun 7, 2023 |
| Yeung Sai Hong | — | Award / Grant | 246,103 | — | — | 10,426,163 | Jun 7, 2023 |
| Bouzarif Ali | — | Award / Grant | 16,258 | — | — | 748,298 | Jun 7, 2023 |