Spectral AI, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DiMaio John Michael | — | Award / Grant | 9,700 | $2.11 | $20,467 | 2,503,608 | Jun 9, 2025 |
| Mellish Martin C.B. | — | Award / Grant | 5,000 | $1.73 | $8,650 | 24,398 | Jun 4, 2025 |
| Cotton Richard John | — | Award / Grant | 9,699 | — | — | 66,927 | Apr 30, 2025 |
| Mellish Martin C.B. | — | Award / Grant | 9,699 | — | — | 19,398 | Apr 30, 2025 |
| Capone Vincent S. | CFO and General Counsel | Award / Grant | 100,000 | — | — | 119,700 | Apr 30, 2025 |
| SPANGENBERG ERICH | — | Award / Grant | 6,000 | $1.74 | $10,440 | 628,574 | May 15, 2024 |
| Micek Stan | CHIEF OPERATING OFFICER | Award / Grant | 10,000 | $1.72 | $17,200 | 10,000 | May 10, 2024 |
| Capone Vincent S. | CFO and General Counsel | Award / Grant | 10,000 | $1.73 | $17,300 | 19,700 | May 10, 2024 |
| Carlson Peter M | Chief Executive Officer | Award / Grant | 29,411 | $1.74 | $51,175 | 29,411 | May 10, 2024 |
| SPANGENBERG ERICH | — | Award / Grant | 45,000 | $1.77 | $79,650 | 622,574 | May 10, 2024 |
| Sparks Jeremiah A. | Chief Commerical Officer | Award / Grant | 6,084 | $1.65 | $10,039 | 16,084 | May 10, 2024 |
| DiMaio John Michael | — | Purchase | 6,000 | $1.72 | $10,320 | 2,491,908 | Jan 19, 2024 |
| Cotton Richard John | — | Award / Grant | 14,650 | $2.67 | $39,116 | 47,529 | Nov 17, 2023 |
| DiMaio John Michael | — | Purchase | 355 | $2.81 | $998 | 2,479,408 | Nov 16, 2023 |
| Thatcher Jeffrey Edward | CHIEF SCIENTIST | Other | 23,278 | — | — | 23,278 | Sep 11, 2023 |
| Bellini Heather | — | Option Exercise | 20,000 | — | — | 20,000 | Sep 11, 2023 |
| Fan Wensheng | CHIEF EXECUTIVE OFFICER | Other | 145,489 | — | — | 145,489 | Sep 11, 2023 |
| Cotton Richard John | — | Other | 32,879 | — | — | 32,879 | Sep 11, 2023 |
| Capone Vincent S. | GENERAL COUNSEL | Other | 9,699 | — | — | 9,699 | Sep 11, 2023 |
| Radecki Brian J | — | Option Exercise | 25,000 | — | — | 25,000 | Sep 11, 2023 |
| Edmonds Franklin S. Jr. | — | Option Exercise | 20,000 | — | — | 20,000 | Sep 11, 2023 |
| Murphy Michael Patrick | — | Option Exercise | 815,000 | — | — | 815,000 | Sep 11, 2023 |
| GLAZER CAPITAL, LLC | — | Sale | 1,125 | $9.89 | $11,126 | 2,512,808 | May 21, 2021 |
| GLAZER PAUL J | — | Sale | 15,000 | $10.00 | $150,000 | 2,513,977 | May 5, 2021 |
| GLAZER PAUL J | — | Sale | 1,450 | $10.00 | $14,500 | 2,592,700 | Apr 29, 2021 |
| GLAZER PAUL J | — | Sale | 577 | $10.00 | $5,770 | 2,594,150 | Apr 16, 2021 |
| GLAZER PAUL J | — | Sale | 12,333 | $10.00 | $123,330 | 2,594,727 | Apr 14, 2021 |
| GLAZER PAUL J | — | Sale | 20,000 | $9.97 | $199,400 | 2,635,092 | Apr 7, 2021 |
| GLAZER CAPITAL, LLC | — | Sale | 9,346 | $9.95 | $92,993 | 2,691,631 | Apr 6, 2021 |
| GLAZER CAPITAL, LLC | — | Sale | 31,600 | $9.90 | $312,840 | 2,700,977 | Mar 23, 2021 |