Great Elm Group, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LONG BALL PARTNERS LLC | — | Gift | 100,000 | — | — | 1,076,942 | Nov 11, 2025 |
| Davis Keri | Chief Financial Officer | Award / Grant | 9,191 | — | — | 48,854 | Sep 23, 2025 |
| Imperial Capital Asset Management, LLC | — | Award / Grant | 183,823 | — | — | 1,176,942 | Sep 20, 2025 |
| Kleinman Adam M | President | Tax Withholding | 18,313 | $2.80 | $51,276 | 585,394 | Sep 19, 2025 |
| Milz Nichole | Chief Operating Officer | Tax Withholding | 18,227 | $2.80 | $51,036 | 194,884 | Sep 19, 2025 |
| Smith Booker | — | Award / Grant | 8,535 | — | — | 17,070 | Sep 8, 2025 |
| Nathan Lloyd | — | Award / Grant | 10,220 | — | — | 22,817 | Sep 8, 2025 |
| Nathan Lloyd | — | Award / Grant | 12,597 | — | — | 12,597 | Aug 8, 2025 |
| Northern Right Capital (QP), L.P. | — | Other | 207,570 | $2.07 | $429,670 | 4,243,168 | Jul 14, 2025 |
| BC Advisors LLC | — | Other | 409,577 | $1.81 | $741,334 | 3,833,591 | Jan 13, 2025 |
| BC Advisors LLC | — | Other | 409,577 | — | — | 3,833,591 | Jan 13, 2025 |
| Scheyer Eric J | — | Award / Grant | 46,704 | — | — | 421,719 | Jan 3, 2025 |
| Drapkin Matthew A | — | Award / Grant | 35,714 | — | — | 728,749 | Jan 3, 2025 |
| Hugar James H | — | Award / Grant | 35,714 | — | — | 343,067 | Jan 3, 2025 |
| Parmelee James P | — | Award / Grant | 46,704 | — | — | 437,714 | Jan 3, 2025 |
| Matter David | — | Award / Grant | 41,209 | — | — | 482,234 | Jan 3, 2025 |
| Milz Nichole | Chief Operating Officer | Award / Grant | 55,339 | — | — | 176,347 | Sep 20, 2024 |
| Davis Keri | Chief Financial Officer | Award / Grant | 27,344 | — | — | 39,663 | Sep 20, 2024 |
| Kleinman Adam M | President | Award / Grant | 32,552 | — | — | 580,730 | Sep 20, 2024 |
| LONG BALL PARTNERS LLC | — | Award / Grant | 130,208 | — | — | 993,119 | Sep 20, 2024 |
| BC Advisors LLC | — | Purchase | 24,984 | $1.77 | $44,222 | 4,218,152 | May 23, 2024 |
| LONG BALL PARTNERS LLC | — | Purchase | 24,984 | $1.77 | $44,222 | 6,354,630 | May 23, 2024 |
| Drapkin Matthew A | — | Purchase | 20,001 | $1.76 | $35,202 | 1,958,675 | May 21, 2024 |
| Hugar James H | — | Purchase | 1,256 | $1.77 | $2,223 | 307,353 | May 21, 2024 |
| Hugar James H | — | Purchase | 16 | $1.81 | $29 | 299,349 | May 15, 2024 |
| Reese Jason W. | See remarks | Purchase | 7,843 | $2.00 | $15,686 | 6,329,646 | Mar 14, 2024 |
| Reese Jason W. | See remarks | Purchase | 806 | $1.90 | $1,531 | 6,299,849 | Mar 12, 2024 |
| Imperial Capital Asset Management, LLC | — | Purchase | 4,389 | $1.96 | $8,602 | 6,293,962 | Mar 5, 2024 |
| Imperial Capital Group Holdings II, LLC | — | Purchase | 120,000 | $1.92 | $230,400 | 6,280,346 | Feb 29, 2024 |
| Imperial Capital Asset Management, LLC | — | Purchase | 4,237 | $1.92 | $8,135 | 6,151,050 | Feb 20, 2024 |
| Parmelee James P | — | Award / Grant | 45,455 | — | — | 355,513 | Jan 3, 2024 |
| Matter David | — | Award / Grant | 40,107 | — | — | 405,311 | Jan 3, 2024 |
| Hugar James H | — | Award / Grant | 34,759 | — | — | 294,540 | Jan 3, 2024 |
| Scheyer Eric J | — | Award / Grant | 45,455 | — | — | 339,301 | Jan 3, 2024 |
| Drapkin Matthew A | — | Award / Grant | 34,759 | — | — | 574,903 | Jan 3, 2024 |
| Reese Jason W. | See remarks | Purchase | 29,244 | $2.00 | $58,488 | 6,106,242 | Nov 28, 2023 |
| Imperial Capital Asset Management, LLC | — | Purchase | 2,558 | $2.05 | $5,244 | 6,076,998 | Nov 21, 2023 |
| Drapkin Matthew A | — | Purchase | 12,306 | $1.95 | $23,997 | 2,101,889 | Nov 15, 2023 |
| Hugar James H | — | Purchase | 2,800 | $1.99 | $5,572 | 259,781 | Nov 14, 2023 |
| BC Advisors LLC | — | Purchase | 185,562 | $1.99 | $369,268 | 4,169,784 | Nov 13, 2023 |
| Imperial Capital Group Holdings II, LLC | — | Award / Grant | 132,850 | — | — | 862,911 | Sep 25, 2023 |
| Davis Keri | Chief Financial Officer | Award / Grant | 12,319 | — | — | 12,319 | Sep 25, 2023 |
| Kleinman Adam M | President | Award / Grant | 60,386 | — | — | 548,178 | Sep 25, 2023 |
| Milz Nichole | Chief Operating Officer | Award / Grant | 72,464 | — | — | 121,008 | Sep 25, 2023 |
| Northern Right Capital (QP), L.P. | — | Purchase | 3,005 | $2.10 | $6,311 | 3,957,964 | Jun 6, 2023 |
| Drapkin Matthew A | — | Purchase | 423 | $2.10 | $888 | 1,880,201 | Jun 2, 2023 |
| Imperial Capital Group Holdings II, LLC | — | Purchase | 8,851 | $2.08 | $18,410 | 6,035,117 | Jun 2, 2023 |
| Drapkin Matthew A | — | Purchase | 639 | $2.05 | $1,310 | 1,877,426 | May 31, 2023 |
| LONG BALL PARTNERS LLC | — | Purchase | 4,678 | $2.06 | $9,637 | 6,023,261 | May 26, 2023 |
| Northern Right Capital Management, L.P. | — | Purchase | 4,678 | $2.06 | $9,637 | 3,954,959 | May 26, 2023 |