TuSimple Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Tapia Eric R | Chief Financial Officer | Sale | 11,943 | $0.40 | $4,777 | 119,832 | Jan 24, 2024 |
| Lu Cheng | CEO and Director | Sale | 106,832 | $0.36 | $38,460 | 2,339,320 | Jan 23, 2024 |
| Lu Cheng | CEO and Director | Option Exercise | 428,125 | — | — | 2,147,703 | Jan 23, 2024 |
| Tapia Eric R | Chief Financial Officer | Option Exercise | 10,937 | — | — | 131,775 | Jan 22, 2024 |
| Lu James Fu Bin | — | Option Exercise | 156,250 | — | — | 156,250 | Jan 8, 2024 |
| Tao Zhen | — | Option Exercise | 117,188 | — | — | 117,188 | Jan 8, 2024 |
| Tapia Eric R | Chief Financial Officer | Option Exercise | 15,846 | — | — | 92,390 | Nov 2, 2023 |
| Tapia Eric R | Chief Financial Officer | Option Exercise | 31,692 | — | — | 46,425 | Oct 16, 2023 |
| Hou Xiaodi | — | Option Exercise | 25,000 | — | — | 75,000 | Dec 1, 2022 |
| Mullen James | See Remarks | Option Exercise | 2,500 | — | — | 44,601 | Sep 16, 2022 |
| Mullen James | See Remarks | Option Exercise | 7,813 | — | — | 41,014 | Sep 6, 2022 |
| Dillon Patrick | Chief Financial Officer | Sale | 1,088 | $6.24 | $6,789 | 16,130 | Jun 16, 2022 |
| Mullen James | See Remarks | Sale | 516 | $6.66 | $3,437 | 33,201 | Jun 15, 2022 |
| STERLING MICHELLE M | — | Option Exercise | 3,708 | — | — | 4,958 | Jun 13, 2022 |
| Buss Brad W | — | Option Exercise | 7,767 | — | — | 50,447 | Jun 13, 2022 |
| Francis Karen C | — | Option Exercise | 7,767 | — | — | 92,589 | Jun 13, 2022 |
| Dillon Patrick | Chief Financial Officer | Sale | 711 | $8.49 | $6,036 | 15,343 | Jun 2, 2022 |
| Hou Xiaodi | President and CEO | Option Exercise | 50,000 | — | — | 50,000 | Jun 1, 2022 |
| Tapia Eric R | See Remarks | Option Exercise | 4,125 | — | — | 4,882 | May 2, 2022 |
| Mullen James | See Remarks | Sale | 322 | $11.51 | $3,706 | 30,917 | Mar 15, 2022 |
| Dillon Patrick | Chief Financial Officer | Sale | 860 | $11.51 | $9,899 | 13,268 | Mar 15, 2022 |
| Mullen James | See Remarks | Option Exercise | 7,812 | — | — | 32,472 | Mar 7, 2022 |
| Buss Brad W | — | Purchase | 25,000 | $11.17 | $279,250 | 42,680 | Mar 7, 2022 |
| Mullen James | See Remarks | Sale | 2,709 | $14.68 | $39,768 | 19,282 | Mar 4, 2022 |
| Mullen James | See Remarks | Sale | 2,374 | $16.64 | $39,503 | 14,178 | Mar 1, 2022 |
| Dillon Patrick | Chief Financial Officer | Option Exercise | 3,750 | — | — | 13,518 | Dec 21, 2021 |
| Mullen James | See Remarks | Option Exercise | 625 | — | — | 8,489 | Dec 21, 2021 |
| Lu Cheng | President and CEO | Sale | 5,016 | $33.32 | $167,133 | 1,722,956 | Dec 21, 2021 |
| Lu Cheng | President and CEO | Sale | 2,449 | $33.71 | $82,556 | 1,686,315 | Dec 17, 2021 |
| Mullen James | See Remarks | Option Exercise | 625 | — | — | 8,053 | Dec 17, 2021 |
| Dillon Patrick | Chief Financial Officer | Sale | 369 | $33.71 | $12,439 | 5,881 | Dec 16, 2021 |
| Buss Brad W | — | Option Exercise | 4,420 | — | — | 17,680 | Dec 15, 2021 |
| Francis Karen C | — | Option Exercise | 4,420 | — | — | 84,822 | Dec 15, 2021 |
| Lu Cheng | President and CEO | Sale | 33,330 | $35.49 | $1,182,882 | 1,668,989 | Oct 1, 2021 |
| Mullen James | See Remarks | Sale | 1,200 | $36.22 | $43,464 | 8,800 | Sep 29, 2021 |
| Francis Karen C | — | Option Exercise | 4,420 | — | — | 80,402 | Sep 15, 2021 |
| Buss Brad W | — | Option Exercise | 4,420 | — | — | 13,260 | Sep 15, 2021 |
| Lu Cheng | See Remarks | Sale | 12,091 | $41.19 | $498,028 | 1,669,497 | Sep 10, 2021 |
| Lu Cheng | See Remarks | Option Exercise | 108,334 | — | — | 1,593,842 | Sep 9, 2021 |
| Lu Cheng | See Remarks | Option Exercise | 108,333 | — | — | 1,528,766 | Sep 8, 2021 |
| Lu Cheng | See Remarks | Sale | 2,811 | $44.95 | $126,354 | 1,295,685 | Sep 2, 2021 |
| Buss Brad W | — | Option Exercise | 8,840 | — | — | 8,840 | Aug 17, 2021 |
| Francis Karen C | — | Option Exercise | 8,840 | — | — | 75,982 | Aug 17, 2021 |
| Dillon Patrick | Chief Financial Officer | Purchase | 2,500 | $40.00 | $100,000 | 2,500 | Apr 19, 2021 |
| Francis Karen C | — | Other | 20,000 | — | — | 20,000 | Apr 19, 2021 |
| SUN Dream Inc | — | Sale | 6,756,756 | $40.00 | $270,270,240 | 24,676,708 | Apr 19, 2021 |
| Buss Brad W | — | C | 141,441 | — | — | 141,441 | Apr 19, 2021 |
| White Marble International Ltd | — | Other | 25,367,314 | — | — | — | Apr 19, 2021 |
| Lu Cheng | See Remarks | Other | 900,000 | — | — | — | Apr 19, 2021 |
| Chen Mo | Executive Chairman | Other | 20,000,000 | — | — | — | Apr 19, 2021 |