Bakkt, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | Sale | 2,461 | $10.01 | $24,635 | 10,936 | Dec 19, 2025 |
| Intercontinental Exchange, Inc. | — | C | 465,890 | — | — | 7,919,002 | Dec 3, 2025 |
| ALFRED MICHAEL | — | Award / Grant | 9,000 | — | — | 28,476 | Nov 19, 2025 |
| Naheta Akshay Sudhir | CEO and President | Option Exercise | 803,861 | — | — | 1,098,577 | Nov 14, 2025 |
| Naheta Akshay Sudhir | CEO and President | Option Exercise | 803,861 | — | — | 1,098,577 | Nov 14, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Tax Withholding | 495 | $21.61 | $10,697 | 118,618 | Nov 14, 2025 |
| Baes Nicholas | Chief Operating Officer | Tax Withholding | 198 | $21.61 | $4,279 | 105,945 | Nov 14, 2025 |
| Alexander Karen | Chief Financial Officer | Tax Withholding | 121 | $21.61 | $2,615 | 69,499 | Nov 14, 2025 |
| Naheta Akshay Sudhir | CEO and President | Option Exercise | 33,557 | $10.00 | $335,570 | 294,716 | Nov 12, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Option Exercise | 1,677 | $10.00 | $16,770 | 119,113 | Nov 12, 2025 |
| Baes Nicholas | Chief Operating Officer | Option Exercise | 671 | $10.00 | $6,710 | 106,143 | Nov 12, 2025 |
| Alexander Karen | Chief Financial Officer | Option Exercise | 335 | $10.00 | $3,350 | 69,620 | Nov 12, 2025 |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | Sale | 95 | $18.75 | $1,781 | 13,566 | Nov 12, 2025 |
| Intercontinental Exchange, Inc. | — | Other | 649,934 | — | — | 649,934 | Nov 3, 2025 |
| Intercontinental Exchange, Inc. | — | Other | 649,934 | — | — | 649,934 | Nov 3, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Option Exercise | 48,188 | — | — | 117,436 | Nov 3, 2025 |
| Naheta Akshay Sudhir | CEO and President | Award / Grant | 69,733 | $39.34 | $2,743,296 | 261,159 | Nov 3, 2025 |
| ALFRED MICHAEL | — | Award / Grant | 139 | — | — | 19,476 | Oct 30, 2025 |
| Baes Nicholas | Chief Operating Officer | Tax Withholding | 810 | $20.00 | $16,200 | 105,472 | Sep 25, 2025 |
| Alexander Karen | Chief Financial Officer | Tax Withholding | 483 | $8.89 | $4,294 | 69,285 | Aug 28, 2025 |
| Naheta Akshay Sudhir | CEO and President | Purchase | 30,000 | $8.55 | $256,500 | 191,426 | Aug 21, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Sale | 559 | $18.21 | $10,179 | 69,248 | Jul 15, 2025 |
| Main Andrew A | Co-CEO & President | Sale | 14,440 | $18.21 | $262,952 | 431,963 | Jul 15, 2025 |
| Alexander Karen | Chief Financial Officer | Sale | 671 | $18.21 | $12,219 | 69,768 | Jul 15, 2025 |
| Collins Sean Roberts | — | Award / Grant | 30,191 | — | — | 63,431 | Jun 17, 2025 |
| BROWN COLLEEN B | — | Award / Grant | 16,543 | — | — | 31,499 | Jun 17, 2025 |
| Simeone Jill | — | Award / Grant | 16,543 | — | — | 37,806 | Jun 17, 2025 |
| GOLDBERG MICHELLE J | — | Award / Grant | 16,543 | — | — | 37,608 | Jun 17, 2025 |
| Dow De'Ana | — | Award / Grant | 16,543 | — | — | 39,271 | Jun 17, 2025 |
| Watson Gordon | — | Award / Grant | 20,679 | — | — | 46,910 | Jun 17, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Sale | 10,000 | $14.21 | $142,100 | 69,807 | May 14, 2025 |
| Dow De'Ana | — | Sale | 19,200 | $12.89 | $247,488 | 22,728 | May 14, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Tax Withholding | 3,501 | $8.93 | $31,264 | 79,807 | Apr 28, 2025 |
| Alexander Karen | Chief Financial Officer | Tax Withholding | 4,174 | $8.93 | $37,274 | 70,439 | Apr 28, 2025 |
| Baes Nicholas | Chief Operating Officer | Tax Withholding | 2,528 | $8.93 | $22,575 | 106,282 | Apr 28, 2025 |
| Naheta Akshay Sudhir | Co-CEO | Award / Grant | 11,426 | — | — | 11,426 | Apr 21, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Award / Grant | 34,211 | — | — | 83,308 | Apr 11, 2025 |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | Award / Grant | 6,315 | — | — | 13,661 | Apr 11, 2025 |
| Baes Nicholas | Chief Operating Officer | Award / Grant | 34,211 | — | — | 108,810 | Apr 11, 2025 |
| Alexander Karen | Chief Financial Officer | Award / Grant | 34,211 | — | — | 74,613 | Apr 11, 2025 |
| Main Andrew A | Co-CEO & President | Award / Grant | 58,265 | — | — | 446,403 | Apr 11, 2025 |
| Baes Nicholas | Chief Operating Officer | Tax Withholding | 800 | $9.08 | $7,264 | 74,599 | Apr 9, 2025 |
| Main Andrew A | Co-CEO & President | Tax Withholding | 51,147 | $10.94 | $559,548 | 388,138 | Mar 27, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Tax Withholding | 852 | $14.84 | $12,644 | 49,098 | Feb 19, 2025 |
| Alexander Karen | Chief Financial Officer | Tax Withholding | 209 | $14.84 | $3,102 | 41,418 | Feb 19, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Award / Grant | 3,495 | — | — | 50,124 | Feb 13, 2025 |
| Alexander Karen | Chief Financial Officer | Award / Grant | 3,495 | — | — | 42,959 | Feb 13, 2025 |
| Main Andrew A | Chief Exec Officer & President | Award / Grant | 60,967 | — | — | 439,285 | Feb 13, 2025 |
| Alexander Karen | Chief Financial Officer | Tax Withholding | 173 | $17.56 | $3,038 | 39,464 | Feb 5, 2025 |
| D'Annunzio Marc | General Counsel & Secretary | Tax Withholding | 347 | $17.56 | $6,093 | 46,629 | Jan 22, 2025 |