SES AI Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pilkington Kyle | CHIEF LEGAL OFFICER | Award / Grant | 36,809 | — | — | 66,976 | Aug 8, 2022 |
| Hu Qichao | CEO & CHAIRMAN | Purchase | 25,000 | $3.83 | $95,750 | 583,659 | Jun 14, 2022 |
| Ban Joanne | CHIEF LEGAL & CORP. OFFICER | Sale | 26,859 | $4.03 | $108,242 | 238,613 | Jun 13, 2022 |
| Gan Hong | Chief Science Officer | Award / Grant | 279,329 | — | — | 279,329 | Apr 18, 2022 |
| Luo Eric | — | Award / Grant | 33,519 | — | — | 33,519 | Apr 18, 2022 |
| Ma Jiong | — | Award / Grant | 33,519 | — | — | 33,519 | Apr 18, 2022 |
| Nealis Jing | Chief Financial Officer | Award / Grant | 223,463 | — | — | 1,706,657 | Apr 18, 2022 |
| Ban Joanne | Chief Legal & Corp. Officer | Award / Grant | 223,463 | — | — | 223,463 | Apr 18, 2022 |
| NOONEN MICHAEL | — | Award / Grant | 33,519 | — | — | 33,519 | Apr 18, 2022 |
| Son Yongkyu | Chief Technology Officer | Award / Grant | 279,329 | — | — | 516,640 | Apr 18, 2022 |
| Choi Jangwook | — | Award / Grant | 33,519 | — | — | 33,519 | Apr 18, 2022 |
| FRIEDLAND ROBERT M | — | Award / Grant | 33,519 | — | — | 273,519 | Apr 18, 2022 |
| Hu Qichao | CEO & Chairman | Award / Grant | 558,659 | — | — | 558,659 | Apr 18, 2022 |
| FRIEDLAND ROBERT M | — | Purchase | 40,000 | $7.57 | $302,800 | 240,000 | Feb 3, 2022 |
| FRIEDLAND ROBERT M | Chairman and CEO | Purchase | 50,000 | $9.88 | $494,000 | 200,000 | Jul 20, 2021 |
| FRIEDLAND ROBERT M | Chairman and CEO | Purchase | 50,000 | $9.91 | $495,500 | 150,000 | Jul 16, 2021 |
| FRIEDLAND ROBERT M | Chairman and CEO | Purchase | 100,000 | $10.00 | $1,000,000 | 100,000 | Jul 14, 2021 |