Nuvation Bio Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Liu Dongfang | CHIEF MEDICAL OFFICER | Sale | 150,000 | $7.82 | $1,173,000 | 18,000 | Dec 1, 2025 |
| Liu Dongfang | CHIEF MEDICAL OFFICER | Option Exercise | 10,000 | $3.61 | $36,100 | 28,000 | Nov 25, 2025 |
| Hattersley Gary | CHIEF SCIENTIFIC OFFICER | Sale | 300,000 | $7.23 | $2,169,000 | — | Nov 20, 2025 |
| Liu Dongfang | CHIEF MEDICAL OFFICER | Sale | 20,000 | $7.00 | $140,000 | 18,000 | Nov 20, 2025 |
| Hanley David C. | CHIEF TECHNICAL OPERATIONS | Sale | 200,000 | $7.14 | $1,428,000 | 24,000 | Nov 19, 2025 |
| Liu Dongfang | CHIEF MEDICAL OFFICER | Sale | 15,000 | $4.77 | $71,550 | 15,000 | Nov 19, 2025 |
| Hattersley Gary | CHIEF SCIENTIFIC OFFICER | Option Exercise | 100,000 | $1.74 | $174,000 | 100,000 | Oct 27, 2025 |
| Markel Stacy | CHIEF PEOPLE OFFICER | Purchase | 10,000 | $1.71 | $17,100 | 29,591 | Jun 18, 2025 |
| Sauvage Philippe | Chief Financial Officer | Purchase | 4,000 | $1.79 | $7,160 | 9,902 | Jun 16, 2025 |
| Sjogren Colleen | Chief Commercial Officer | Purchase | 50,000 | $1.81 | $90,500 | 81,000 | Jun 16, 2025 |
| Wentworth Kerry | CHIEF REGULATORY OFFICER | Purchase | 26,000 | $1.79 | $46,540 | 26,000 | Jun 16, 2025 |
| Hung David | PRESIDENT AND CEO | Purchase | 500,000 | $1.79 | $895,000 | 59,281,054 | Jun 16, 2025 |
| Liu Dongfang | CHIEF MEDICAL OFFICER | Option Exercise | 20,000 | $1.94 | $38,800 | 32,000 | May 2, 2025 |
| Hung David | PRESIDENT AND CEO | Purchase | 300,000 | $1.63 | $489,000 | 58,781,054 | Apr 4, 2025 |
| Mashal Robert | — | Purchase | 1,100 | $1.67 | $1,837 | 101,100 | Apr 1, 2025 |
| Wang Junyuan Jerry | CEO, ANHEART THERAPEUTICS LTD. | Sale | 56,361 | $2.89 | $162,883 | 3,866,228 | Nov 11, 2024 |
| Mashal Robert | — | Purchase | 99,981 | $2.20 | $219,958 | 100,000 | Oct 8, 2024 |
| Wang Junyuan Jerry | CEO, ANHEART THERAPEUTICS LTD. | C | 2,543,600 | — | — | 3,922,589 | Sep 4, 2024 |
| Cui Xiangmin | — | C | 5,157,900 | — | — | 7,611,031 | Sep 4, 2024 |
| Cui Xiangmin | — | Purchase | 277,895 | $2.97 | $825,348 | 2,453,131 | Jun 25, 2024 |
| Cui Xiangmin | — | Purchase | 87,715 | $2.99 | $262,268 | 1,762,951 | Jun 24, 2024 |
| BLICKENSTAFF KIM D | — | Purchase | 172,189 | $2.90 | $499,348 | 172,189 | Jun 11, 2024 |
| WELCH DANIEL G | — | Option Exercise | 366,744 | $1.64 | $601,460 | 659,947 | May 24, 2024 |
| Cui Xiangmin | — | Award / Grant | 4,183,002 | — | — | 4,183,002 | Apr 9, 2024 |
| Wang Junyuan Jerry | CEO, ANHEART THERAPEUTICS LTD. | Award / Grant | 550,758 | — | — | 550,758 | Apr 9, 2024 |
| EcoR1 Capital Fund Qualified, L.P. | — | Purchase | 5,143,000 | $1.26 | $6,480,180 | 12,504,675 | Sep 21, 2023 |
| NODELMAN OLEG | — | Purchase | 5,143,000 | $1.26 | $6,480,180 | 12,504,675 | Feb 21, 2023 |
| FALBERG KATHRYN E | — | Purchase | 47,000 | $1.98 | $93,060 | 207,000 | Dec 1, 2022 |
| Omega Fund V GP Manager, Ltd. | — | Sale | 2,500,000 | $5.60 | $14,000,000 | 20,457,340 | Apr 5, 2022 |
| Omega Fund IV GP, L.P. | — | Sale | 500,000 | $10.07 | $5,035,000 | 22,957,340 | Dec 15, 2021 |
| Omega Fund V, L.P. | — | Sale | 1,400,000 | $9.80 | $13,720,000 | 23,457,340 | Dec 7, 2021 |
| EcoR1 Capital, LLC | — | Purchase | 151,544 | $10.45 | $1,583,635 | 6,735,790 | Nov 24, 2021 |
| Omega Fund V GP Manager, Ltd. | — | Sale | 295,000 | $9.76 | $2,879,200 | 24,857,376 | Nov 23, 2021 |
| Omega Fund V GP, L.P. | — | Sale | 2,000,000 | $9.25 | $18,500,000 | 25,152,376 | Nov 3, 2021 |
| Omega Fund V GP Manager, Ltd. | — | Sale | 1,015,000 | $9.60 | $9,744,000 | 27,197,376 | Oct 29, 2021 |
| EcoR1 Capital Fund Qualified, L.P. | — | Purchase | 116,255 | $9.49 | $1,103,260 | 6,962,731 | Apr 9, 2021 |
| Bazemore Robert B | — | Purchase | 5,000 | $9.98 | $49,900 | 5,000 | Mar 30, 2021 |
| Hung David | President and CEO | Other | 368,408 | — | — | 58,281,054 | Mar 2, 2021 |
| Sharp Shalini | — | Option Exercise | 25,000 | — | — | 25,000 | Feb 10, 2021 |
| BRADBURY DANIEL | — | Option Exercise | 25,000 | — | — | 25,000 | Feb 10, 2021 |
| Hasnain Faheem | — | Award / Grant | 30,000 | $10.00 | $300,000 | 55,000 | Feb 10, 2021 |
| COOPER GRAHAM K | — | Option Exercise | 25,000 | — | — | 25,000 | Feb 10, 2021 |
| EcoR1 Capital, LLC | — | Award / Grant | 2,365,511 | — | — | 6,584,246 | Feb 10, 2021 |
| Omega Fund V GP Manager, Ltd. | — | Award / Grant | 500,000 | $10.00 | $5,000,000 | 28,212,373 | Feb 10, 2021 |
| Hung David | President and CEO | Award / Grant | 2,000,000 | $10.00 | $20,000,000 | 58,645,012 | Feb 10, 2021 |
| EcoR1 Capital, LLC | — | Purchase | 390,000 | $10.00 | $3,900,000 | 390,000 | Jul 6, 2020 |
| VERNON W ANTHONY | — | Award / Grant | 254,100 | — | — | 254,100 | Feb 10, 2020 |