TMC the metals Co Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Barron Gerard | Chief Executive Officer | Award / Grant | 100,000 | $2.00 | $200,000 | 17,419,616 | Aug 16, 2023 |
| Allseas Investments S.A. | — | Purchase | 4,150,000 | — | — | 49,280,268 | Jul 24, 2023 |
| Karkar Andrei | — | Purchase | 3,997,519 | $0.75 | $2,998,139 | 55,953,495 | Jun 8, 2023 |
| Shesky Craig | Chief Financial Officer | Award / Grant | 15,000 | $0.59 | $8,850 | 783,198 | May 31, 2023 |
| McAllister Kathleen S | — | Award / Grant | 144,907 | — | — | 282,450 | May 31, 2023 |
| Madsbjerg Christian | — | Award / Grant | 68,027 | — | — | 288,993 | May 31, 2023 |
| Khama Sheila | — | Award / Grant | 68,027 | — | — | 291,493 | May 31, 2023 |
| ERAS Capital LLC | — | Award / Grant | 68,027 | — | — | 288,993 | May 31, 2023 |
| O'Sullivan Anthony | Chief Development Officer | Sale | 60,660 | $0.78 | $47,315 | 512,777 | Mar 29, 2023 |
| Barron Gerard | Chief Executive Officer | Purchase | 35,000 | $0.71 | $24,850 | 15,497,489 | Mar 28, 2023 |
| ILVES Erika | Chief Strategy Officer | Award / Grant | 562,987 | — | — | 1,366,456 | Mar 20, 2023 |
| Barron Gerard | Chief Executive Officer | Award / Grant | 1,439,220 | — | — | 17,319,616 | Mar 20, 2023 |
| Stone Gregory | Chief Ocean Scientist | Sale | 52,031 | $0.76 | $39,544 | 420,876 | Mar 20, 2023 |
| Shesky Craig | Chief Financial Officer | Sale | 125,582 | $0.71 | $89,163 | 768,198 | Mar 20, 2023 |
| Barron Gerard | Chief Executive Officer | Purchase | 42,000 | $0.71 | $29,820 | 15,462,489 | Dec 30, 2022 |
| Shesky Craig | Chief Financial Officer | Award / Grant | 15,000 | $0.73 | $10,950 | 656,581 | Nov 30, 2022 |
| Shesky Craig | Chief Financial Officer | Sale | 36,735 | $0.80 | $29,388 | 641,581 | Nov 29, 2022 |
| Greig Andrew Carlyle | — | Award / Grant | 95,238 | — | — | 4,191,065 | Sep 30, 2022 |
| O'Sullivan Anthony | Chief Development Officer | Sale | 50,686 | $1.04 | $52,713 | 312,500 | Sep 30, 2022 |
| O'Sullivan Anthony | Chief Development Officer | Sale | 50,686 | $1.20 | $60,823 | 363,186 | Sep 19, 2022 |
| ERAS Capital LLC | — | Purchase | 6,250,000 | $0.80 | $5,000,000 | 51,955,976 | Aug 12, 2022 |
| Barron Gerard | Chief Executive Officer | Purchase | 103,680 | $0.96 | $99,533 | 15,420,489 | Aug 12, 2022 |
| Barron Gerard | Chief Executive Officer | Purchase | 25,000 | $1.01 | $25,250 | 15,316,809 | Jun 29, 2022 |
| Stryker Gina | — | Award / Grant | 68,027 | — | — | 227,643 | Jun 1, 2022 |
| Siamomua Amelia Kinahoi | — | Award / Grant | 68,027 | — | — | 76,059 | Jun 1, 2022 |
| McAllister Kathleen S | — | Award / Grant | 68,027 | — | — | 132,543 | Jun 1, 2022 |
| Madsbjerg Christian | — | Award / Grant | 68,027 | — | — | 76,059 | Jun 1, 2022 |
| Khama Sheila | — | Award / Grant | 68,027 | — | — | 76,059 | Jun 1, 2022 |
| ERAS Capital LLC | — | Award / Grant | 68,027 | — | — | 76,059 | Jun 1, 2022 |
| Hall Andrew | — | Award / Grant | 68,027 | — | — | 104,059 | Jun 1, 2022 |
| Barron Gerard | Chief Executive Officer | Purchase | 23,000 | $2.19 | $50,370 | 15,291,809 | Mar 30, 2022 |
| Hall Andrew | — | Purchase | 28,000 | $2.13 | $59,640 | 36,032 | Mar 30, 2022 |
| Shesky Craig | Chief Financial Officer | Purchase | 15,000 | $1.80 | $27,000 | 678,316 | Mar 30, 2022 |
| Karkar Andrei | — | Purchase | 1,625,000 | $2.46 | $3,997,500 | 45,705,976 | Mar 30, 2022 |
| McAllister Kathleen S | — | Award / Grant | 64,516 | — | — | 64,516 | Feb 10, 2022 |
| Shesky Craig | Chief Financial Officer | Tax Withholding | 22,859 | $1.64 | $37,489 | 663,316 | Feb 9, 2022 |
| Gedeon Christelle | CLO & Corporate Secretary | Tax Withholding | 25,219 | $1.64 | $41,359 | 287,519 | Feb 9, 2022 |
| Stone Gregory | Chief Ocean Scientist | Award / Grant | 76,827 | — | — | 266,153 | Feb 9, 2022 |
| Barron Gerard | Chief Executive Officer | Award / Grant | 180,869 | — | — | 15,268,809 | Feb 9, 2022 |
| ILVES Erika | Chief Strategy Officer | Award / Grant | 84,299 | — | — | 535,773 | Feb 9, 2022 |
| O'Sullivan Anthony | Chief Development Officer | Award / Grant | 101,372 | — | — | 413,872 | Feb 9, 2022 |
| Karkar Andrei | — | Purchase | 1,000,000 | $2.09 | $2,090,000 | 43,620,976 | Dec 31, 2021 |
| Karkar Andrei | — | Purchase | 748,957 | $2.00 | $1,497,914 | 42,620,976 | Dec 24, 2021 |
| Barron Gerard | Chief Executive Officer | Purchase | 47,438 | $2.00 | $94,876 | 15,087,940 | Dec 24, 2021 |
| Barron Gerard | Chief Executive Officer | Purchase | 15,500 | $3.22 | $49,910 | 14,259,252 | Nov 22, 2021 |
| Stone Gregory | Chief Ocean Scientist | Award / Grant | 156,250 | — | — | 189,326 | Nov 22, 2021 |
| Barron Gerard | Chief Executive Officer | Award / Grant | 781,250 | — | — | 15,040,502 | Nov 22, 2021 |
| ILVES Erika | Head of Strategy & Bus. Devt. | Award / Grant | 234,375 | — | — | 451,474 | Nov 22, 2021 |
| Shesky Craig | Chief Financial Officer | Award / Grant | 234,375 | — | — | 543,137 | Nov 22, 2021 |
| Gedeon Christelle | CLO and Corp Sec | Award / Grant | 109,375 | — | — | 109,375 | Nov 22, 2021 |