Nkarta, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HASTINGS PAUL J | Chief Executive Officer | Sale | 23,376 | $13.03 | $304,589 | 250,959 | Sep 29, 2022 |
| HASTINGS PAUL J | Chief Executive Officer | Sale | 6,126 | $13.01 | $79,699 | 274,335 | Sep 21, 2022 |
| Trager James | Chief Scientific Officer | Option Exercise | 5,000 | $3.89 | $19,450 | 67,172 | Aug 15, 2022 |
| Brandenberger Ralph | Chief Technical Officer | Option Exercise | 11,000 | $3.89 | $42,790 | 18,800 | Aug 15, 2022 |
| Mahmood Nadir | See Remarks | Sale | 7,500 | $18.03 | $135,225 | 46,088 | Aug 15, 2022 |
| Brandenberger Ralph | Chief Technical Officer | Option Exercise | 6,886 | $3.89 | $26,787 | 19,053 | Aug 8, 2022 |
| Mahmood Nadir | See Remarks | Sale | 7,500 | $15.32 | $114,900 | 46,088 | Aug 8, 2022 |
| Brandenberger Ralph | Chief Technical Officer | Option Exercise | 3,000 | $0.41 | $1,230 | 10,800 | Jul 25, 2022 |
| Mahmood Nadir | See Remarks | Sale | 7,500 | $13.40 | $100,500 | 46,088 | Jul 25, 2022 |
| HASTINGS PAUL J | Chief Executive Officer | Award / Grant | 19,500 | — | — | 280,461 | Jun 17, 2022 |
| Mahmood Nadir | See Remarks | Award / Grant | 6,000 | — | — | 46,088 | Jun 17, 2022 |
| Hager Alicia J. | Chief Legal Officer | Award / Grant | 8,000 | — | — | 20,800 | Jun 17, 2022 |
| Trager James | Chief Scientific Officer | Award / Grant | 5,000 | — | — | 62,172 | Jun 17, 2022 |
| Brandenberger Ralph | Sr. VP, Technical Operations | Award / Grant | 2,500 | — | — | 7,800 | Jun 17, 2022 |
| Brandenberger Ralph | Sr. VP, Technical Operations | Sale | 4,140 | $15.00 | $62,100 | 5,300 | Jun 3, 2022 |
| George Simeon | — | Purchase | 666,667 | $15.00 | $10,000,005 | 666,667 | Apr 28, 2022 |
| Shah Rajeev M. | — | Purchase | 2,200,000 | $15.00 | $33,000,000 | 7,805,129 | Apr 26, 2022 |
| HASTINGS PAUL J | Chief Executive Officer | Award / Grant | 41,900 | — | — | 260,961 | Jan 14, 2022 |
| Mahmood Nadir | See Remarks | Award / Grant | 12,800 | — | — | 40,088 | Jan 14, 2022 |
| Rajangam Kanya | Chief Medical Officer | Award / Grant | 12,800 | — | — | 12,800 | Jan 14, 2022 |
| Hager Alicia J. | Chief Legal Officer | Award / Grant | 12,800 | — | — | 12,800 | Jan 14, 2022 |
| Trager James | Chief Scientific Officer | Award / Grant | 12,800 | — | — | 57,172 | Jan 14, 2022 |
| Brandenberger Ralph | Sr. VP, Technical Operations | Award / Grant | 5,300 | — | — | 5,300 | Jan 14, 2022 |
| Brandenberger Ralph | Sr. VP, Technical Operations | Option Exercise | 405 | $4.77 | $1,932 | 745 | Dec 1, 2021 |
| HASTINGS PAUL J | Chief Executive Officer | Sale | 223 | $26.53 | $5,916 | 219,061 | Sep 29, 2021 |
| Brandenberger Ralph | See Remarks | Option Exercise | 405 | $4.77 | $1,932 | 745 | Sep 1, 2021 |
| Rajangam Kanya | Chief Medical Officer | Sale | 10,000 | $37.28 | $372,800 | — | Aug 5, 2021 |
| Trager James | Chief Scientific Officer | Sale | 3,600 | $31.53 | $113,508 | 44,372 | Aug 2, 2021 |
| Mahmood Nadir | See Remarks | Sale | 6,500 | $31.71 | $206,115 | 27,288 | Jul 1, 2021 |
| HASTINGS PAUL J | Chief Executive Officer | Sale | 3,807 | $26.89 | $102,370 | 227,561 | Jun 21, 2021 |
| Mahmood Nadir | See Remarks | Option Exercise | 1,800 | $3.89 | $7,002 | 30,288 | Jun 16, 2021 |
| Brandenberger Ralph | See Remarks | Option Exercise | 1,358 | $3.89 | $5,283 | 2,103 | Jun 2, 2021 |
| Mahmood Nadir | See Remarks | Sale | 3,000 | $27.16 | $81,480 | 28,488 | May 10, 2021 |
| Trager James | Chief Scientific Officer | Option Exercise | 2,250 | $3.89 | $8,753 | 47,972 | May 3, 2021 |
| Shah Rajeev M. | — | Other | 307,214 | $32.90 | $10,107,341 | 4,589,999 | Apr 1, 2021 |
| Mahmood Nadir | See Remarks | Option Exercise | 3,500 | $3.89 | $13,615 | 34,988 | Apr 1, 2021 |
| HASTINGS PAUL J | Chief Executive Officer | Sale | 3,130 | $32.21 | $100,817 | 236,061 | Mar 30, 2021 |
| Trager James | Chief Scientific Officer | Sale | 1,566 | $39.46 | $61,794 | 47,072 | Feb 1, 2021 |
| Mahmood Nadir | See Remarks | Option Exercise | 5,500 | $3.89 | $21,395 | 36,988 | Jan 25, 2021 |
| Mahmood Nadir | See Remarks | Option Exercise | 3,083 | $3.89 | $11,993 | 31,488 | Jan 14, 2021 |
| Mahmood Nadir | See Remarks | Option Exercise | 3,000 | $3.89 | $11,670 | 28,405 | Dec 3, 2020 |
| Deerfield Mgmt IV, L.P. | — | Purchase | 500,000 | $18.00 | $9,000,000 | 1,209,936 | Jul 14, 2020 |
| Shah Rajeev M. | — | C | 2,271,796 | — | — | 2,271,796 | Jul 14, 2020 |
| Novo Holdings A/S | — | C | 2,238,310 | — | — | 2,238,310 | Jul 14, 2020 |
| BASKETT FOREST | — | Purchase | 666,666 | $18.00 | $11,999,988 | 2,902,115 | Jul 14, 2020 |
| Florence Anthony A. Jr. | — | Purchase | 666,666 | $18.00 | $11,999,988 | 2,902,115 | Jul 14, 2020 |
| GLAXOSMITHKLINE PLC | — | C | 525,499 | — | — | 604,589 | Jul 14, 2020 |
| SANDELL SCOTT D | — | C | 1,712,810 | — | — | 2,235,449 | Jul 14, 2020 |
| NEA Partners 15, L.P. | — | C | 1,712,810 | — | — | 2,235,449 | Jul 14, 2020 |
| Sonsini Peter W. | — | Purchase | 666,666 | $18.00 | $11,999,988 | 2,902,115 | Jul 14, 2020 |