Trinity Capital Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stanton Sarah | GC, CCO, and Secretary | Tax Withholding | 595 | $14.78 | $8,794 | 62,705 | Sep 15, 2023 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Tax Withholding | 6,198 | $14.78 | $91,606 | 105,237 | Sep 15, 2023 |
| Kundich Ronald | Chief Credit Officer | Tax Withholding | 2,117 | $14.78 | $31,289 | 163,003 | Sep 15, 2023 |
| Harder Gerald | Chief Operating Officer | Tax Withholding | 1,988 | $14.78 | $29,383 | 195,950 | Sep 15, 2023 |
| Brown Steve Louis | Chairman and CEO | Tax Withholding | 12,887 | $14.78 | $190,470 | 626,689 | Sep 15, 2023 |
| Brown Kyle Steven | President and CIO | Tax Withholding | 12,585 | $14.78 | $186,006 | 827,922 | Sep 15, 2023 |
| Brown Kyle Steven | President and CIO | Purchase | 3,531 | $14.16 | $49,999 | 51,819 | Aug 4, 2023 |
| Estes Ronald E. | — | Purchase | 500 | $13.40 | $6,700 | 25,836 | Jun 15, 2023 |
| HAMADA RICHARD P | — | Award / Grant | 3,799 | — | — | 10,074 | Jun 14, 2023 |
| Lockridge Irma | — | Award / Grant | 3,799 | — | — | 13,348 | Jun 14, 2023 |
| Zacharia Michael | — | Award / Grant | 3,799 | — | — | 12,417 | Jun 14, 2023 |
| Estes Ronald E. | — | Purchase | 365 | $13.35 | $4,873 | 23,007 | Jun 14, 2023 |
| Brown Steve Louis | Chairman and CEO | Purchase | 670 | $11.56 | $7,745 | 540,746 | May 11, 2023 |
| Brown Kyle Steven | President and CIO | Purchase | 2,148 | $11.61 | $24,938 | 48,288 | May 11, 2023 |
| Stanton Sarah | GC, CCO, and Secretary | Award / Grant | 33,774 | — | — | 63,300 | Mar 15, 2023 |
| Brown Steve Louis | Chairman and CEO | Award / Grant | 219,653 | — | — | 635,876 | Mar 15, 2023 |
| Kundich Ronald | Chief Credit Officer | Tax Withholding | 4,927 | $12.85 | $63,312 | 121,777 | Mar 15, 2023 |
| Brown Kyle Steven | President & CIO | Tax Withholding | 28,721 | $12.85 | $369,065 | 632,415 | Mar 15, 2023 |
| Harder Gerald | Chief Operating Officer | Award / Grant | 57,803 | — | — | 197,938 | Mar 15, 2023 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Award / Grant | 48,560 | — | — | 111,435 | Mar 15, 2023 |
| Brown Kyle Steven | President & CIO | Purchase | 3,646 | $13.71 | $49,987 | 46,140 | Mar 9, 2023 |
| Estes Ronald E. | — | Purchase | 263 | $13.50 | $3,551 | 22,642 | Mar 9, 2023 |
| Kundich Ronald | Chief Credit Officer | Purchase | 300 | $10.46 | $3,138 | 126,704 | Dec 12, 2022 |
| Harder Gerald | Chief Operating Officer | Gift | 1,000 | — | — | 10,000 | Dec 12, 2022 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Purchase | 900 | $10.57 | $9,513 | 69,153 | Dec 9, 2022 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Purchase | 2,700 | $10.48 | $28,296 | 6,200 | Dec 9, 2022 |
| Harder Gerald | Chief Operating Officer | Purchase | 10,000 | $10.53 | $105,300 | 11,000 | Dec 8, 2022 |
| Estes Ronald E. | — | Purchase | 620 | $10.50 | $6,510 | 620 | Dec 8, 2022 |
| Brown Steve Louis | Chairman and CEO | Purchase | 6,800 | $10.52 | $71,536 | 446,346 | Dec 8, 2022 |
| Brown Kyle Steven | President & CIO | Purchase | 23,000 | $10.38 | $238,740 | 42,494 | Dec 8, 2022 |
| Brown Kyle Steven | President & CIO | Purchase | 3,257 | $15.33 | $49,930 | 19,494 | Aug 18, 2022 |
| Brown Kyle Steven | President & CIO | Purchase | 6,060 | $15.76 | $95,506 | 16,237 | Aug 9, 2022 |
| Brown Steve Louis | Chairman and CEO | Purchase | 24,835 | $15.75 | $391,151 | 439,546 | Aug 9, 2022 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Tax Withholding | 3,582 | $14.96 | $53,587 | 65,373 | Jun 15, 2022 |
| HAMADA RICHARD P | — | Award / Grant | 3,385 | — | — | 6,275 | Jun 15, 2022 |
| Estes Ronald E. | — | Award / Grant | 3,385 | — | — | 20,263 | Jun 15, 2022 |
| Zacharia Michael | — | Award / Grant | 3,385 | — | — | 8,618 | Jun 15, 2022 |
| Lockridge Irma | — | Award / Grant | 3,385 | — | — | 6,275 | Jun 15, 2022 |
| Estes Ronald E. | — | Purchase | 300 | $15.49 | $4,647 | 16,878 | May 25, 2022 |
| HAMADA RICHARD P | — | Purchase | 5,058 | $15.00 | $75,870 | 83,661 | May 24, 2022 |
| Brown Kyle Steven | President & CIO | Purchase | 3,377 | $14.80 | $49,980 | 10,177 | May 20, 2022 |
| Lockridge Irma | — | Purchase | 3,274 | $15.27 | $49,994 | 9,549 | May 19, 2022 |
| Estes Ronald E. | — | Purchase | 3,215 | $15.48 | $49,768 | 15,933 | May 13, 2022 |
| Brown Kyle Steven | President & CIO | Purchase | 3,463 | $15.22 | $52,707 | 653,986 | May 13, 2022 |
| Harder Gerald | Chief Operating Officer | Purchase | 1,000 | $15.57 | $15,570 | 1,000 | May 12, 2022 |
| Zacharia Michael | — | Purchase | 3,900 | $15.02 | $58,578 | 20,340 | May 12, 2022 |
| Lund David Michael | CFO, EVP - Finance & Treasurer | Purchase | 3,200 | $15.29 | $48,928 | 68,253 | May 12, 2022 |
| Estes Ronald E. | — | Purchase | 325 | $18.75 | $6,094 | 12,718 | Mar 23, 2022 |
| Zacharia Michael | — | Purchase | 1,000 | $18.97 | $18,970 | 5,233 | Mar 18, 2022 |
| Brown Steve Louis | Chairman and CEO | Purchase | 1,550 | $18.27 | $28,319 | 523,010 | Mar 18, 2022 |