Kaival Brands Innovations Group, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Worner David | — | Award / Grant | 520,000 | — | — | 520,000 | Jan 2, 2025 |
| MORRIS ERIC | CHIEF FINANCIAL OFFICER | Award / Grant | 770,000 | — | — | 776,020 | Jan 2, 2025 |
| THOENES MARK L | CHIEF EXECUTIVE OFFICER | Award / Grant | 620,000 | — | — | 621,667 | Jan 2, 2025 |
| Patel Nirajkumar | Chief Executive Officer | Option Exercise | 16,667 | — | — | 96,836 | Feb 5, 2022 |
| Mosser Eric | Chief Operating Officer | Option Exercise | 16,667 | — | — | 60,665 | May 5, 2021 |
| Patel Nirajkumar | Chief Executive Officer | Purchase | 38,533 | $2.05 | $78,993 | 755,669 | Apr 9, 2021 |
| Mosser Eric | Chief Operating Officer | Option Exercise | 150,000 | — | — | 397,428 | Jan 1, 2021 |
| Patel Nirajkumar | Chief Executive Officer | Tax Withholding | 3,074 | $1.34 | $4,119 | 717,136 | Jan 1, 2021 |
| Patel Nirajkumar | Chief Executive Officer | Purchase | 30,000 | $0.49 | $14,700 | 348,210 | Dec 9, 2020 |
| Mosser Eric | Chief Operating Officer | Purchase | 1,672 | $0.47 | $786 | 247,428 | Dec 8, 2020 |
| Kaival Holdings, LLC | — | Other | 300,000,000 | — | — | 204,000,000 | Aug 21, 2020 |
| Mosser Eric | Chief Operating Officer | Other | 300,000,000 | — | — | 204,000,000 | Aug 21, 2020 |
| Patel Nirajkumar | Chief Executive Officer | Other | 300,000,000 | — | — | 204,000,000 | Aug 21, 2020 |
| GMRZ Holdings LLC | — | Sale | 504,000,000 | — | — | — | Feb 20, 2019 |