STEM, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Laureles Saul R. | Chief Legal Officer | Sale | 26,602 | $2.19 | $58,258 | 148,359 | Mar 8, 2024 |
| Homenock Kim | Chief People Officer | Sale | 26,512 | $2.19 | $58,061 | 121,300 | Mar 8, 2024 |
| Schaefer Robert | President, Transformational | Sale | 37,463 | $2.19 | $82,044 | 816,110 | Mar 8, 2024 |
| Johnson larsh | Chief Technology Officer | Sale | 35,880 | $2.19 | $78,577 | 120,167 | Mar 8, 2024 |
| Patel Prakesh | Chief Strategy Officer | Sale | 35,902 | $2.19 | $78,625 | 137,078 | Mar 8, 2024 |
| Carrington John Eugene | CEO and Director | Sale | 85,038 | $2.19 | $186,233 | 262,318 | Mar 8, 2024 |
| Carlson Michael James | Chief Operating Officer | Sale | 35,269 | $2.19 | $77,239 | 73,903 | Mar 8, 2024 |
| BUSH WILLIAM JOHN | Chief Financial Officer | Sale | 46,034 | $2.19 | $100,814 | 345,306 | Mar 8, 2024 |
| Tappin Matthew | President, Asset Management | Sale | 24,899 | $2.19 | $54,529 | 41,888 | Mar 8, 2024 |
| Tappin Matthew | President, Asset Management | Sale | 3,837 | $2.41 | $9,247 | 66,787 | Mar 5, 2024 |
| Tappin Matthew | President, Asset Management | Award / Grant | 51,539 | — | — | 76,348 | Mar 4, 2024 |
| Russo Alan | Chief Revenue Officer | Option Exercise | 16,747 | — | — | 174,951 | Mar 4, 2024 |
| Patel Prakesh | Chief Strategy Officer | Award / Grant | 77,308 | — | — | 180,133 | Mar 4, 2024 |
| Homenock Kim | Chief People Officer | Award / Grant | 55,503 | — | — | 147,812 | Mar 1, 2024 |
| Carrington John Eugene | CEO and Director | Sale | 9,885 | $2.48 | $24,515 | 347,356 | Mar 1, 2024 |
| Schaefer Robert | President, Transformational | Award / Grant | 101,096 | — | — | 859,518 | Mar 1, 2024 |
| Carlson Michael James | Chief Operating Officer | Award / Grant | 88,805 | — | — | 109,172 | Mar 1, 2024 |
| Johnson larsh | Chief Technology Officer | Sale | 7,153 | $2.48 | $17,739 | 156,047 | Mar 1, 2024 |
| BUSH WILLIAM JOHN | Chief Financial Officer | Award / Grant | 101,096 | — | — | 401,356 | Mar 1, 2024 |
| Laureles Saul R. | Chief Legal Officer | Option Exercise | 18,087 | — | — | 98,090 | Mar 1, 2024 |
| Shukla Rahul | Chief Accounting Officer | Sale | 20,204 | $2.47 | $49,904 | 41,231 | Mar 1, 2024 |
| Shukla Rahul | Chief Accounting Officer | Option Exercise | 19,951 | — | — | 28,448 | Feb 26, 2024 |
| Carrington John Eugene | CEO and Director | Sale | 13,863 | $2.70 | $37,430 | 138,562 | Feb 24, 2024 |
| Tappin Matthew | President, Asset Management | Sale | 6,857 | $3.05 | $20,914 | 11,411 | Feb 20, 2024 |
| Laureles Saul R. | Chief Legal Officer | Option Exercise | 34,736 | — | — | 90,962 | Feb 16, 2024 |
| Tappin Matthew | President, Asset Management | Option Exercise | 24,315 | — | — | 28,870 | Feb 16, 2024 |
| BUSH WILLIAM JOHN | Chief Financial Officer | Option Exercise | 48,631 | — | — | 297,181 | Feb 16, 2024 |
| Russo Alan | Chief Revenue Officer | Sale | 14,390 | $3.17 | $45,616 | 158,204 | Feb 15, 2024 |
| Johnson larsh | Chief Technology Officer | Sale | 12,117 | $3.17 | $38,411 | 69,145 | Feb 15, 2024 |
| Patel Prakesh | Chief Strategy Officer | Sale | 14,389 | $3.17 | $45,613 | 86,078 | Feb 15, 2024 |
| Homenock Kim | Chief People Officer | Option Exercise | 22,578 | — | — | 92,309 | Feb 15, 2024 |
| Schaefer Robert | President, Transformational | Sale | 7,866 | $3.17 | $24,935 | 741,675 | Feb 15, 2024 |
| Carlson Michael James | Chief Operating Officer | Sale | 9,952 | $3.17 | $31,548 | 20,367 | Feb 15, 2024 |
| Tappin Matthew | President, Asset Management | Sale | 4,556 | $3.15 | $14,351 | 4,555 | Feb 14, 2024 |
| Laureles Saul R. | Chief Legal Officer | Option Exercise | 34,325 | — | — | 66,119 | Jan 30, 2024 |
| Shukla Rahul | Chief Accounting Officer | Option Exercise | 8,000 | — | — | 11,807 | Jan 19, 2024 |
| Tappin Matthew | President, Asset Management | Sale | 5,207 | $3.56 | $18,537 | 9,111 | Dec 31, 2023 |
| Carlson Michael James | Chief Operating Officer | Sale | 1,822 | $4.18 | $7,616 | 4,267 | Sep 26, 2023 |
| BUZBY DAVID S | — | Purchase | 62,000 | $4.82 | $298,840 | 620,711 | Sep 15, 2023 |
| Russo Alan | Chief Revenue Officer | Sale | 13,427 | $6.50 | $87,276 | 139,594 | Aug 10, 2023 |
| BUZBY DAVID S | — | Gift | 20,498 | — | — | — | Jun 20, 2023 |
| TROE LISA L | — | Option Exercise | 20,498 | — | — | 26,022 | Jun 16, 2023 |
| MORGAN MICHAEL C | — | Option Exercise | 20,498 | — | — | 20,498 | Jun 15, 2023 |
| Daley Adam | — | Option Exercise | 20,498 | — | — | 107,271 | Jun 15, 2023 |
| BUZBY DAVID S | — | Option Exercise | 20,498 | — | — | 20,498 | Jun 15, 2023 |
| Tammineedi Anil | — | Option Exercise | 20,498 | — | — | 26,022 | Jun 15, 2023 |
| TYSON LAURA D | — | Option Exercise | 20,498 | — | — | 26,022 | Jun 15, 2023 |
| Woodward Jane | — | Option Exercise | 20,498 | — | — | 26,022 | Jun 15, 2023 |
| BUSH WILLIAM JOHN | Chief Financial Officer | Option Exercise | 3,946 | — | — | 249,990 | May 1, 2023 |
| Laureles Saul R. | Chief Legal Officer | Option Exercise | 3,453 | — | — | 32,681 | May 1, 2023 |