DOW INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Edmonds Ronald C | Controller and Vice President | Option Exercise | 30,000 | $32.57 | $977,100 | 39,979 | May 6, 2021 |
| Sreeram Attiganal N | Senior Vice President / CTO | Option Exercise | 15,311 | $50.07 | $766,622 | 90,110 | May 3, 2021 |
| Wilson Amy E | General Counsel / Secretary | Option Exercise | 6,229 | $46.60 | $290,271 | 32,816 | May 3, 2021 |
| FETTIG JEFF M | — | Award / Grant | 2,866 | — | — | 11,307 | Apr 15, 2021 |
| Dial Debra L. | — | Award / Grant | 2,866 | — | — | 2,866 | Apr 15, 2021 |
| Hinman Jacqueline C. | — | Award / Grant | 2,866 | — | — | 12,030 | Apr 15, 2021 |
| Moreno Mejia Luis Alberto | — | Award / Grant | 2,866 | — | — | 2,866 | Apr 15, 2021 |
| BUSH WESLEY G | — | Award / Grant | 2,866 | — | — | 11,950 | Apr 15, 2021 |
| ALLEN SAMUEL R | — | Award / Grant | 2,866 | — | — | 10,672 | Apr 15, 2021 |
| Wyant Jill S | — | Award / Grant | 2,866 | — | — | 7,927 | Apr 15, 2021 |
| Yohannes Daniel | — | Award / Grant | 2,866 | — | — | 13,030 | Apr 15, 2021 |
| Banister Gaurdie E. JR. | — | Award / Grant | 2,866 | — | — | 5,642 | Apr 15, 2021 |
| DAVIS RICHARD K | — | Award / Grant | 2,866 | — | — | 21,224 | Apr 15, 2021 |
| Ungerleider Howard I | President and CFO | Gift | 3,000 | — | — | 102,784 | Mar 12, 2021 |
| Donoso Diego | President, Pkg & Spec Plastics | Disposition | 16,955 | $64.40 | $1,091,902 | 13,993 | Mar 11, 2021 |
| Broodo Jack | President, Feedstocks & Energy | Disposition | 4,942 | $64.15 | $317,029 | 9,651 | Mar 10, 2021 |
| Fitterling James R | Chairman and CEO | Option Exercise | 84,000 | $47.31 | $3,974,040 | 168,448 | Mar 9, 2021 |
| SAMPSON JOHN MAURICE | Senior Vice President | Disposition | 4,765 | $62.08 | $295,811 | 13,294 | Mar 9, 2021 |
| Gregorio Mauro | President, Perf Mat & Coatings | Gift | 3,377 | — | — | 22,333 | Mar 8, 2021 |
| Donoso Diego | President, Pkg & Spec Plastics | Gift | 2,380 | — | — | 19,352 | Feb 18, 2021 |
| Ungerleider Howard I | President and CFO | Gift | 21,561 | — | — | 105,784 | Feb 16, 2021 |
| Palmieri Jane | President, Ind Interm & Infras | Disposition | 543 | $58.75 | $31,901 | 34,230 | Feb 16, 2021 |
| Broodo Jack | President, Feedstocks & Energy | Gift | 1,040 | — | — | 8,433 | Feb 16, 2021 |
| Wilson Amy E | General Counsel / Secretary | Disposition | 278 | $58.75 | $16,333 | 26,587 | Feb 16, 2021 |
| Carter Karen S | Chief Human Resources Officer | Disposition | 295 | $58.75 | $17,331 | 18,555 | Feb 16, 2021 |
| Gregorio Mauro | President, Perf Mat & Coatings | Gift | 1,373 | — | — | 18,956 | Feb 16, 2021 |
| Fitterling James R | Chairman and CEO | Disposition | 100,352 | $57.85 | $5,805,363 | 96,808 | Feb 12, 2021 |
| Edmonds Ronald C | Controller and Vice President | Award / Grant | 3,130 | — | — | 42,979 | Feb 12, 2021 |
| Gregorio Mauro | President, Perf Mat & Coatings | Award / Grant | 4,430 | — | — | 15,698 | Feb 11, 2021 |
| Donoso Diego | President, Pkg & Spec Plastics | Award / Grant | 3,800 | — | — | 13,532 | Feb 11, 2021 |
| Gregorio Mauro | President, Perf Mat & Coatings | Award / Grant | 4,430 | — | — | 15,987 | Feb 11, 2021 |
| Carter Karen S | Chief Human Resources Officer | Award / Grant | 4,790 | — | — | 18,850 | Feb 11, 2021 |
| Palmieri Jane | President, Ind Interm & Infras | Award / Grant | 4,610 | — | — | 34,773 | Feb 11, 2021 |
| Ungerleider Howard I | President and CFO | Award / Grant | 11,760 | — | — | 105,667 | Feb 11, 2021 |
| Sreeram Attiganal N | Senior Vice President / CTO | Award / Grant | 7,030 | — | — | 74,799 | Feb 11, 2021 |
| Broodo Jack | President, Feedstocks & Energy | Award / Grant | 2,190 | — | — | 9,823 | Feb 11, 2021 |
| SAMPSON JOHN MAURICE | Senior Vice President | Award / Grant | 4,950 | — | — | 12,323 | Feb 11, 2021 |
| Wilson Amy E | General Counsel / Secretary | Award / Grant | 7,030 | — | — | 26,865 | Feb 11, 2021 |
| Fitterling James R | Chairman and CEO | Disposition | 1,245 | $55.05 | $68,537 | 63,768 | Dec 4, 2020 |
| Gregorio Mauro | President, Perf Mat & Coatings | Disposition | 135 | $54.73 | $7,389 | 11,422 | Dec 4, 2020 |
| Broodo Jack | President, Feedstocks & Energy | Disposition | 119 | $54.73 | $6,513 | 7,633 | Dec 4, 2020 |
| Edmonds Ronald C | Controller and Vice President | Disposition | 125 | $55.05 | $6,881 | 39,849 | Dec 4, 2020 |
| Sreeram Attiganal N | Senior Vice President / CTO | Option Exercise | 33,510 | $46.60 | $1,561,566 | 98,095 | Nov 23, 2020 |
| HOLICKI PETER | Senior Vice President | Option Exercise | 13,920 | $38.87 | $541,070 | 69,240 | Nov 17, 2020 |
| Ungerleider Howard I | President and CFO | Option Exercise | 7,000 | $38.87 | $272,090 | 102,586 | Nov 9, 2020 |
| Fitterling James R | Chairman and CEO | Disposition | 100,693 | $51.26 | $5,161,523 | 65,970 | Sep 15, 2020 |
| Edmonds Ronald C | Controller and Vice President | Disposition | 29,573 | $48.47 | $1,433,403 | 40,084 | Sep 2, 2020 |
| Banister Gaurdie E. JR. | — | Award / Grant | 2,776 | — | — | 2,776 | Aug 13, 2020 |
| FETTIG JEFF M | — | Gift | 15,336 | — | — | 8,441 | Jun 12, 2020 |
| Donoso Diego | President, Pkg & Spec Plastics | Option Exercise | 11,452 | $38.87 | $445,139 | 20,179 | Jun 9, 2020 |