RiverNorth Opportunistic Municipal Income Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| RiverNorth Financial Holdings, LLC | — | Purchase | 3,941 | $14.47 | $57,026 | 84,454 | Dec 22, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 5,058 | $14.46 | $73,139 | 80,513 | Dec 18, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 5,558 | $14.48 | $80,480 | 75,455 | Nov 24, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 6,642 | $14.54 | $96,575 | 69,867 | Nov 17, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 7,045 | $14.50 | $102,153 | 63,255 | Nov 14, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 3,664 | $14.60 | $53,494 | 56,210 | Nov 13, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 1,657 | $14.65 | $24,275 | 52,546 | Nov 10, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 6,857 | $14.51 | $99,495 | 49,588 | Nov 7, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 1,226 | $14.67 | $17,985 | 42,731 | Nov 5, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 6,857 | $14.69 | $100,729 | 41,505 | Nov 4, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 1,640 | $14.65 | $24,026 | 34,648 | Oct 31, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 4,277 | $14.38 | $61,503 | 31,976 | Oct 24, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 4,277 | $14.42 | $61,674 | 27,699 | Oct 23, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 4,277 | $14.45 | $61,803 | 23,422 | Oct 22, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 2,891 | $14.60 | $42,209 | 19,145 | Oct 21, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 2,794 | $14.60 | $40,792 | 16,254 | Oct 20, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 4,138 | $14.62 | $60,498 | 13,460 | Oct 17, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 3,041 | $14.69 | $44,672 | 9,322 | Oct 16, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 4,138 | $14.74 | $60,994 | 6,281 | Oct 15, 2025 |
| RiverNorth Financial Holdings, LLC | — | Purchase | 1,240 | $14.68 | $18,203 | 2,143 | Oct 13, 2025 |
| Galley Patrick W. | President | Purchase | 500 | $14.30 | $7,150 | 2,700 | Apr 25, 2025 |
| Galley Patrick W. | President | Purchase | 500 | $14.13 | $7,065 | 2,500 | Apr 9, 2025 |
| Galley Patrick W. | President | Purchase | 100 | $14.02 | $1,402 | 100 | Apr 8, 2025 |
| Galley Patrick W. | President | Purchase | 200 | $14.00 | $2,800 | 200 | Apr 8, 2025 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Other | 5,010 | — | — | — | Nov 22, 2024 |
| Sprauer Scott | — | Sale | 752 | $15.91 | $11,964 | — | Nov 4, 2024 |
| O'Neill Stephen Andrew | — | Sale | 100 | $18.39 | $1,839 | 12,300 | Feb 10, 2023 |
| Galley Patrick W. | President | Sale | 900 | $17.63 | $15,867 | 609 | Dec 7, 2022 |
| Galley Patrick W. | President | Sale | 1,300 | $17.31 | $22,503 | 7,514 | Dec 5, 2022 |
| Galley Patrick W. | President | Sale | 186 | $17.44 | $3,244 | 12,814 | Dec 2, 2022 |
| Galley Patrick W. | President | Sale | 380 | $17.80 | $6,764 | 23,240 | Dec 1, 2022 |
| Galley Patrick W. | President | Sale | 1,000 | $17.35 | $17,350 | 24,620 | Nov 30, 2022 |
| Galley Patrick W. | President | Sale | 3,000 | $14.71 | $44,130 | 27,412 | Nov 1, 2022 |
| Galley Patrick W. | President | Sale | 1,000 | $15.08 | $15,080 | 11,870 | Oct 24, 2022 |
| Galley Patrick W. | President | Sale | 597 | $15.85 | $9,462 | 12,870 | Sep 28, 2022 |
| Sprauer Scott | — | Sale | 1 | $16.17 | $13 | 752 | May 10, 2022 |
| Lawlor John J | — | Sale | 1,500 | $16.77 | $25,155 | — | May 3, 2022 |
| DIMELLA ROBERT A | — | Sale | 900 | $23.27 | $20,943 | 6,751 | Jun 23, 2021 |
| DIMELLA ROBERT A | — | Sale | 6,744 | $23.32 | $157,270 | 8,256 | Jun 17, 2021 |
| DIMELLA ROBERT A | — | Purchase | 5,000 | $16.45 | $82,250 | 15,000 | Mar 18, 2020 |
| O'Neill Stephen Andrew | — | Purchase | 200 | $18.49 | $3,698 | 20,000 | Mar 17, 2020 |
| Galley Patrick W. | President | Purchase | 597 | $21.65 | $12,925 | 13,467 | Mar 12, 2020 |
| Schmucker Brian H | — | Sale | 2,155 | $20.28 | $43,703 | — | Mar 12, 2020 |
| Schmucker Brian H | — | Sale | 4,400 | $22.30 | $98,120 | 2,155 | Sep 30, 2019 |
| Schmucker Brian H | — | Sale | 5,000 | $22.52 | $112,600 | 10,000 | Aug 15, 2019 |
| Galley Patrick W. | President | Sale | 5,880 | $21.65 | $127,302 | 12,870 | Jul 23, 2019 |
| Swanson David | — | Purchase | 465 | $21.40 | $9,951 | 465 | Jul 2, 2019 |
| Sprauer Scott | — | Purchase | 340 | $20.39 | $6,933 | 602 | Mar 20, 2019 |
| DIMELLA ROBERT A | — | Purchase | 5,000 | $20.39 | $101,950 | 10,000 | Mar 18, 2019 |
| Sprauer Scott | — | Purchase | 260 | $20.23 | $5,260 | 260 | Jan 14, 2019 |