Angel Oak Financial Strategies Income Term Trust — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Mullins Andrea | — | Purchase | 7,585 | $13.15 | $99,743 | 7,585 | Aug 12, 2025 |
| Eldredge William | Chief Compliance Officer | Purchase | 1,920 | $13.10 | $25,152 | 2,940 | Aug 5, 2025 |
| Parks Kevin | — | Purchase | 1,000 | $12.83 | $12,830 | 5,667 | Jun 2, 2025 |
| Albe Alvin R Jr | — | Purchase | 20,000 | $13.12 | $262,400 | 20,000 | May 22, 2025 |
| Fierman Michael | — | Purchase | 20 | $13.35 | $267 | 108,996 | May 15, 2025 |
| Parks Kevin | — | X | 833 | $13.23 | $11,021 | 4,667 | May 14, 2025 |
| Pate Cheryl | — | X | 2,124 | $13.23 | $28,101 | 8,554 | May 14, 2025 |
| Parks Kevin | — | X | 1,277 | $13.23 | $16,895 | 5,111 | May 14, 2025 |
| Fierman Michael | — | X | 27,243 | $13.23 | $360,425 | 108,976 | May 14, 2025 |
| Prabhu Sreeniwas | — | X | 41,493 | $13.23 | $548,952 | 165,977 | May 14, 2025 |
| Palsson Johannes | — | X | 17,091 | $13.23 | $226,114 | 68,789 | May 14, 2025 |
| Prabhu Sreeniwas | — | X | 41,493 | $13.23 | $548,952 | 165,977 | May 14, 2025 |
| Fierman Michael | — | X | 27,243 | $13.23 | $360,425 | 108,976 | May 14, 2025 |
| Eldredge William | Chief Compliance Officer | X | 255 | $13.23 | $3,374 | 1,020 | May 14, 2025 |
| Eldredge William | Chief Compliance Officer | Purchase | 392 | $13.15 | $5,155 | 765 | Apr 14, 2025 |
| Palsson Johannes | — | Purchase | 5,670 | $12.39 | $70,251 | 46,403 | Apr 18, 2024 |
| Parks Kevin | — | Purchase | 500 | $11.82 | $5,910 | 3,835 | May 18, 2023 |
| Parks Kevin | — | Sale | 2,000 | $12.53 | $25,060 | 3,335 | Mar 16, 2023 |
| Parks Kevin | — | Purchase | 593 | $13.86 | $8,219 | 5,335 | Sep 15, 2022 |
| Angel Oak Capital Partners II, LLC | — | Other | 68,399 | $14.65 | $1,002,045 | 2 | Sep 13, 2022 |
| Prabhu Sreeniwas | — | Other | 68,399 | $14.65 | $1,002,045 | 124,484 | Aug 17, 2022 |
| Fierman Michael | — | Other | 68,399 | $14.76 | $1,009,569 | 81,733 | Aug 10, 2022 |
| Pate Cheryl | — | Other | 507 | — | — | 5,207 | Jul 29, 2022 |
| Angel Oak Capital Partners II, LLC | — | Other | 136,800 | — | — | 136,800 | Jul 29, 2022 |
| Parks Kevin | — | Other | 1,408 | — | — | 4,742 | Jul 29, 2022 |
| Palsson Johannes | — | Other | 5,778 | — | — | 34,679 | Jul 29, 2022 |
| Pate Cheryl | — | X | 33 | $16.06 | $530 | 4,700 | Oct 19, 2021 |
| Abghari Navid | — | X | 765 | $16.06 | $12,286 | 4,024 | Oct 19, 2021 |
| Palsson Johannes | — | X | 3,100 | $16.06 | $49,786 | 27,048 | Oct 19, 2021 |
| Abghari Navid | — | X | 815 | $16.06 | $13,089 | 3,259 | Oct 14, 2021 |
| Prabhu Sreeniwas | — | Option Exercise | 13,896 | $16.06 | $223,170 | 55,687 | Oct 14, 2021 |
| Parks Kevin | — | X | 834 | $16.06 | $13,394 | 3,334 | Oct 14, 2021 |
| Hsu John R | Secretary | X | 667 | $16.06 | $10,712 | 2,667 | Oct 14, 2021 |
| Fierman Michael | — | X | 3,334 | $16.06 | $53,544 | 13,334 | Oct 14, 2021 |
| Pate Cheryl | — | X | 1,167 | $16.06 | $18,742 | 4,667 | Oct 14, 2021 |
| Palsson Johannes | — | X | 5,959 | $16.06 | $95,702 | 23,948 | Oct 14, 2021 |
| Abghari Navid | — | Sale | 500 | $18.13 | $9,065 | 2,444 | Sep 10, 2021 |
| Fierman Michael | — | Sale | 168 | $18.10 | $3,041 | 24,832 | Apr 30, 2021 |
| ASHER DANIEL | — | Sale | 50,000 | $17.45 | $872,500 | 1,029,454 | Feb 11, 2021 |
| Fierman Michael | — | Sale | 15,151 | $17.08 | $258,779 | 25,000 | Jan 13, 2021 |
| Angel Oak Capital Advisors, LLC | — | Sale | 36 | $16.07 | $574 | — | Jan 8, 2021 |
| Angel Oak Capital Advisors, LLC | — | Sale | 5,527 | $16.43 | $90,815 | — | Dec 22, 2020 |
| Parks Kevin | — | Purchase | 1,500 | $16.78 | $25,170 | 2,500 | Sep 1, 2020 |
| Abghari Navid | — | Purchase | 100 | $15.88 | $1,588 | 6,744 | Jul 31, 2020 |
| Abghari Navid | — | Purchase | 600 | $16.02 | $9,612 | 5,857 | Jul 24, 2020 |
| Pate Cheryl | — | Sale | 68 | $16.77 | $1,140 | 3,500 | Jul 7, 2020 |
| ASHER DANIEL | — | Sale | 1,753 | $16.93 | $29,678 | 1,079,454 | Jun 30, 2020 |
| Abghari Navid | — | Purchase | 143 | $16.29 | $2,329 | 5,085 | Jun 26, 2020 |
| ASHER DANIEL | — | Sale | 559 | $17.11 | $9,564 | 17,693 | Jun 19, 2020 |
| ASHER DANIEL | — | Other | 18,252 | — | — | 18,252 | Jun 9, 2020 |