Allogene Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SATO VICKI L | — | Award / Grant | 19,362 | — | — | 19,362 | Jul 30, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 5,000 | $2.27 | $11,350 | 426,353 | Jul 15, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 5,000 | $2.27 | $11,350 | 426,353 | Jun 15, 2021 |
| Humer Franz B | — | Award / Grant | 16,498 | — | — | 147,714 | Jun 10, 2021 |
| Kazam Joshua A | — | Gift | 500,000 | — | — | 243,885 | Jun 10, 2021 |
| WITTE OWEN N. | — | Sale | 9,969 | $25.05 | $249,723 | 236,182 | Jun 9, 2021 |
| Chang David D | President and CEO | Option Exercise | 27,410 | $18.22 | $499,410 | 2,312,279 | May 24, 2021 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Option Exercise | 14,897 | $18.22 | $271,423 | 110,994 | May 24, 2021 |
| Belldegrun Arie | — | Option Exercise | 379,066 | $18.22 | $6,906,583 | 583,034 | May 24, 2021 |
| Amado Rafael | EVP of R&D and CMO | Award / Grant | 200,534 | — | — | 335,435 | May 18, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 5,000 | $2.27 | $11,350 | 426,353 | May 18, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 5,000 | $2.27 | $11,350 | 426,353 | May 17, 2021 |
| Bhavnagri Veer | General Counsel | Sale | 606 | $32.64 | $19,780 | 421,353 | Apr 15, 2021 |
| Belldegrun Arie | — | Award / Grant | 53,635 | — | — | 203,968 | Mar 26, 2021 |
| Chang David D | President and CEO | Award / Grant | 80,452 | — | — | 2,284,869 | Mar 26, 2021 |
| Bhavnagri Veer | General Counsel | Award / Grant | 22,202 | — | — | 421,353 | Mar 26, 2021 |
| MOORE ALISON | Chief Technical Officer | Award / Grant | 24,866 | — | — | 127,440 | Mar 26, 2021 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Award / Grant | 24,866 | — | — | 96,097 | Mar 26, 2021 |
| Amado Rafael | EVP of R&D and CMO | Award / Grant | 24,866 | — | — | 134,901 | Mar 26, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 10,000 | $2.27 | $22,700 | 415,774 | Mar 15, 2021 |
| Amado Rafael | EVP of R&D and CMO | Sale | 2,798 | $38.05 | $106,464 | 110,035 | Mar 15, 2021 |
| Chang David D | President and CEO | Sale | 20,513 | $38.57 | $791,186 | 2,204,417 | Mar 15, 2021 |
| MOORE ALISON | Chief Technical Officer | Sale | 6,164 | $38.14 | $235,095 | 102,574 | Mar 15, 2021 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 8,053 | $38.23 | $307,866 | 71,231 | Mar 15, 2021 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 400 | $33.29 | $13,316 | 1,152,595 | Jan 15, 2021 |
| Bhavnagri Veer | General Counsel | Option Exercise | 51,500 | $2.27 | $116,905 | 405,402 | Dec 17, 2020 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 10,366 | $33.00 | $342,078 | 1,182,595 | Nov 16, 2020 |
| Kazam Joshua A | — | Gift | 305,918 | — | — | 727,387 | Oct 21, 2020 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 3,479 | $41.33 | $143,787 | 1,199,794 | Oct 15, 2020 |
| MOORE ALISON | Chief Technical Officer | Sale | 11,031 | $42.00 | $463,302 | 108,370 | Oct 12, 2020 |
| MOORE ALISON | Chief Technical Officer | Option Exercise | 5,065 | $2.27 | $11,498 | 122,745 | Oct 9, 2020 |
| Amado Rafael | EVP of R&D and CMO | Sale | 16,538 | $39.40 | $651,597 | 111,677 | Oct 7, 2020 |
| MOORE ALISON | Chief Technical Officer | Option Exercise | 35,264 | $2.27 | $80,049 | 161,536 | Oct 6, 2020 |
| Bhavnagri Veer | General Counsel | Option Exercise | 10,000 | $2.27 | $22,700 | 363,902 | Oct 6, 2020 |
| Bhavnagri Veer | General Counsel | Sale | 800 | $37.73 | $30,184 | 353,902 | Oct 1, 2020 |
| Amado Rafael | EVP of R&D and CMO | Sale | 9,752 | $36.37 | $354,680 | 128,215 | Oct 1, 2020 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 1,911 | $37.04 | $70,783 | 1,212,595 | Sep 21, 2020 |
| Bhavnagri Veer | General Counsel | Option Exercise | 25,000 | $2.27 | $56,750 | 378,902 | Sep 1, 2020 |
| Chang David D | President and CEO | Gift | 205,778 | — | — | 856,044 | Aug 31, 2020 |
| MOORE ALISON | Chief Technical Officer | Option Exercise | 32,451 | $2.27 | $73,664 | 126,272 | Aug 13, 2020 |
| TPG Group Holdings (SBS) Advisors, Inc. | — | Other | 962,555 | — | — | 18,753,751 | Aug 7, 2020 |
| Bhavnagri Veer | General Counsel | Sale | 16,450 | $37.29 | $613,421 | 353,902 | Aug 3, 2020 |
| TPG Group Holdings (SBS) Advisors, Inc. | — | Sale | 24,904 | $43.27 | $1,077,596 | 19,776,053 | Jun 26, 2020 |
| COULTER JAMES G | — | Sale | 22,213 | $44.31 | $984,258 | 19,889,085 | Jun 23, 2020 |
| BONDERMAN DAVID | — | Sale | 94,600 | $42.14 | $3,986,444 | 20,241,502 | Jun 22, 2020 |
| COULTER JAMES G | — | Sale | 129,154 | $42.14 | $5,442,550 | 20,597,932 | Jun 16, 2020 |
| WITTE OWEN N. | — | Award / Grant | 9,969 | — | — | 246,151 | Jun 5, 2020 |
| Humer Franz B | — | Award / Grant | 9,969 | — | — | 131,216 | Jun 5, 2020 |
| Kazam Joshua A | — | Award / Grant | 9,969 | — | — | 1,033,305 | Jun 5, 2020 |
| Belldegrun Arie | — | Purchase | 106,382 | $47.00 | $4,999,954 | 1,798,163 | Jun 4, 2020 |