Allogene Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Humer Franz B | — | Award / Grant | 74,561 | — | — | 266,453 | Jun 13, 2023 |
| WITTE OWEN N. | — | Award / Grant | 74,561 | — | — | 292,832 | Jun 13, 2023 |
| MOORE TIMOTHY L. | Chief Technical Officer | Award / Grant | 186,219 | — | — | 186,219 | Apr 24, 2023 |
| Smith Lillian | VP, Corporate Counsel | Award / Grant | 56,545 | — | — | 140,390 | Apr 1, 2023 |
| MOORE ALISON | Chief Technical Officer | Award / Grant | 558,094 | — | — | 672,731 | Mar 22, 2023 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Award / Grant | 558,094 | — | — | 862,439 | Mar 22, 2023 |
| Roberts Zachary | EVP of R&D | Award / Grant | 148,035 | — | — | 399,943 | Mar 22, 2023 |
| Belldegrun Arie | — | Award / Grant | 1,282,976 | — | — | 1,654,886 | Mar 22, 2023 |
| Chang David D | President and CEO | Award / Grant | 1,924,464 | — | — | 4,193,911 | Mar 22, 2023 |
| Chang David D | President and CEO | Tax Withholding | 22,340 | $5.56 | $124,210 | 2,269,447 | Mar 14, 2023 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Tax Withholding | 35,879 | $5.47 | $196,258 | 304,345 | Mar 14, 2023 |
| MOORE ALISON | Chief Technical Officer | Tax Withholding | 8,351 | $5.51 | $46,014 | 114,637 | Mar 14, 2023 |
| Bhavnagri Veer | General Counsel | Tax Withholding | 23,628 | $5.67 | $133,971 | 556,049 | Mar 14, 2023 |
| Bhavnagri Veer | General Counsel | Sale | 3,000 | $6.85 | $20,550 | 577,677 | Feb 13, 2023 |
| Roberts Zachary | EVP of R&D | Award / Grant | 251,908 | — | — | 251,908 | Jan 20, 2023 |
| Bhavnagri Veer | General Counsel | Sale | 3,000 | $7.04 | $21,120 | 580,677 | Jan 17, 2023 |
| Bhavnagri Veer | General Counsel | Sale | 5,602 | $7.53 | $42,183 | 583,677 | Dec 15, 2022 |
| Amado Rafael | EVP of R&D | Tax Withholding | 8,464 | $11.83 | $100,129 | 541,946 | Oct 7, 2022 |
| Amado Rafael | EVP of R&D | Tax Withholding | 8,968 | $11.06 | $99,186 | 531,290 | Oct 3, 2022 |
| WITTE OWEN N. | — | Sale | 10,000 | $16.50 | $165,000 | 223,271 | Aug 12, 2022 |
| WITTE OWEN N. | — | Sale | 5,000 | $17.25 | $86,250 | 218,271 | Aug 11, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 2,000 | $11.97 | $23,940 | 540,257 | Aug 2, 2022 |
| Mayo Stephen | — | Award / Grant | 35,328 | — | — | 35,328 | Jul 8, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 2,000 | $11.44 | $22,880 | 542,257 | Jul 5, 2022 |
| WITTE OWEN N. | — | Sale | 10,000 | $11.76 | $117,600 | 233,271 | Jun 22, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 2,000 | $11.18 | $22,360 | 544,257 | Jun 21, 2022 |
| Humer Franz B | — | Award / Grant | 44,178 | — | — | 191,892 | Jun 15, 2022 |
| SATO VICKI L | — | Award / Grant | 22,089 | — | — | 41,451 | Jun 15, 2022 |
| Kazam Joshua A | — | Award / Grant | 44,178 | — | — | 303,063 | Jun 15, 2022 |
| WITTE OWEN N. | — | Award / Grant | 22,089 | — | — | 243,271 | Jun 15, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 11,500 | $7.40 | $85,100 | 546,257 | May 19, 2022 |
| PF Equity Holdings 2 B.V. | — | Other | 22,032,040 | — | — | — | Mar 31, 2022 |
| Amado Rafael | EVP of R&D and CMO | Award / Grant | 237,358 | — | — | 557,477 | Mar 23, 2022 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Award / Grant | 237,358 | — | — | 337,904 | Mar 23, 2022 |
| Bhavnagri Veer | General Counsel | Award / Grant | 175,438 | — | — | 589,279 | Mar 23, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 5,169 | $7.71 | $39,853 | 320,119 | Mar 15, 2022 |
| Bhavnagri Veer | General Counsel | Sale | 8,849 | $7.68 | $67,960 | 413,841 | Mar 15, 2022 |
| Chang David D | President and CEO | Sale | 23,648 | $7.65 | $180,907 | 2,289,652 | Mar 15, 2022 |
| SCHMIDT ERIC THOMAS | Chief Financial Officer | Sale | 11,469 | $7.63 | $87,508 | 100,546 | Mar 15, 2022 |
| MOORE ALISON | Chief Technical Officer | Sale | 8,698 | $7.63 | $66,366 | 120,430 | Mar 15, 2022 |
| Belldegrun Arie | — | Other | 4,710,121 | — | — | — | Mar 14, 2022 |
| Belldegrun Arie | — | Other | 4,710,120 | — | — | — | Mar 14, 2022 |
| Kazam Joshua A | — | Gift | 412,618 | — | — | 258,885 | Mar 7, 2022 |
| Kazam Joshua A | — | Purchase | 15,000 | $12.60 | $189,000 | 258,885 | Jan 12, 2022 |
| Belldegrun Arie | — | Purchase | 155,039 | $12.60 | $1,953,491 | 195,039 | Jan 12, 2022 |
| Amado Rafael | EVP of R&D and CMO | Sale | 11,507 | $24.35 | $280,195 | 323,928 | Oct 1, 2021 |
| Bhavnagri Veer | General Counsel | Sale | 5,000 | $24.77 | $123,850 | 421,669 | Sep 15, 2021 |
| WITTE OWEN N. | — | Sale | 5,000 | $25.54 | $127,700 | 221,182 | Sep 9, 2021 |
| WITTE OWEN N. | — | Sale | 5,000 | $23.70 | $118,500 | 231,182 | Aug 20, 2021 |
| Bhavnagri Veer | General Counsel | Sale | 5,000 | $21.00 | $105,000 | 421,353 | Aug 16, 2021 |