BioXcel Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Nandabalan Krishnan | — | Gift | 102,568 | — | — | 8,546,750 | Apr 6, 2021 |
| Yocca Frank | Chief Scientific Officer | Sale | 630 | $49.30 | $31,059 | 58,397 | Mar 15, 2021 |
| O'Neill Vincent | Chief Medical Officer | Sale | 2,300 | $53.77 | $123,671 | 22,700 | Feb 17, 2021 |
| Yocca Frank | Chief Scientific Officer | Sale | 600 | $61.20 | $36,720 | 73,397 | Feb 16, 2021 |
| Steinhart Richard I | Chief Financial Officer | Sale | 3,750 | $48.15 | $180,563 | 1,500 | Feb 1, 2021 |
| Yocca Frank | Chief Scientific Officer | Sale | 4,107 | $49.35 | $202,680 | 88,397 | Jan 25, 2021 |
| O'Neill Vincent | Chief Medical Officer | Sale | 1,500 | $51.45 | $77,175 | 1,377 | Jan 19, 2021 |
| O'Neill Vincent | Chief Medical Officer | Sale | 1,353 | $53.54 | $72,440 | — | Dec 28, 2020 |
| Nandabalan Krishnan | — | Gift | 80,000 | — | — | — | Dec 1, 2020 |
| BioXcel Holdings, Inc. | — | Other | 160,000 | $60.76 | $9,721,600 | 9,020,000 | Jul 24, 2020 |
| BioXcel LLC | — | Other | 160,000 | $60.76 | $9,721,600 | 9,020,000 | Jul 24, 2020 |
| Mehta Vimal | CEO, President and Secretary | Gift | 185,150 | — | — | 9,020,000 | Jul 24, 2020 |
| Nandabalan Krishnan | — | Gift | 1,000 | — | — | — | Jul 24, 2020 |
| Nandabalan Krishnan | — | Disposition | 300,000 | $30.08 | $9,024,000 | 9,180,000 | Feb 24, 2020 |
| Mehta Vimal | CEO, President and Secretary | Disposition | 300,000 | $30.08 | $9,024,000 | 9,180,000 | Feb 24, 2020 |
| Yocca Frank | Chief Scientific Officer | Option Exercise | 80,000 | $0.41 | $32,800 | 88,397 | Feb 14, 2020 |
| MUELLER PETER | — | Purchase | 1,554 | $9.34 | $14,514 | 168,320 | Aug 23, 2019 |
| MUELLER PETER | — | Purchase | 6,646 | $8.83 | $58,684 | 166,766 | Aug 21, 2019 |
| Mehta Vimal | CEO, President and Secretary | Purchase | 974 | $8.89 | $8,659 | 9,957 | Aug 16, 2019 |
| Mehta Vimal | CEO, President & Secretary | Purchase | 358 | $8.44 | $3,022 | 6,358 | Aug 15, 2019 |
| Yocca Frank | Chief Scientific Officer | Purchase | 6,547 | $8.67 | $56,762 | 8,397 | Aug 13, 2019 |
| Mehta Vimal | CEO, President & Secretary | Purchase | 1,000 | $8.75 | $8,750 | 6,000 | Aug 13, 2019 |
| Mehta Vimal | CEO, President, Secretary | Purchase | 500 | $4.48 | $2,240 | 4,500 | Dec 14, 2018 |
| MUELLER PETER | — | Purchase | 1,295 | $5.00 | $6,475 | 150,820 | Dec 6, 2018 |
| MUELLER PETER | — | Purchase | 344 | $5.12 | $1,761 | 147,263 | Dec 4, 2018 |
| Yocca Frank | Chief Scientific Officer | Purchase | 450 | $5.23 | $2,354 | 1,400 | Dec 4, 2018 |
| Mehta Vimal | CEO, President, Secretary | Purchase | 500 | $5.09 | $2,545 | 2,500 | Dec 4, 2018 |
| Mehta Vimal | CEO, President, Secretary | Purchase | 500 | $5.20 | $2,600 | 2,000 | Dec 3, 2018 |
| Steinhart Richard I | Chief Financial Officer | Purchase | 500 | $5.20 | $2,600 | 1,500 | Dec 3, 2018 |
| Mehta Vimal | CEO, President, Secretary | Purchase | 300 | $5.20 | $1,560 | 1,000 | Nov 30, 2018 |
| Steinhart Richard I | Chief Financial Officer | Purchase | 500 | $5.00 | $2,500 | 1,000 | Nov 30, 2018 |
| Yocca Frank | Chief Scientific Officer | Purchase | 450 | $5.20 | $2,340 | 950 | Nov 30, 2018 |
| Steinhart Richard I | Chief Financial Officer | Purchase | 500 | $5.00 | $2,500 | 500 | Nov 29, 2018 |
| Yocca Frank | Chief Scientific Officer | Purchase | 500 | $5.02 | $2,510 | 500 | Nov 29, 2018 |
| Nandabalan Krishnan | — | Purchase | 1,000 | $4.92 | $4,920 | 1,000 | Nov 29, 2018 |
| MUELLER PETER | — | Gift | 90,000 | — | — | 119,795 | Jul 2, 2018 |
| Mehta Vimal | CEO, President and Secretary | Other | 160,000 | $60.76 | $9,721,600 | 9,020,000 | Mar 12, 2018 |