Funko, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dellomo Gino | — | Option Exercise | 3,616 | — | — | 3,616 | May 27, 2021 |
| Brotman Kenneth R. | — | Option Exercise | 3,616 | — | — | 3,616 | May 27, 2021 |
| ACON Funko Manager, L.L.C. | — | Option Exercise | 10,848 | — | — | 10,848 | May 27, 2021 |
| Perlmutter Andrew Mark | PRESIDENT | Sale | 15,000 | $24.48 | $367,200 | 121,959 | May 14, 2021 |
| Fall Jung Jennifer | CHIEF FINANCIAL OFFICER | Option Exercise | 7,684 | — | — | 9,362 | Apr 30, 2021 |
| Daw Tracy D | SEE REMARKS | Option Exercise | 4,520 | — | — | 6,319 | Apr 29, 2021 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 9,944 | — | — | 136,959 | Apr 29, 2021 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Option Exercise | 18,081 | — | — | 44,786 | Apr 29, 2021 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Option Exercise | 4,688 | — | — | 26,705 | Apr 17, 2021 |
| Daw Tracy D | SEE REMARKS | Sale | 4,946 | $18.08 | $89,424 | 1,799 | Mar 17, 2021 |
| Perlmutter Andrew Mark | PRESIDENT | Sale | 56,250 | $18.12 | $1,019,250 | 127,015 | Mar 17, 2021 |
| Daw Tracy D | SEE REMARKS BELOW | Option Exercise | 1,368 | — | — | 6,745 | Mar 4, 2021 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 2,925 | — | — | 183,265 | Mar 4, 2021 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 56,250 | — | — | 180,340 | Oct 1, 2020 |
| Levy Sarah Kirshbaum | — | Option Exercise | 1,292 | — | — | 1,292 | Sep 3, 2020 |
| Fall Jung Jennifer | CHIEF FINANCIAL OFFICER | Sale | 554 | $6.22 | $3,446 | 1,678 | Aug 13, 2020 |
| Fall Jung Jennifer | CHIEF FINANCIAL OFFICER | Option Exercise | 2,232 | — | — | 2,232 | Aug 13, 2020 |
| Daw Tracy D | SEE REMARKS | Option Exercise | 2,005 | — | — | 5,377 | Jun 27, 2020 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Option Exercise | 8,665 | — | — | 22,017 | Jun 27, 2020 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 4,333 | — | — | 124,090 | Jun 27, 2020 |
| Dellomo Gino | — | Option Exercise | 1,592 | — | — | 1,592 | Jun 25, 2020 |
| Kriger Adam M. | — | Option Exercise | 1,592 | — | — | 1,592 | Jun 25, 2020 |
| Brotman Kenneth R. | — | Option Exercise | 1,592 | — | — | 1,592 | Jun 25, 2020 |
| ACON Funko Manager, L.L.C. | — | Option Exercise | 4,776 | — | — | 4,776 | Jun 25, 2020 |
| LUNSFORD MICHAEL C | — | Option Exercise | 1,592 | — | — | 1,592 | Jun 25, 2020 |
| DENSON CHARLES D | — | Option Exercise | 1,592 | — | — | 96,492 | Jun 25, 2020 |
| IRVINE DIANE M | — | Option Exercise | 1,592 | — | — | 2,392 | Jun 25, 2020 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Option Exercise | 4,687 | — | — | 13,352 | Apr 17, 2020 |
| Daw Tracy D | SEE REMARKS | Sale | 30,000 | $24.59 | $737,700 | 5,888 | Apr 9, 2020 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 2,925 | — | — | 119,757 | Mar 4, 2020 |
| Daw Tracy D | SEE REMARKS BELOW | Option Exercise | 1,367 | — | — | 3,372 | Mar 4, 2020 |
| DENSON CHARLES D | — | Purchase | 36,000 | $13.84 | $498,240 | 94,900 | Nov 20, 2019 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Disposition | 50,000 | — | — | 2,531,689 | Oct 21, 2019 |
| Perlmutter Andrew Mark | PRESIDENT | C | 56,250 | — | — | 116,832 | Oct 1, 2019 |
| Perlmutter Andrew Mark | PRESIDENT | Option Exercise | 56,250 | — | — | 116,832 | Oct 1, 2019 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Sale | 26,656 | $23.21 | $618,686 | 8,665 | Sep 20, 2019 |
| ACON Funko Manager, L.L.C. | — | Sale | 899,788 | $25.42 | $22,872,611 | 4,953,013 | Sep 19, 2019 |
| Brotman Kenneth R. | — | Sale | 764,357 | $25.42 | $19,429,955 | 4,207,513 | Sep 19, 2019 |
| Dellomo Gino | — | C | 1,613,567 | — | — | 1,613,567 | Sep 19, 2019 |
| Kriger Adam M. | — | Sale | 899,788 | $25.42 | $22,872,611 | 4,953,013 | Sep 19, 2019 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Disposition | 400,000 | — | — | 2,631,689 | Sep 19, 2019 |
| Fundamental Capital Partners, LLC | — | Sale | 10,547 | $22.71 | $239,522 | 182,286 | Aug 19, 2019 |
| Fundamental Capital Partners, LLC | — | C | 180,000 | — | — | 203,721 | Aug 15, 2019 |
| Fundamental Capital Partners, LLC | — | Sale | 1,278 | $23.53 | $30,071 | 23,721 | Aug 14, 2019 |
| McNally Richard L. | — | Sale | 18,218 | $23.63 | $430,491 | 42,117 | Aug 13, 2019 |
| Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER | Disposition | 50,000 | — | — | 3,031,689 | Aug 12, 2019 |
| Fundamental Capital Partners, LLC | — | Sale | 31,465 | $23.86 | $750,755 | 97,224 | Aug 9, 2019 |
| Keenley Kevin G. | — | Sale | 12,843 | $25.26 | $324,414 | 791,249 | Aug 1, 2019 |
| Keenley Kevin G. | — | Sale | 4,914 | $24.80 | $121,867 | 186,570 | Jul 31, 2019 |
| Funko International, LLC | — | Sale | 5,700 | $24.64 | $140,448 | 191,484 | Jul 26, 2019 |