FORUM MARKETS Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| RAY RUSSELL T | — | Award / Grant | 10,570 | $1.36 | $14,375 | 10,570 | May 19, 2022 |
| Marrone Pamela G | — | Award / Grant | 11,030 | $1.36 | $15,001 | 14,497 | May 19, 2022 |
| Gold Lawrence Marshall | — | Award / Grant | 10,570 | $1.36 | $14,375 | 22,028 | May 19, 2022 |
| McGovern Jr. Donald A. | — | Award / Grant | 12,409 | $1.36 | $16,876 | 50,587 | May 19, 2022 |
| RAY RUSSELL T | — | Award / Grant | 10,570 | $1.36 | $14,375 | 15,298 | May 19, 2022 |
| RAY RUSSELL T | — | Award / Grant | 4,728 | $3.04 | $14,373 | 4,728 | Jan 14, 2022 |
| Gold Lawrence Marshall | — | Award / Grant | 4,728 | $3.04 | $14,373 | 11,458 | Jan 14, 2022 |
| Marrone Pamela G | — | Award / Grant | 2,467 | $3.04 | $7,500 | 3,467 | Jan 14, 2022 |
| McGovern Jr. Donald A. | — | Award / Grant | 5,550 | $3.04 | $16,872 | 38,178 | Jan 14, 2022 |
| Vu Quan Anh | COO / Chief Business Officer | Purchase | 8,000 | $3.98 | $31,840 | 20,500 | Dec 16, 2021 |
| Pamir Ozan | Interim CFO | Purchase | 3,800 | $3.87 | $14,706 | 76,408 | Dec 10, 2021 |
| Marrone Pamela G | — | Purchase | 1,000 | $4.10 | $4,100 | 1,000 | Dec 10, 2021 |
| Vu Quan Anh | COO / Chief Business Officer | Purchase | 4,500 | $3.90 | $17,550 | 12,500 | Dec 10, 2021 |
| Feldmann Marc | — | Award / Grant | 5,536 | $3.95 | $21,867 | 2,759,930 | Dec 9, 2021 |
| DeLuca Teresa | — | Purchase | 2,500 | $3.95 | $9,875 | 2,500 | Dec 9, 2021 |
| Woody James N. | Chief Executive Officer | Purchase | 12,500 | $4.27 | $53,375 | 37,752 | Dec 9, 2021 |
| STEINMAN LAWRENCE | — | Purchase | 5,000 | $4.27 | $21,350 | 602,574 | Dec 9, 2021 |
| McGovern Jr. Donald A. | — | Purchase | 25,000 | $4.13 | $103,250 | 32,628 | Dec 9, 2021 |
| Feldmann Marc | — | Award / Grant | 136,636 | $6.00 | $819,816 | 2,754,394 | Sep 30, 2021 |
| STEINMAN LAWRENCE | — | Award / Grant | 5,216 | $6.00 | $31,296 | 597,574 | Sep 30, 2021 |
| Gold Lawrence Marshall | — | Award / Grant | 4,629 | $7.56 | $34,995 | 6,730 | Aug 4, 2021 |
| McGovern Jr. Donald A. | — | Award / Grant | 5,125 | $7.56 | $38,745 | 7,628 | Aug 4, 2021 |
| Feldmann Marc | — | Award / Grant | 20,910 | $6.14 | $128,387 | 2,617,758 | Apr 7, 2021 |
| Rothbard Jonathan B. | Chief Scientific Officer | Award / Grant | 24,307 | $6.14 | $149,245 | 560,449 | Apr 7, 2021 |
| STEINMAN LAWRENCE | — | Award / Grant | 22,585 | $6.14 | $138,672 | 592,358 | Apr 7, 2021 |
| McGovern Jr. Donald A. | — | Award / Grant | 2,503 | $3.94 | $9,862 | 2,503 | Mar 4, 2021 |
| Gold Lawrence Marshall | — | Award / Grant | 2,101 | $3.94 | $8,278 | 2,101 | Mar 4, 2021 |
| KBL IV SPONSOR LLC | — | Sale | 17,877 | $2.40 | $42,905 | 2,543,676 | Dec 14, 2020 |
| KBL IV SPONSOR LLC | — | Sale | 33,445 | $2.12 | $70,903 | 2,644,371 | Nov 17, 2020 |
| Woody James N. | Chief Executive Officer | Purchase | 1,000 | $3.29 | $3,290 | 25,252 | Nov 9, 2020 |
| KRAUSS MARLENE | — | C | 47,302 | — | — | 2,489,065 | Oct 6, 2020 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 299,900 | $10.50 | $3,148,950 | 132,285 | Oct 9, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 100 | $10.52 | $1,052 | 832,185 | Oct 3, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 113,937 | $10.50 | $1,196,339 | 832,285 | Sep 24, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 25,260 | $10.50 | $265,230 | 946,222 | Sep 12, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 3,999 | $10.51 | $42,029 | 971,482 | Sep 9, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 5,900 | $10.50 | $61,950 | 975,481 | Aug 30, 2019 |
| MIZUHO SECURITIES USA LLC | — | Sale | 200,000 | $10.48 | $2,096,000 | 764,000 | Aug 16, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 150,004 | $10.49 | $1,573,542 | 981,381 | Aug 14, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 6,800 | $10.53 | $71,604 | 1,131,385 | Aug 7, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 200 | $10.53 | $2,106 | 1,138,185 | Aug 5, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 100 | $10.49 | $1,049 | 1,138,385 | Jul 24, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 600 | $10.48 | $6,288 | 1,138,485 | Jun 20, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 300 | $10.48 | $3,144 | 1,139,085 | Jun 14, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 435 | $10.48 | $4,559 | 1,139,385 | Jun 10, 2019 |
| Weiss Asset Management LP | — | Other | 310,000 | $10.42 | $3,230,200 | 757,860 | Jun 5, 2019 |
| OXFORD ASSET MANAGEMENT LLP | — | Sale | 500 | $10.48 | $5,240 | 1,139,820 | May 29, 2019 |
| Polar Asset Management Partners Inc. | — | Other | 1,743,550 | $10.30 | $17,958,565 | — | Mar 6, 2019 |
| Polar Asset Management Partners Inc. | — | Sale | 12,500 | $9.70 | $121,250 | 1,487,500 | Jun 27, 2017 |
| KBL IV SPONSOR LLC | — | Purchase | 27,500 | $10.00 | $275,000 | 3,252,500 | Jun 23, 2017 |