Moderna, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zaks Tal Zvi | Chief Medical Officer | Sale | 10,000 | $18.47 | $184,700 | 94,770 | Feb 21, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $18.16 | $200,595 | 729,052 | Feb 20, 2020 |
| SAGAN PAUL | — | Purchase | 52,631 | $19.00 | $999,989 | 420,407 | Feb 14, 2020 |
| Bancel Stephane | Chief Executive Officer | Gift | 5,000 | — | — | 6,727,934 | Feb 14, 2020 |
| Hoge Stephen | President | Sale | 5,000 | $19.44 | $97,200 | 2,071,530 | Feb 13, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 4,303 | $23.50 | $101,121 | 6,732,934 | Feb 10, 2020 |
| Kim Lorence H. | Chief Financial Officer | Sale | 33,295 | $23.06 | $767,783 | 1,302,510 | Feb 7, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 2,438 | $20.66 | $50,369 | 7,964,465 | Feb 3, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 100 | $21.16 | $2,116 | 762,190 | Jan 31, 2020 |
| Kim Lorence H. | Chief Financial Officer | Sale | 23,805 | $23.01 | $547,753 | 1,336,705 | Jan 28, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $21.22 | $234,396 | 773,236 | Jan 24, 2020 |
| Hoge Stephen | President | Sale | 5,000 | $21.22 | $106,100 | 2,076,530 | Jan 23, 2020 |
| Kim Lorence H. | Chief Financial Officer | Sale | 2,000 | $23.04 | $46,080 | 1,360,510 | Jan 22, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 15,398 | $23.00 | $354,154 | 6,742,113 | Jan 22, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 2,425 | $20.79 | $50,416 | 7,966,903 | Jan 21, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $20.96 | $231,524 | 784,282 | Jan 17, 2020 |
| Bancel Stephane | Chief Executive Officer | Gift | 4,989 | — | — | 6,757,511 | Jan 15, 2020 |
| Hoge Stephen | President | Sale | 10,000 | $19.14 | $191,400 | 2,086,530 | Jan 13, 2020 |
| KANIA EDWIN M JR | — | Sale | 117,625 | $20.01 | $2,353,676 | 23,847 | Jan 10, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 2,718 | $21.00 | $57,078 | 9,244,695 | Jan 10, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $19.04 | $210,316 | 806,374 | Jan 2, 2020 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $19.53 | $215,728 | 817,420 | Dec 27, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $19.69 | $217,496 | 828,466 | Dec 20, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $18.53 | $204,682 | 839,512 | Dec 13, 2019 |
| Zaks Tal Zvi | Chief Medical Officer | Sale | 100,000 | $18.54 | $1,854,000 | 104,770 | Dec 12, 2019 |
| KANIA EDWIN M JR | — | Sale | 100,000 | $18.81 | $1,881,000 | 498,847 | Dec 10, 2019 |
| Flagship Ventures Fund IV-Rx, L.P. | — | Sale | 27,714 | $18.99 | $526,289 | 8,233,224 | Dec 9, 2019 |
| Bancel Stephane | Chief Executive Officer | Other | 42,132 | — | — | 6,762,500 | Dec 9, 2019 |
| Kim Lorence H. | Chief Financial Officer | Sale | 89,698 | $19.34 | $1,734,759 | 1,511,344 | Dec 6, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 200 | $20.95 | $4,190 | 850,558 | Dec 6, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $20.54 | $226,885 | 861,604 | Nov 29, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $20.48 | $226,222 | 872,650 | Nov 22, 2019 |
| HUTT PETER BARTON | — | Sale | 200,000 | $20.18 | $4,036,000 | 3,924 | Nov 20, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 336 | $19.38 | $6,512 | 883,696 | Nov 15, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 11,046 | $17.38 | $191,979 | 894,742 | Nov 8, 2019 |
| Bancel Stephane | Chief Executive Officer | Sale | 6,546 | $15.66 | $102,510 | 910,288 | Nov 1, 2019 |
| Kim Lorence H. | Chief Financial Officer | Gift | 5,000 | — | — | 1,142,327 | Sep 23, 2019 |
| HUTT PETER BARTON | — | Sale | 100,000 | $17.63 | $1,763,000 | 3,924 | Sep 17, 2019 |
| LEE JENNIFER LING | Chief Accounting Officer | Award / Grant | 4,780 | — | — | 4,780 | Mar 8, 2019 |
| Kim Lorence H. | Chief Financial Officer | C | 458 | — | — | 1,147,327 | Dec 11, 2018 |
| Bancel Stephane | Chief Executive Officer | C | 7,744,542 | — | — | 7,744,542 | Dec 11, 2018 |
| AFEYAN NOUBAR | — | C | 6,195,632 | — | — | 8,018,668 | Dec 11, 2018 |
| Berenson Stephen | — | C | 22,798 | — | — | 22,798 | Dec 11, 2018 |
| Ruiz Israel | — | C | 4,559 | — | — | 4,559 | Dec 11, 2018 |
| SAGAN PAUL | — | C | 367,776 | — | — | 367,776 | Dec 11, 2018 |
| LANGER ROBERT | — | C | 4,559 | — | — | 11,466,961 | Dec 11, 2018 |
| NABEL ELIZABETH G | — | C | 13,679 | — | — | 44,344 | Dec 11, 2018 |
| Hoge Stephen | President | C | 458 | — | — | 2,096,530 | Dec 11, 2018 |