RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| O'Neill Stephen Andrew | — | Other | 10,000 | $7.94 | $79,400 | 10,040 | Nov 24, 2025 |
| O'Neill Stephen Andrew | — | Purchase | 30 | $8.26 | $248 | 6,178 | Oct 17, 2025 |
| Swanson David | — | Award / Grant | 1,420 | $8.29 | $11,772 | — | Dec 30, 2024 |
| RiverNorth Strategic Holdings, LLC | — | Other | 83,818 | — | — | 155,271 | Dec 2, 2024 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Other | 71,453 | — | — | — | Nov 22, 2024 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Award / Grant | 29,681 | $8.27 | $245,462 | 46,866 | Dec 21, 2023 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Award / Grant | 17,185 | $8.11 | $139,370 | 17,185 | May 24, 2023 |
| Swanson David | — | Purchase | 2,020 | $24.80 | $50,096 | 2,020 | Dec 27, 2021 |
| Oakes John S. | — | Award / Grant | 1,768 | — | — | 1,768 | Oct 5, 2021 |
| Swanson David | — | Purchase | 355 | $14.48 | $5,140 | 1,420 | Sep 13, 2021 |
| Galley Patrick W. | President | Disposition | 15,444 | — | — | — | Sep 13, 2021 |
| O'Neill Stephen Andrew | — | Sale | 12,051 | $15.32 | $184,621 | 7,089 | Apr 12, 2021 |
| Swanson David | — | Purchase | 1,065 | $14.10 | $15,017 | 1,065 | Nov 19, 2020 |
| Galley Patrick W. | — | Purchase | 900 | $14.90 | $13,410 | 11,719 | Oct 20, 2020 |
| O'Neill Stephen Andrew | — | Purchase | 5,000 | $13.88 | $69,400 | 19,140 | Oct 7, 2020 |
| Oakes John S. | — | Purchase | 500 | $13.00 | $6,500 | 2,186 | Apr 13, 2020 |
| Schmucker Brian H | — | Sale | 6,000 | $13.70 | $82,200 | — | Mar 12, 2020 |
| Oakes John S. | — | Purchase | 342 | $16.21 | $5,544 | 1,686 | Dec 26, 2019 |
| Galley Patrick W. | — | Purchase | 6,111 | $16.21 | $99,059 | 15,444 | Dec 17, 2019 |
| O'Neill Stephen Andrew | — | Purchase | 5,000 | $16.21 | $81,050 | 14,140 | Dec 17, 2019 |
| Oakes John S. | — | Purchase | 1,000 | $17.27 | $17,270 | 1,000 | Jun 20, 2019 |
| Galley Patrick W. | President | Purchase | 2,000 | $15.20 | $30,400 | 9,333 | Dec 21, 2018 |
| Galley Patrick W. | President | Purchase | 1,950 | $15.55 | $30,323 | 2,283 | Dec 19, 2018 |
| O'Neill Stephen Andrew | — | Purchase | 200 | $18.40 | $3,680 | 8,260 | Jan 5, 2018 |
| O'Neill Stephen Andrew | — | Purchase | 100 | $18.38 | $1,838 | 5,760 | Dec 29, 2017 |
| O'Neill Stephen Andrew | — | Purchase | 760 | $18.21 | $13,840 | 3,260 | Nov 22, 2017 |
| Schmucker Brian H | — | Purchase | 3,000 | $18.45 | $55,350 | 6,000 | Nov 21, 2016 |
| Schmucker Brian H | — | Purchase | 3,000 | $18.90 | $56,700 | 3,000 | Nov 16, 2016 |