Upstart Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Darling Scott | Chief Legal Officer | Gift | 750 | — | — | 149,379 | Feb 28, 2025 |
| Gu Paul | Chief Technology Offier | Award / Grant | 29,331 | — | — | 1,035,930 | Feb 28, 2025 |
| Datta Sanjay | Chief Financial Officer | Award / Grant | 29,331 | — | — | 324,868 | Feb 28, 2025 |
| Darling Scott | Chief Legal Officer | Award / Grant | 14,666 | — | — | 150,129 | Feb 28, 2025 |
| Mirgorodskaya Natalia | See Remarks | Sale | 1,309 | $69.00 | $90,321 | 19,757 | Feb 25, 2025 |
| Girouard Dave | Chief Executive Officer | Sale | 4,424 | $79.00 | $349,496 | 52,714 | Feb 20, 2025 |
| Gu Paul | Chief Technology Offier | Sale | 11,607 | $79.00 | $916,953 | 1,006,999 | Feb 20, 2025 |
| Datta Sanjay | Chief Financial Officer | Sale | 15,828 | $79.01 | $1,250,570 | 295,779 | Feb 20, 2025 |
| Darling Scott | Chief Legal Officer | Sale | 100 | $79.58 | $7,958 | 143,406 | Feb 20, 2025 |
| Mirgorodskaya Natalia | See Remarks | Sale | 744 | $78.99 | $58,769 | 22,035 | Feb 20, 2025 |
| Bernard Peter J | — | Award / Grant | 2,983 | — | — | 2,983 | Feb 19, 2025 |
| Girouard Dave | Chief Executive Officer | Sale | 8,760 | $85.40 | $748,104 | 57,138 | Feb 18, 2025 |
| Gu Paul | Chief Technology Offier | Option Exercise | 17,500 | $3.80 | $66,500 | 1,011,357 | Jan 31, 2025 |
| Girouard Dave | Chief Executive Officer | Sale | 5,575 | $63.09 | $351,727 | 57,138 | Jan 15, 2025 |
| Gu Paul | Chief Technology Offier | Option Exercise | 30,792 | $2.15 | $66,203 | 993,857 | Jan 13, 2025 |
| O'Kelly Ciaran | — | Award / Grant | 765 | — | — | 27,526 | Jan 10, 2025 |
| Huber Jeff | — | Award / Grant | 542 | — | — | 25,357 | Jan 10, 2025 |
| Hentges Mary | — | Award / Grant | 626 | — | — | 26,359 | Jan 10, 2025 |
| Cooper Kerry Whorton | — | Award / Grant | 695 | — | — | 18,656 | Jan 10, 2025 |
| Gu Paul | Chief Technology Offier | Option Exercise | 50,000 | $2.15 | $107,500 | 963,065 | Jan 7, 2025 |
| Gu Paul | Chief Technology Offier | Option Exercise | 50,000 | $2.15 | $107,500 | 913,065 | Dec 30, 2024 |
| Mirgorodskaya Natalia | See Remarks | Option Exercise | 3,500 | $1.35 | $4,725 | 22,096 | Dec 26, 2024 |
| Girouard Dave | Chief Executive Officer | Option Exercise | 41,667 | $0.83 | $34,584 | 98,805 | Dec 16, 2024 |
| Gu Paul | Chief Technology Offier | Sale | 4,019 | $75.00 | $301,425 | 863,065 | Dec 4, 2024 |
| Cooper Kerry Whorton | — | Sale | 500 | $74.59 | $37,295 | 17,961 | Dec 2, 2024 |
| Gu Paul | Chief Technology Offier | Sale | 17,456 | $67.70 | $1,181,771 | 933,209 | Dec 2, 2024 |
| Singh Cassidy Sukhinder | — | Sale | 910 | $72.02 | $65,538 | 13,920 | Dec 2, 2024 |
| Darling Scott | Chief Legal Officer | Sale | 1,131 | $75.47 | $85,357 | 149,650 | Nov 25, 2024 |
| Mirgorodskaya Natalia | See Remarks | Sale | 1,411 | $77.37 | $109,169 | 18,596 | Nov 25, 2024 |
| Gu Paul | Chief Technology Offier | Sale | 35,715 | $75.51 | $2,696,840 | 886,136 | Nov 25, 2024 |
| Gu Paul | Chief Technology Offier | Sale | 11,476 | $69.60 | $798,730 | 867,089 | Nov 21, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 4,678 | $70.50 | $329,799 | 310,974 | Nov 20, 2024 |
| Darling Scott | Chief Legal Officer | Sale | 1,741 | $70.50 | $122,741 | 150,781 | Nov 20, 2024 |
| Girouard Dave | Chief Executive Officer | Sale | 1,115 | $70.43 | $78,529 | 57,138 | Nov 20, 2024 |
| Mirgorodskaya Natalia | See Remarks | Sale | 1,103 | $69.62 | $76,791 | 20,415 | Nov 20, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $68.56 | $102,840 | 329,593 | Nov 18, 2024 |
| Girouard Dave | Chief Executive Officer | Sale | 4,631 | $66.94 | $309,999 | 61,512 | Nov 15, 2024 |
| Gu Paul | Chief Technology Offier | Option Exercise | 5,000 | $1.17 | $5,850 | 883,565 | Nov 15, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $79.54 | $119,310 | 331,093 | Nov 11, 2024 |
| Girouard Dave | Chief Executive Officer | Sale | 41,667 | $65.15 | $2,714,605 | 61,512 | Nov 8, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $48.66 | $72,990 | 332,593 | Nov 4, 2024 |
| Darling Scott | Chief Legal Officer | Sale | 2,210 | $48.86 | $107,981 | 157,171 | Nov 1, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $51.70 | $77,550 | 334,093 | Oct 28, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $53.81 | $80,715 | 335,593 | Oct 21, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $48.68 | $73,020 | 337,093 | Oct 14, 2024 |
| Gu Paul | Chief Technology Offier | Option Exercise | 20,000 | $1.17 | $23,400 | 898,565 | Oct 14, 2024 |
| Darling Scott | Chief Legal Officer | Option Exercise | 75,000 | $13.22 | $991,500 | 236,043 | Oct 11, 2024 |
| Mirgorodskaya Natalia | Corporate Controller | Sale | 2,000 | $45.01 | $90,020 | 21,518 | Oct 11, 2024 |
| Datta Sanjay | Chief Financial Officer | Sale | 1,500 | $41.29 | $61,935 | 338,593 | Oct 7, 2024 |
| Gu Paul | Chief Technology Offier | Sale | 8,800 | $40.10 | $352,880 | 878,565 | Oct 4, 2024 |