RiverNorth Capital & Income Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| RiverNorth Strategic Holdings, LLC | — | Other | 2,984 | $14.68 | $43,805 | 3,984 | Jul 16, 2025 |
| Galley Patrick W. | Chief Executive Officer | Other | 10,033 | $14.68 | $147,284 | 214,920 | Jul 16, 2025 |
| Galley Patrick W. | Chief Executive Officer | Other | 39,813 | $14.39 | $572,909 | 254,733 | Jul 11, 2025 |
| RiverNorth Strategic Holdings, LLC | — | Purchase | 1,000 | $15.01 | $15,010 | 1,000 | May 29, 2025 |
| Galley Patrick W. | Chief Executive Officer | Award / Grant | 68,414 | $15.04 | $1,028,947 | 237,061 | Apr 26, 2024 |
| Galley Patrick W. | Chief Executive Officer | Purchase | 100 | $16.10 | $1,610 | 168,647 | Mar 22, 2024 |
| Galley Patrick W. | — | Purchase | 18,421 | $15.84 | $291,789 | 150,126 | Feb 3, 2023 |
| Stanton Janae | — | Award / Grant | 50 | $16.18 | $809 | 200 | Jan 19, 2023 |
| Galley Patrick W. | President | Sale | 595 | $24.81 | $14,762 | 43,926 | Dec 22, 2022 |
| Galley Patrick W. | President | Purchase | 185 | $23.89 | $4,420 | 6,736 | Mar 27, 2020 |
| Stanton Janae | — | Award / Grant | 150 | $18.09 | $2,714 | 150 | Feb 27, 2020 |
| Galley Patrick W. | President | Purchase | 200 | $19.72 | $3,944 | 69,452 | Jun 17, 2019 |
| Galley Patrick W. | President | Purchase | 700 | $24.56 | $17,192 | 88,951 | Dec 21, 2018 |
| Galley Patrick W. | President | Purchase | 852 | $24.75 | $21,087 | 85,361 | Dec 19, 2018 |
| Galley Patrick W. | President | Purchase | 100 | $24.75 | $2,475 | 84,100 | Dec 17, 2018 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Sale | 41,369 | $23.96 | $991,201 | — | Apr 11, 2018 |
| Galley Patrick W. | President | Purchase | 5,000 | $25.26 | $126,300 | 82,400 | Jan 9, 2018 |
| Galley Patrick W. | President | Purchase | 100 | $25.30 | $2,530 | 62,400 | Dec 21, 2017 |
| Schmucker Brian H | — | Purchase | 8,752 | $25.08 | $219,500 | 8,752 | Nov 14, 2017 |
| Galley Patrick W. | President | Purchase | 60,000 | $25.00 | $1,500,000 | 60,000 | Oct 18, 2017 |
| Galley Patrick W. | PRESIDENT | Purchase | 15,748 | $24.93 | $392,600 | 55,326 | Sep 7, 2017 |
| Bartow Philip K III | PORTFOLIO MANAGER | Purchase | 4,149 | $25.05 | $103,940 | 4,149 | Jun 5, 2017 |
| Galley Patrick W. | PRESIDENT | Purchase | 39,578 | $25.22 | $998,157 | 39,578 | Jan 4, 2017 |
| Galley Patrick W. | PRESIDENT | Purchase | 34,221 | $25.18 | $861,685 | 34,221 | Oct 25, 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | — | Purchase | 40,000 | $25.00 | $1,000,000 | 40,000 | Sep 22, 2016 |