LM FUNDING AMERICA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 200 | $8.15 | $1,630 | 5,200 | Sep 23, 2016 |
| Gould Carollinn | Vice President | Purchase | 200 | $8.15 | $1,630 | 5,200 | Sep 23, 2016 |
| TRABER MARTIN A | — | Purchase | 1,000 | $8.39 | $8,390 | 11,000 | Sep 21, 2016 |
| Sigety C. Birge | — | Purchase | 800 | $8.09 | $6,472 | 10,800 | Sep 15, 2016 |
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 100 | $8.01 | $801 | 5,000 | Sep 15, 2016 |
| Gould Carollinn | Vice President | Purchase | 100 | $8.01 | $801 | 5,000 | Sep 15, 2016 |
| Gould Carollinn | Vice President | Purchase | 600 | $8.18 | $4,908 | 1,000 | Sep 13, 2016 |
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 617 | $7.97 | $4,917 | 4,617 | Sep 12, 2016 |
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 1,000 | $7.98 | $7,980 | 4,000 | Sep 6, 2016 |
| Gould Carollinn | Vice President | Purchase | 400 | $7.96 | $3,184 | 400 | Sep 6, 2016 |
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 3,000 | $7.87 | $23,610 | 3,000 | Aug 29, 2016 |
| Gould Carollinn | Vice President | Purchase | 3,000 | $7.87 | $23,610 | 3,000 | Aug 29, 2016 |
| Graham Andrew L. | — | Sale | 200 | $8.17 | $1,634 | 1,000 | Jul 5, 2016 |
| Graham Andrew L. | — | Sale | 800 | $8.48 | $6,784 | 1,200 | Jun 23, 2016 |
| Graham Andrew L. | — | Purchase | 1,000 | $8.75 | $8,750 | 2,000 | Jan 11, 2016 |
| Galaris Sean | President | Purchase | 4,000 | $10.00 | $40,000 | 4,000 | Oct 22, 2015 |
| Gordon Aaron | General Counsel & Secretary | Purchase | 200 | $10.00 | $2,000 | 200 | Oct 22, 2015 |
| Gould Carollinn | VP - General Manager | Purchase | 1,500 | $10.00 | $15,000 | 42,676 | Oct 22, 2015 |
| Graham Andrew L. | — | Purchase | 1,000 | $10.00 | $10,000 | 1,000 | Oct 22, 2015 |
| McCree Douglas I. | — | Purchase | 5,000 | $10.00 | $50,000 | 5,000 | Oct 22, 2015 |
| Rodgers Bruce M. | Chief Executive Officer | Purchase | 1,500 | $10.00 | $15,000 | 42,676 | Oct 22, 2015 |
| Rodgers Joel E. Sr. | — | Purchase | 1,000 | $10.00 | $10,000 | 1,000 | Oct 22, 2015 |
| Sigety C. Birge | — | Purchase | 10,000 | $10.00 | $100,000 | 10,000 | Oct 22, 2015 |
| TRABER MARTIN A | — | Purchase | 10,000 | $10.00 | $100,000 | 10,000 | Oct 22, 2015 |
| Weclew Stephen | Chief Financial Officer | Purchase | 1,000 | $10.00 | $10,000 | 1,000 | Oct 22, 2015 |
| CGR63, LLC | — | Purchase | 132,420 | $10.00 | $1,324,200 | 2,191,244 | Oct 22, 2015 |