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HIGHLAND GLOBAL ALLOCATION FUND — All Filings

126 total filings on record

Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.

Overview All Filings Financials Insiders
All 3 4 40-17G 424B3 8-A12B 8-K AW CERT CORRESP DEF 14A DEFR14A DEL AM EFFECT N-1A N-2 N-2/A N-8A N-CEN N-CSR N-CSR/A N-CSRS N-PX NPORT-EX NPORT-P NPORT-P/A POS 8C SC 13G SCHEDULE 13G/A
Form Description Accession Number Filed Period
N-PX BRDQY8_0001622148_2022.TXT 0001438934-22-000054 Aug 18, 2022 Jun 30, 2022
N-CSRS HIGHLAND GLOBAL ALLOCATION FUND 0001193125-22-170802 Jun 9, 2022 Mar 31, 2022
NPORT-P — 0001752724-22-129901 May 31, 2022 Mar 31, 2022
424B3 HIGHLAND GLOBAL ALLOCATION FUND 0001193125-22-136888 May 2, 2022 —
3 FORM 3 0001437749-22-010450 May 2, 2022 May 1, 2022
DEF 14A HIGHLAND GLOBAL ALLOCATION FUND 0001193125-22-086784 Mar 28, 2022 Jun 14, 2022
NPORT-P — 0001752724-22-054079 Mar 1, 2022 Dec 31, 2021
3 FORM 3 0001437749-22-001126 Jan 18, 2022 Jan 1, 2022
424B3 HIGHLAND GLOBAL ALLOCATION FUND 0001193125-22-008633 Jan 13, 2022 —
8-K 8-K 0001193125-21-370699 Dec 30, 2021 —
N-CEN — 0001752724-21-269437 Dec 14, 2021 Sep 30, 2021
N-CSR HIGHLAND GLOBAL ALLOCATION FUND 0001193125-21-351389 Dec 8, 2021 Sep 30, 2021
NPORT-P — 0001752724-21-261846 Nov 29, 2021 Sep 30, 2021
3 FORM 3 0001437749-21-027345 Nov 23, 2021 Nov 13, 2021
4 FORM 4 0001437749-21-023620 Oct 13, 2021 Oct 12, 2021
NPORT-P — 0001752724-21-192345 Aug 30, 2021 Jun 30, 2021
N-PX BRD_QY80001622148_2021.TXT 0001438934-21-000021 Aug 11, 2021 Jun 30, 2021
4 FORM 4 SUBMISSION 0000899243-21-028100 Jul 12, 2021 Jul 8, 2021
N-CSRS HIGHLAND GLOBAL ALLOCATION FUND 0001193125-21-186434 Jun 9, 2021 Mar 31, 2021
NPORT-P — 0001752724-21-120165 Jun 1, 2021 Mar 31, 2021
DEFR14A HIGHLAND GLOBAL ALLOCATION FUND 0001193125-21-173695 May 26, 2021 —
DEF 14A HIGHLAND GLOBAL ALLOCATION FUND 0001193125-21-133515 Apr 27, 2021 Jun 11, 2021
NPORT-P — 0001752724-21-045978 Mar 1, 2021 Dec 31, 2020
3 — 0000898432-21-000220 Feb 26, 2021 Feb 17, 2021
N-CEN — 0001752724-20-257708 Dec 14, 2020 Sep 30, 2020
N-CSR FORM N-CSR 0001193125-20-314697 Dec 10, 2020 Sep 30, 2020
NPORT-P — 0001752724-20-252097 Nov 30, 2020 Sep 30, 2020
4 FORM 4 SUBMISSION 0000899243-20-028503 Oct 16, 2020 Feb 25, 2020
NPORT-P — 0001752724-20-180270 Aug 31, 2020 Jun 30, 2020
N-PX BRDQY8_0001622148_2020.TXT 0001438934-20-000250 Aug 27, 2020 Jun 30, 2020
N-CSRS HIGHLAND GLOBAL ALLOCATION FUND 0001193125-20-164426 Jun 9, 2020 Mar 31, 2020
NPORT-P — 0001752724-20-108575 May 28, 2020 Mar 31, 2020
DEF 14A FORM DEF 14A 0001683863-20-004691 Apr 22, 2020 Jun 12, 2020
NPORT-P — 0001752724-20-043381 Feb 28, 2020 Dec 31, 2019
N-CSR/A FORM N-CSR/A 0001193125-20-008718 Jan 16, 2020 Sep 30, 2019
N-CEN — 0001752724-19-190675 Dec 16, 2019 Sep 30, 2019
N-CSR FORM N-CSR 0001193125-19-309095 Dec 9, 2019 Sep 30, 2019
NPORT-P — 0001752724-19-182552 Nov 27, 2019 Sep 30, 2019
NPORT-EX SCHEDULE F 0001752724-19-115570 Aug 29, 2019 Jun 30, 2019
N-PX BRDQY8_0001622148_2019.TXT 0001438934-19-000375 Aug 28, 2019 Jun 30, 2019
N-2/A HIGHLAND GLOBAL ALLOCATION FUND 0001193125-19-178911 Jun 21, 2019 —
N-CSRS FORM N-CSRS 0001193125-19-168223 Jun 7, 2019 Mar 31, 2019
DEF 14A FORM DEF 14A 0001193125-19-116996 Apr 24, 2019 Jun 14, 2019
DEL AM DEL AM 0001193125-19-102962 Apr 10, 2019 —
N-2 HIGHLAND GLOBAL ALLOCATION FUND 0001193125-19-100534 Apr 8, 2019 —
EFFECT — 9999999995-19-000430 Mar 14, 2019 —
POS 8C FORM POS 8C 0001193125-19-065603 Mar 6, 2019 —
CORRESP — 0001193125-19-065631 Mar 6, 2019 —
AW FORM AW 0001193125-19-065217 Mar 6, 2019 —
3 FORM 3 SUBMISSION 0000899243-19-004844 Feb 26, 2019 Feb 14, 2019