Evofem Biosciences, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| PELLETIER SAUNDRA L | Chief Executive Officer | Tax Withholding | 84,525 | $4.99 | $421,780 | 564,705 | May 22, 2020 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 39,487 | $4.99 | $197,040 | 166,042 | May 22, 2020 |
| Culwell Kelly | Chief Medical Officer | Tax Withholding | 39,435 | $4.99 | $196,781 | 146,999 | May 22, 2020 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 19,474 | $4.99 | $97,175 | 308,964 | May 22, 2020 |
| File Justin J. | Chief Financial Officer | Tax Withholding | 42,262 | $4.99 | $210,887 | 280,415 | May 22, 2020 |
| PDL BIOPHARMA, INC. | — | Other | 13,333,334 | — | — | — | May 21, 2020 |
| Invesco Ltd. | — | Purchase | 857,143 | $3.50 | $3,000,001 | 13,226,532 | May 14, 2020 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 3,802 | $5.24 | $19,922 | 328,438 | May 6, 2020 |
| Culwell Kelly | Chief Medical Officer | Tax Withholding | 7,792 | $5.24 | $40,830 | 186,434 | May 6, 2020 |
| File Justin J. | Chief Financial Officer | Tax Withholding | 8,420 | $5.24 | $44,121 | 322,677 | May 6, 2020 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Tax Withholding | 16,905 | $5.24 | $88,582 | 649,230 | May 6, 2020 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 7,802 | $5.24 | $40,882 | 205,529 | May 6, 2020 |
| Culwell Kelly | Chief Medical Officer | Sale | 1,000 | $4.75 | $4,750 | 194,226 | Apr 30, 2020 |
| Lynch Thomas G | — | Option Exercise | 37,500 | — | — | 325,000 | Mar 31, 2020 |
| Culwell Kelly | Chief Medical Officer | Sale | 1,000 | $7.00 | $7,000 | 196,226 | Feb 19, 2020 |
| Barrans Russell | Chief Commercial Officer | Sale | 14,957 | $6.50 | $97,221 | 332,240 | Feb 19, 2020 |
| Barrans Russell | Chief Commercial Officer | Award / Grant | 899 | $5.21 | $4,684 | 197,197 | Feb 5, 2020 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Award / Grant | 300,000 | — | — | 666,135 | Feb 5, 2020 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Award / Grant | 150,000 | — | — | 213,331 | Feb 5, 2020 |
| File Justin J. | Chief Financial Officer | Award / Grant | 150,000 | — | — | 331,097 | Feb 5, 2020 |
| Culwell Kelly | Chief Medical Officer | Award / Grant | 3,688 | $5.21 | $19,214 | 47,226 | Feb 5, 2020 |
| Barrans Russell | Chief Commercial Officer | Sale | 1,578 | $6.50 | $10,257 | 196,298 | Jan 16, 2020 |
| File Justin J. | Chief Financial Officer | Sale | 1,648 | $6.00 | $9,888 | 177,251 | Jan 13, 2020 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Sale | 3,295 | $6.00 | $19,770 | 362,289 | Jan 13, 2020 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Sale | 6,705 | $6.05 | $40,565 | 365,584 | Jan 2, 2020 |
| File Justin J. | Chief Financial Officer | Sale | 3,352 | $6.05 | $20,280 | 178,899 | Jan 2, 2020 |
| Lynch Thomas G | — | Option Exercise | 37,500 | — | — | 287,500 | Dec 31, 2019 |
| Culwell Kelly | Chief Medical Officer | Sale | 1,000 | $7.35 | $7,350 | 43,538 | Dec 2, 2019 |
| File Justin J. | Chief Financial Officer | Sale | 10,000 | $7.16 | $71,600 | 182,251 | Dec 2, 2019 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Sale | 20,000 | $7.30 | $146,000 | 372,289 | Dec 2, 2019 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Tax Withholding | 22,387 | $6.22 | $139,247 | 392,289 | Nov 25, 2019 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 9,277 | $6.22 | $57,703 | 197,876 | Nov 25, 2019 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 7,747 | $6.22 | $48,186 | 63,331 | Nov 25, 2019 |
| Culwell Kelly | Chief Medical Officer | Tax Withholding | 5,187 | $6.22 | $32,263 | 44,538 | Nov 25, 2019 |
| File Justin J. | Chief Financial Officer | Tax Withholding | 10,102 | $6.22 | $62,834 | 192,251 | Nov 25, 2019 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 9,044 | $5.74 | $51,913 | 207,153 | Nov 20, 2019 |
| Culwell Kelly | Chief Medical Officer | Tax Withholding | 5,187 | $5.74 | $29,773 | 49,725 | Nov 20, 2019 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Sale | 10,000 | $6.01 | $60,100 | 414,676 | Nov 20, 2019 |
| File Justin J. | Chief Financial Officer | Sale | 4,900 | $6.00 | $29,400 | 202,353 | Nov 20, 2019 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 7,747 | $5.74 | $44,468 | 71,078 | Nov 20, 2019 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 18,427 | $5.01 | $92,319 | 78,825 | Oct 16, 2019 |
| Lynch Thomas G | — | Option Exercise | 37,500 | — | — | 250,000 | Sep 30, 2019 |
| PELLETIER SAUNDRA L | Chief Executive Officer | Tax Withholding | 4,923 | $5.13 | $25,255 | 447,333 | Aug 22, 2019 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 962 | $5.13 | $4,935 | 216,197 | Aug 22, 2019 |
| Culwell Kelly | Chief Medical Officer | Tax Withholding | 864 | $5.13 | $4,432 | 54,912 | Aug 22, 2019 |
| Fitzpatrick Alexander A | General Counsel and Secretary | Tax Withholding | 1,296 | $5.13 | $6,648 | 97,252 | Aug 22, 2019 |
| File Justin J. | Chief Financial Officer | Tax Withholding | 1,558 | $5.13 | $7,993 | 217,455 | Aug 22, 2019 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 13,257 | $4.99 | $66,152 | 217,159 | Jul 8, 2019 |
| Lynch Thomas G | — | Option Exercise | 37,500 | — | — | 212,500 | Jun 30, 2019 |
| Barrans Russell | Chief Commercial Officer | Tax Withholding | 5,965 | $6.36 | $37,937 | 80,416 | Jun 10, 2019 |