Penguin Solutions, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Marten Alan | Senior Vice President | Sale | 8,800 | $29.70 | $261,360 | 97,666 | Sep 17, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 3,400 | $31.99 | $108,766 | 11,091 | Sep 4, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Option Exercise | 7,500 | $11.55 | $86,625 | 99,394 | Aug 21, 2018 |
| Marten Alan | Senior Vice President | Option Exercise | 8,800 | $11.55 | $101,640 | 106,466 | Aug 15, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 1,588 | $31.42 | $49,895 | 10,891 | Aug 13, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 5,848 | $31.83 | $186,142 | 91,894 | Jul 30, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 2,100 | $31.87 | $66,927 | 21,043 | Jul 30, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 4,131 | $31.91 | $131,820 | 10,891 | Jul 26, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 3,985 | $31.94 | $127,281 | 110,319 | Jul 23, 2018 |
| Marten Alan | Senior Vice President | Sale | 4,832 | $31.11 | $150,324 | 90,834 | Jul 16, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 948 | $35.89 | $34,024 | 11,068 | Jun 22, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 101 | $41.99 | $4,241 | 110,319 | Jun 21, 2018 |
| Marten Alan | Senior Vice President | Sale | 1,300 | $42.45 | $55,185 | 87,666 | Jun 15, 2018 |
| PATEL MUKESH | — | Sale | 1,984 | $42.28 | $83,884 | 24,941 | Jun 15, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Option Exercise | 3,442 | $11.55 | $39,755 | 14,333 | May 31, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 1,100 | $45.70 | $50,270 | 27,918 | May 23, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 500 | $44.58 | $22,290 | 110,319 | May 21, 2018 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Option Exercise | 8,000 | $2.64 | $21,120 | 103,299 | May 15, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Option Exercise | 2,785 | $2.64 | $7,352 | 13,676 | Apr 27, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 5,700 | $40.52 | $230,964 | 30,412 | Apr 23, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 2,705 | $39.12 | $105,820 | 115,114 | Apr 23, 2018 |
| Marten Alan | Senior Vice President | Award / Grant | 10,000 | — | — | 97,666 | Apr 18, 2018 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Sale | 2,469 | $42.78 | $105,624 | 88,766 | Apr 16, 2018 |
| Silver Lake Technology Investors III Cayman, L.P. | — | Sale | 8,020 | $45.20 | $362,504 | 37,119 | Apr 3, 2018 |
| SLTA Sumeru (GP) Cayman, L.P. | — | Sale | 1,326,186 | $45.20 | $59,943,607 | 6,138,094 | Apr 3, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 22,664 | $49.37 | $1,118,922 | 52,682 | Mar 23, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 4,999 | $46.29 | $231,404 | 112,820 | Mar 21, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Option Exercise | 2,500 | $2.64 | $6,600 | 13,391 | Mar 19, 2018 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Sale | 2,206 | $40.68 | $89,740 | 93,960 | Mar 15, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 866 | $33.16 | $28,717 | 10,891 | Feb 23, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Option Exercise | 7,500 | $11.55 | $86,625 | 117,819 | Feb 21, 2018 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Option Exercise | 8,811 | $2.64 | $23,261 | 96,477 | Feb 15, 2018 |
| PATEL MUKESH | — | Sale | 396 | $34.53 | $13,674 | 28,796 | Feb 15, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 13,417 | $35.70 | $478,987 | 115,326 | Jan 30, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 5,274 | $35.70 | $188,282 | 89,589 | Jan 30, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Tax Withholding | 799 | $38.26 | $30,570 | 10,891 | Jan 30, 2018 |
| NAYYAR SANDEEP | — | Award / Grant | 3,221 | — | — | 7,384 | Jan 26, 2018 |
| PATEL MUKESH | — | Award / Grant | 3,221 | — | — | 10,749 | Jan 26, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Sale | 7,500 | $38.64 | $289,800 | 128,743 | Jan 22, 2018 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Sale | 7,700 | $35.63 | $274,351 | 88,666 | Jan 16, 2018 |
| Kim KiWan | SVP of EM & Pres. Brazil | Sale | 14,698 | $35.27 | $518,398 | 117,953 | Jan 5, 2018 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 1,500 | $36.26 | $54,390 | 11,690 | Jan 5, 2018 |
| Pacheco Jack A | Executive VP, CFO, COO | Option Exercise | 7,500 | $11.55 | $86,625 | 136,243 | Dec 21, 2017 |
| MacKenzie Iain | President, CEO | Sale | 132,045 | $32.10 | $4,238,645 | 369,973 | Dec 4, 2017 |
| GOLDBERG BRUCE M | VP, Chief Legal Officer | Sale | 11,128 | $32.10 | $357,209 | 11,690 | Dec 4, 2017 |
| Silver Lake Technology Investors III Cayman, L.P. | — | Sale | 12,030 | $32.10 | $386,163 | 45,139 | Dec 4, 2017 |
| Silver Lake Sumeru Fund Cayman, L.P. | — | Sale | 1,115 | $32.10 | $35,792 | 4,182 | Dec 4, 2017 |
| PATEL MUKESH | — | Sale | 11,511 | $32.10 | $369,503 | 43,194 | Dec 4, 2017 |
| Marten Alan | Sr. VP, Chief Strategy Officer | Sale | 25,000 | $32.10 | $802,500 | 87,666 | Dec 4, 2017 |
| Pacheco Jack A | Senior VP, CFO, COO | Sale | 2,800 | $36.11 | $101,108 | 105,043 | Nov 21, 2017 |