Nuveen Dow 30sm Dynamic Overwrite Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ZIMMERMAN GIFFORD R | CCO and Vice President | Sale | 1,000 | $17.19 | $17,190 | — | Nov 30, 2021 |
| ZIMMERMAN GIFFORD R | Secretary | Purchase | 1,000 | $14.13 | $14,130 | 1,000 | Nov 10, 2020 |
| Nuveen Fund Advisors, LLC | — | Sale | 1 | $15.83 | $16 | — | May 17, 2017 |