AQUABOUNTY TECHNOLOGIES INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sterling Rick L. | — | Award / Grant | 55,555 | — | — | 56,850 | Jun 14, 2023 |
| Stern Michael K | — | Award / Grant | 55,555 | — | — | 90,555 | Jun 14, 2023 |
| Myers Gail Sharps | — | Award / Grant | 55,555 | — | — | 65,981 | Jun 14, 2023 |
| St.Clare Christine | — | Award / Grant | 55,555 | — | — | 65,000 | Jun 14, 2023 |
| Alvarez Ricardo J | — | Award / Grant | 55,555 | — | — | 65,555 | Jun 14, 2023 |
| Sharp Erin S | — | Award / Grant | 55,555 | — | — | 187,055 | Jun 14, 2023 |
| Wulf Sylvia | CEO & Director | Award / Grant | 73,462 | — | — | 306,951 | Mar 9, 2023 |
| Olsen Angela M | General Counsel & Corp Sec | Award / Grant | 44,423 | — | — | 89,417 | Mar 9, 2023 |
| Rojas Alejandro | Chief Operating Officer | Award / Grant | 43,130 | — | — | 65,064 | Mar 9, 2023 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 44,247 | — | — | 126,798 | Mar 9, 2023 |
| Wulf Sylvia | CEO & Director | Award / Grant | 73,462 | — | — | 335,021 | Mar 9, 2023 |
| Rojas Alejandro | Chief Operating Officer | Award / Grant | 43,130 | — | — | 77,564 | Mar 9, 2023 |
| Olsen Angela M | General Counsel & Corp Sec | Award / Grant | 44,423 | — | — | 107,442 | Mar 9, 2023 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 44,247 | — | — | 144,751 | Mar 9, 2023 |
| Myers Gail Sharps | — | Purchase | 10,000 | $0.89 | $8,900 | 10,426 | Dec 22, 2022 |
| St.Clare Christine | — | Purchase | 10,000 | $0.78 | $7,800 | 10,000 | Dec 20, 2022 |
| Sharp Erin S | — | Purchase | 130,000 | $0.77 | $100,100 | 130,000 | Dec 19, 2022 |
| Alvarez Ricardo J | — | Purchase | 2,084 | $0.74 | $1,542 | 2,084 | Dec 16, 2022 |
| Stern Michael K | — | Purchase | 20,000 | $0.74 | $14,800 | 20,000 | Dec 16, 2022 |
| Alvarez Ricardo J | — | Purchase | 3,871 | $0.72 | $2,787 | 3,871 | Dec 15, 2022 |
| Wulf Sylvia | CEO & Director | Purchase | 8,903 | $0.69 | $6,143 | 8,903 | Dec 14, 2022 |
| Alvarez Ricardo J | — | Purchase | 4,045 | $0.66 | $2,670 | 4,045 | Dec 14, 2022 |
| FRANK DAVID A | Chief Financial Officer | Purchase | 10,000 | $0.65 | $6,500 | 10,000 | Dec 13, 2022 |
| Myers Gail Sharps | — | Purchase | 200 | $0.63 | $126 | 200 | Dec 12, 2022 |
| Myers Gail Sharps | — | Purchase | 225 | $0.70 | $158 | 225 | Dec 5, 2022 |
| Stern Michael K | — | Purchase | 15,000 | $1.60 | $24,000 | 15,000 | Jun 13, 2022 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 8,977 | — | — | 8,977 | Mar 14, 2022 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 8,977 | — | — | 8,977 | Mar 14, 2022 |
| Rojas Alejandro | Chief Operating Officer | Award / Grant | 6,250 | — | — | 6,250 | Mar 14, 2022 |
| Olsen Angela M | General Counsel & Corp Sec | Award / Grant | 9,013 | — | — | 9,013 | Mar 14, 2022 |
| Wulf Sylvia | CEO & Director | Award / Grant | 14,035 | — | — | 14,035 | Mar 14, 2022 |
| Clothier Richard J | — | Award / Grant | 5,733 | — | — | 5,733 | Mar 14, 2022 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 26,930 | — | — | 90,504 | Mar 14, 2022 |
| Rojas Alejandro | Chief Operating Officer | Award / Grant | 18,750 | — | — | 34,434 | Mar 14, 2022 |
| Wulf Sylvia | CEO & Director | Award / Grant | 42,105 | — | — | 251,559 | Mar 14, 2022 |
| Olsen Angela M | General Counsel & Corp Sec | Award / Grant | 27,038 | — | — | 63,019 | Mar 14, 2022 |
| Clothier Richard J | — | Award / Grant | 17,200 | — | — | 97,230 | Mar 14, 2022 |
| KIRK ALANA | — | Sale | 14 | $2.10 | $29 | 6 | Nov 23, 2021 |
| KIRK RANDAL J | — | Sale | 9,042 | $2.10 | $18,988 | 3,747 | Nov 23, 2021 |
| Wulf Sylvia | CEO & Director | Award / Grant | 9,196 | — | — | 9,196 | Mar 10, 2021 |
| Rojas Alejandro | Chief Operating Officer | Award / Grant | 3,508 | — | — | 3,508 | Mar 10, 2021 |
| Olsen Angela M | General Counsel & Corp Sec | Sale | 5,938 | — | — | 5,938 | Mar 10, 2021 |
| FRANK DAVID A | Chief Financial Officer | Award / Grant | 5,914 | — | — | 5,914 | Mar 10, 2021 |
| Clothier Richard J | — | Award / Grant | 4,147 | — | — | 4,147 | Mar 10, 2021 |
| TURK JAMES C JR | — | Other | 3 | — | — | 17,429 | Dec 17, 2020 |
| KIRK ALANA | — | Other | 3,637 | — | — | — | Dec 17, 2020 |
| KIRK RANDAL J | — | Other | 303 | — | — | 40,540 | Dec 17, 2020 |
| Fisher Theodore John | — | Other | 235 | — | — | 491 | Dec 17, 2020 |
| HUBER RICHARD L | — | Purchase | 10,000 | $6.50 | $65,000 | 71,311 | Dec 14, 2020 |
| Czypinski Alana | — | Purchase | 4,000,000 | $2.50 | $10,000,000 | 9,175,000 | Aug 11, 2020 |