Moelis & Co — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SIMON JOSEPH | Chief Financial Officer | Sale | 13,189 | $53.00 | $699,017 | — | Feb 23, 2021 |
| RAICH JEFFREY | Co-President, MD | Tax Withholding | 53,189 | $54.29 | $2,887,617 | 54,084 | Feb 23, 2021 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Tax Withholding | 75,090 | $54.29 | $4,076,653 | 76,356 | Feb 23, 2021 |
| CRAIN ELIZABETH | Chief Operating Officer | Tax Withholding | 14,001 | $54.29 | $760,099 | 20,075 | Feb 23, 2021 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 17,027 | $54.29 | $924,414 | 105,984 | Feb 23, 2021 |
| Callesano Christopher | Principal Accounting Officer | Option Exercise | 2,641 | — | — | 2,641 | Feb 23, 2021 |
| MOELIS KENNETH | Chairman, CEO | Sale | 69,944 | $54.62 | $3,820,341 | 32,739 | Feb 19, 2021 |
| MOELIS KENNETH | Chairman, CEO | Sale | 23,325 | $55.11 | $1,285,441 | 143,465 | Feb 16, 2021 |
| Shropshire Kenneth | — | Sale | 1,645 | $54.69 | $89,965 | 5,742 | Feb 12, 2021 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 2,116 | $53.99 | $114,246 | 85,899 | Feb 12, 2021 |
| Shropshire Kenneth | — | Award / Grant | 56 | — | — | 1,359 | Dec 29, 2020 |
| Richardson Yolonda C | — | Award / Grant | 56 | — | — | 1,339 | Dec 29, 2020 |
| ALLISON JOHN A | — | Award / Grant | 56 | — | — | 1,339 | Dec 29, 2020 |
| SIMON JOSEPH | Chief Financial Officer | Option Exercise | 1,219 | — | — | 1,219 | Dec 15, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Tax Withholding | 3,268 | $45.00 | $147,047 | 6,557 | Dec 15, 2020 |
| Shropshire Kenneth | — | Award / Grant | 12 | — | — | 1,283 | Nov 30, 2020 |
| Richardson Yolonda C | — | Award / Grant | 12 | — | — | 1,283 | Nov 30, 2020 |
| ALLISON JOHN A | — | Award / Grant | 10 | — | — | 1,381 | Nov 30, 2020 |
| SIMON JOSEPH | Chief Financial Officer | Sale | 6,984 | $38.10 | $266,090 | — | Nov 9, 2020 |
| SIMON JOSEPH | Chief Financial Officer | Sale | 10,600 | $38.71 | $410,326 | 22,918 | Nov 4, 2020 |
| RAICH JEFFREY | Co-President, MD | Option Exercise | 10 | — | — | — | Oct 30, 2020 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Option Exercise | 10 | — | — | — | Oct 30, 2020 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 2,098 | $39.28 | $82,404 | 83,406 | Oct 28, 2020 |
| RAICH JEFFREY | Co-President, MD | Option Exercise | 578,298 | — | — | 578,298 | Oct 27, 2020 |
| MOELIS KENNETH | Chairman, CEO | Option Exercise | 1,406 | — | — | 166,790 | Oct 27, 2020 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 1,089,265 | $38.55 | $41,991,166 | — | Oct 27, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 20,000 | $38.00 | $760,000 | 6,557 | Oct 8, 2020 |
| Shropshire Kenneth | — | Award / Grant | 9 | — | — | 1,271 | Sep 30, 2020 |
| Richardson Yolonda C | — | Award / Grant | 9 | — | — | 1,271 | Sep 30, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 12,455 | $36.00 | $448,380 | — | Sep 30, 2020 |
| ALLISON JOHN A | — | Award / Grant | 10 | — | — | 1,371 | Sep 30, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 5,000 | $34.10 | $170,500 | 49,102 | Sep 18, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 9,412 | $32.31 | $304,102 | 66,557 | Aug 11, 2020 |
| SIMON JOSEPH | Chief Financial Officer | Option Exercise | 12,829 | — | — | 41,285 | Jul 31, 2020 |
| MOELIS KENNETH | Chairman, CEO | Option Exercise | 91 | — | — | 165,384 | Jul 31, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Option Exercise | 12,455 | — | — | 12,455 | Jul 31, 2020 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 4,646 | — | — | 83,017 | Jul 31, 2020 |
| Shropshire Kenneth | — | Award / Grant | 320 | — | — | 320 | Jun 30, 2020 |
| Richardson Yolonda C | — | Award / Grant | 1,281 | — | — | 1,281 | Jun 30, 2020 |
| ALLISON JOHN A | — | Award / Grant | 1,361 | — | — | 1,361 | Jun 30, 2020 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 72,632 | $33.47 | $2,430,993 | — | May 27, 2020 |
| RAICH JEFFREY | Co-President, MD | Sale | 7,308 | $30.01 | $219,313 | 6,338 | May 20, 2020 |
| RAICH JEFFREY | Co-President, MD | Sale | 1,500 | $30.76 | $46,140 | 47,046 | May 12, 2020 |
| WATANABE OSAMU R. | General Counsel, Secretary | Sale | 8,472 | $30.12 | $255,177 | 131 | Apr 30, 2020 |
| MOELIS KENNETH | Chairman, CEO | Option Exercise | 963 | — | — | 165,293 | Apr 24, 2020 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 5,270 | $29.02 | $152,925 | 78,371 | Apr 24, 2020 |
| Shropshire Kenneth | — | Award / Grant | 33 | — | — | 803 | Mar 27, 2020 |
| Richardson Yolonda C | — | Award / Grant | 27 | — | — | 662 | Mar 27, 2020 |
| ALLISON JOHN A | — | Award / Grant | 27 | — | — | 1,298 | Mar 27, 2020 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 22,075 | $33.49 | $739,292 | — | Feb 27, 2020 |