Moelis & Co — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pilcher Ciafone Katherine | Chief Operating Officer | Sale | 3,666 | $68.88 | $252,514 | — | Jul 30, 2024 |
| MOELIS KENNETH | Chairman, CEO | Sale | 93,506 | $68.87 | $6,439,758 | 6,494 | Jul 30, 2024 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 850 | — | — | 197,108 | Jul 25, 2024 |
| MOELIS KENNETH | Chairman, CEO | Option Exercise | 100,000 | — | — | 100,000 | Jul 25, 2024 |
| SIMON JOSEPH | Chief Financial Officer | Option Exercise | 6,723 | — | — | 6,723 | Jul 25, 2024 |
| Worrell Laila | — | Award / Grant | 1,938 | — | — | 1,938 | Jul 1, 2024 |
| Shropshire Kenneth | — | Award / Grant | 2,030 | — | — | 2,030 | Jul 1, 2024 |
| ALLISON JOHN A | — | Award / Grant | 1,061 | — | — | 1,061 | Jul 1, 2024 |
| ALLISON JOHN A | — | Award / Grant | 4 | — | — | 335 | Jun 20, 2024 |
| Shropshire Kenneth | — | Award / Grant | 1 | — | — | 76 | Jun 20, 2024 |
| Worrell Laila | — | Award / Grant | 27 | — | — | 2,444 | Jun 20, 2024 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 44,980 | $54.92 | $2,470,302 | — | May 13, 2024 |
| MOELIS KENNETH | Chairman, CEO | Sale | 37,102 | $54.11 | $2,007,589 | 5,339 | May 9, 2024 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 706 | — | — | 196,569 | Apr 25, 2024 |
| ALLISON JOHN A | — | Award / Grant | 20 | — | — | 1,928 | Mar 28, 2024 |
| Shropshire Kenneth | — | Award / Grant | 2 | — | — | 150 | Mar 28, 2024 |
| Worrell Laila | — | Award / Grant | 7 | — | — | 662 | Mar 28, 2024 |
| MOELIS KENNETH | Chairman, CEO | Sale | 75,000 | $54.11 | $4,058,250 | 86,441 | Mar 1, 2024 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 19,483 | $53.88 | $1,049,744 | 44,980 | Feb 29, 2024 |
| SIMON JOSEPH | Chief Financial Officer | Sale | 8,573 | $54.13 | $464,056 | — | Feb 29, 2024 |
| RAICH JEFFREY | Co-President, MD | Sale | 44,710 | $54.23 | $2,424,623 | — | Feb 29, 2024 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 10,402 | $54.92 | $571,278 | 115,235 | Feb 21, 2024 |
| SIMON JOSEPH | Chief Financial Officer | Tax Withholding | 2 | $52.60 | $81 | 16,722 | Feb 21, 2024 |
| RAICH JEFFREY | Co-President, MD | Sale | 45,093 | $54.62 | $2,462,980 | 44,710 | Feb 21, 2024 |
| Callesano Christopher | Principal Accounting Officer | Option Exercise | 2,031 | — | — | 2,031 | Feb 21, 2024 |
| MOELIS KENNETH | Chairman, CEO | Option Exercise | 31 | — | — | 161,841 | Feb 21, 2024 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 3 | $52.60 | $174 | 213,720 | Feb 21, 2024 |
| WATANABE OSAMU R. | General Counsel, Secretary | Tax Withholding | 2 | $52.60 | $102 | 13,685 | Feb 21, 2024 |
| Pilcher Ciafone Katherine | Chief Operating Officer | Sale | 4,798 | $52.60 | $252,375 | 3,666 | Feb 21, 2024 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Sale | 25,642 | $55.29 | $1,417,746 | 54,217 | Feb 16, 2024 |
| SIMON JOSEPH | Chief Financial Officer | Sale | 3,720 | $54.90 | $204,228 | 7,000 | Feb 9, 2024 |
| Callesano Christopher | Principal Accounting Officer | Sale | 1,040 | $53.59 | $55,734 | — | Feb 8, 2024 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 1,736 | — | — | 173,869 | Feb 8, 2024 |
| Worrell Laila | — | Award / Grant | 10 | — | — | 982 | Dec 22, 2023 |
| Shropshire Kenneth | — | Award / Grant | 21 | — | — | 2,044 | Dec 22, 2023 |
| ALLISON JOHN A | — | Award / Grant | 25 | — | — | 2,391 | Dec 22, 2023 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 1,678 | — | — | 173,811 | Dec 5, 2023 |
| MOELIS KENNETH | Chairman, CEO | Sale | 50,000 | $41.57 | $2,078,500 | 24,983 | Nov 13, 2023 |
| Cantor Eric | Vice Chairman, MD | Tax Withholding | 612 | $43.77 | $26,789 | 172,133 | Nov 3, 2023 |
| Shropshire Kenneth | — | Award / Grant | 4 | — | — | 293 | Sep 22, 2023 |
| Worrell Laila | — | Award / Grant | 11 | — | — | 806 | Sep 22, 2023 |
| ALLISON JOHN A | — | Award / Grant | 25 | — | — | 1,888 | Sep 22, 2023 |
| Shropshire Kenneth | — | Sale | 1,417 | $48.09 | $68,144 | 7,157 | Aug 10, 2023 |
| CRAIN ELIZABETH | Chief Operating Officer | Sale | 5,588 | $48.06 | $268,559 | — | Jul 31, 2023 |
| Cantor Eric | Vice Chairman, MD | Option Exercise | 1,330 | — | — | 171,939 | Jul 27, 2023 |
| Worrell Laila | — | Award / Grant | 1,278 | — | — | 1,278 | Jul 3, 2023 |
| Shropshire Kenneth | — | Award / Grant | 2,446 | — | — | 2,446 | Jul 3, 2023 |
| ALLISON JOHN A | — | Award / Grant | 1,278 | — | — | 1,278 | Jul 3, 2023 |
| Worrell Laila | — | Award / Grant | 2 | — | — | 134 | Jun 23, 2023 |
| Shropshire Kenneth | — | Award / Grant | 21 | — | — | 1,474 | Jun 23, 2023 |