TriplePoint Venture Growth BDC Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Vogel Kimberley H | — | Purchase | 2,764 | $10.84 | $29,962 | 2,764 | Dec 19, 2022 |
| Mathieu Christopher M. | Chief Financial Officer | Purchase | 10,000 | $13.34 | $133,400 | 35,500 | Sep 9, 2022 |
| Fornelli Cynthia M. | — | Purchase | 1,000 | $13.35 | $13,350 | 5,540 | Sep 9, 2022 |
| Mathieu Christopher M. | Chief Financial Officer | Purchase | 10,000 | $12.16 | $121,600 | 25,500 | Jun 17, 2022 |
| Fornelli Cynthia M. | — | Purchase | 1,000 | $14.75 | $14,750 | 4,409 | Jun 9, 2022 |
| Fornelli Cynthia M. | — | Purchase | 500 | $17.05 | $8,525 | 3,276 | Dec 14, 2021 |
| Fornelli Cynthia M. | — | Purchase | 500 | $15.70 | $7,850 | 2,710 | Aug 9, 2021 |
| Fornelli Cynthia M. | — | Purchase | 1,000 | $14.83 | $14,830 | 2,100 | Mar 9, 2021 |
| Mathieu Christopher M. | Chief Financial Officer | Purchase | 5,500 | $12.39 | $68,145 | 15,500 | Aug 24, 2020 |
| Mathieu Christopher M. | Chief Financial Officer | Purchase | 5,000 | $12.18 | $60,900 | 10,000 | Aug 10, 2020 |
| Fornelli Cynthia M. | — | Purchase | 300 | $9.90 | $2,970 | 1,000 | Jun 23, 2020 |
| Cassani Stephen | — | Purchase | 1,000 | $10.08 | $10,080 | 4,597 | May 28, 2020 |
| Fornelli Cynthia M. | — | Purchase | 500 | $7.96 | $3,980 | 700 | May 13, 2020 |
| Cassani Stephen | — | Purchase | 1,000 | $4.83 | $4,830 | 2,700 | Mar 27, 2020 |
| Mathieu Christopher M. | Chief Financial Officer | Purchase | 5,000 | $5.09 | $25,450 | 5,000 | Mar 25, 2020 |
| Ahye Gilbert | — | Purchase | 3,000 | $5.20 | $15,600 | 3,000 | Mar 24, 2020 |
| Fornelli Cynthia M. | — | Purchase | 200 | $4.61 | $922 | 200 | Mar 23, 2020 |
| Labe James | Chief Executive Officer | Purchase | 250 | $10.41 | $2,603 | 250 | Dec 21, 2018 |
| Srivastava Sajal | President | Purchase | 7,034 | $10.43 | $73,365 | 181,512 | Dec 20, 2018 |
| Cassani Stephen | — | Purchase | 1,200 | $12.53 | $15,036 | 1,700 | Nov 8, 2018 |
| Bird Steven | — | Purchase | 20,000 | $11.91 | $238,200 | 50,000 | Mar 22, 2018 |
| Olson Andrew | Chief Financial Officer | Purchase | 7,386 | $13.65 | $100,819 | 7,386 | Oct 25, 2017 |
| Srivastava Sajal | President | Purchase | 44,313 | $13.65 | $604,872 | 167,315 | Oct 25, 2017 |
| Labe James | Chief Executive Officer | Purchase | 22,156 | $13.65 | $302,429 | 94,252 | Oct 25, 2017 |
| Srivastava Sajal | President | Purchase | 8,000 | $13.10 | $104,800 | 120,068 | May 31, 2017 |
| Srivastava Sajal | CIO and President | Purchase | 7,000 | $11.02 | $77,140 | 107,643 | Sep 9, 2016 |
| Srivastava Sajal | President and CIO | Purchase | 8,000 | $11.54 | $92,320 | 100,643 | Aug 25, 2016 |
| Bird Steven | — | Purchase | 30,000 | $11.85 | $355,500 | 30,000 | Sep 1, 2015 |
| Srivastava Sajal | See Remarks | Purchase | 12,366 | $12.11 | $149,752 | 81,809 | Aug 20, 2015 |
| Srivastava Sajal | See Remarks | Purchase | 7,000 | $13.55 | $94,850 | 65,717 | Jun 2, 2015 |
| Cassani Stephen | — | Purchase | 500 | $14.84 | $7,420 | 500 | Dec 22, 2014 |
| ZAGUNIS HAROLD F | Chief Financial Officer | Purchase | 5,000 | $14.68 | $73,400 | 22,495 | Nov 5, 2014 |
| Labe James | Chief Executive Officer | Purchase | 7,500 | $14.67 | $110,025 | 55,113 | Nov 4, 2014 |
| Srivastava Sajal | President and CIO | Purchase | 10,000 | $14.49 | $144,900 | 51,113 | Nov 3, 2014 |
| Boathouse Row I, L.P. | — | Sale | 4,988 | $15.30 | $76,316 | 91,176 | Jun 16, 2014 |
| Boathouse Row II L P | — | Purchase | 12,612 | $16.23 | $204,693 | 297,003 | May 12, 2014 |