BIOVIE INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DO CUONG V | President & CEO | Purchase | 5,000 | — | — | 9,992 | Aug 7, 2025 |
| ROGICH SIGMUND | — | Award / Grant | 32,700 | — | — | 36,926 | Nov 20, 2024 |
| BERMAN RICHARD J | — | Award / Grant | 34,200 | — | — | 40,643 | Nov 20, 2024 |
| Palumbo Joseph M | Chief Medical Officer | Award / Grant | 116,000 | — | — | 148,196 | Jun 24, 2024 |
| DO CUONG V | President & CEO | Purchase | 10,000 | — | — | 435,854 | Mar 4, 2024 |
| KIM JOANNE WENDY | Chief Financial Officer | Award / Grant | 5,000 | — | — | 44,148 | Dec 11, 2023 |
| DO CUONG V | President & CEO | Purchase | 10,000 | $1.78 | $17,800 | 68,759 | Nov 30, 2023 |
| GORLIN STEVE | — | Sale | 75,680 | $1.69 | $127,899 | 46,358 | Nov 9, 2023 |
| ROGICH SIGMUND | — | Award / Grant | 42,254 | — | — | 42,254 | Nov 9, 2023 |
| Hariri Robert J | — | Award / Grant | 42,254 | — | — | 42,254 | Nov 9, 2023 |
| BERMAN RICHARD J | — | Award / Grant | 51,830 | — | — | 69,235 | Nov 9, 2023 |
| GORLIN STEVE | — | Sale | 8,560 | $3.05 | $26,108 | 75,680 | Sep 5, 2023 |
| BERMAN RICHARD J | — | Sale | 10,805 | $3.50 | $37,818 | 16,789 | Aug 22, 2023 |
| DO CUONG V | CEO & President | Award / Grant | 149,500 | — | — | 425,854 | Jun 29, 2023 |
| DO CUONG V | CEO & President | Option Exercise | 41,506 | — | — | 271,401 | Jun 21, 2023 |
| BERMAN RICHARD J | — | Sale | 5,984 | $5.81 | $34,767 | 23,210 | May 22, 2023 |
| BERMAN RICHARD J | — | Sale | 2,613 | $8.52 | $22,263 | 34,194 | Mar 27, 2023 |
| KIM JOANNE WENDY | Chief Financial Officer | Tax Withholding | 2,476 | $1.18 | $2,922 | 39,196 | Feb 16, 2023 |
| DO CUONG V | President & CEO | Tax Withholding | 42,000 | $0.47 | $19,740 | 551,948 | Feb 16, 2023 |
| Palumbo Joseph M | Chief Medical Officer | Tax Withholding | 2,476 | $6.12 | $15,153 | 37,148 | Feb 16, 2023 |
| KIM JOANNE WENDY | Chief Financial Officer | Tax Withholding | 2,476 | $6.12 | $15,153 | 39,148 | Feb 16, 2023 |
| DO CUONG V | CEO & President | Tax Withholding | 4,953 | $6.12 | $30,312 | 229,895 | Feb 16, 2023 |
| Ahlem Clarence N. | EVP Neuroscience Product Dev. | Tax Withholding | 2,476 | $6.12 | $15,153 | 37,148 | Feb 16, 2023 |
| READING CHRISTOPHER | EVP Neuroscience R&D | Tax Withholding | 2,476 | $6.12 | $15,153 | 37,148 | Feb 16, 2023 |
| MARKHAM PENELOPE | EVP Liver Cirrhosis R&D | Tax Withholding | 2,476 | $6.12 | $15,153 | 47,841 | Feb 16, 2023 |
| GORLIN STEVE | — | Award / Grant | 34,240 | — | — | 84,240 | Nov 23, 2022 |
| Lang James Paul | — | Award / Grant | 43,578 | — | — | 68,622 | Nov 23, 2022 |
| READING CHRISTOPHER | EVP Neuroscience R&D | Award / Grant | 39,624 | — | — | 39,624 | Nov 23, 2022 |
| Hariri Robert J | — | Award / Grant | 34,240 | — | — | 34,240 | Nov 23, 2022 |
| Palumbo Joseph M | Chief Medical Officer | Award / Grant | 39,624 | — | — | 39,624 | Nov 23, 2022 |
| Ahlem Clarence N. | EVP Neuroscience Product Dev. | Award / Grant | 39,624 | — | — | 39,624 | Nov 23, 2022 |
| BERMAN RICHARD J | — | Award / Grant | 43,578 | — | — | 45,178 | Nov 23, 2022 |
| KIM JOANNE WENDY | Chief Financial Officer | Award / Grant | 39,624 | — | — | 41,624 | Nov 23, 2022 |
| DO CUONG V | CEO & President | Award / Grant | 79,248 | — | — | 234,848 | Nov 23, 2022 |
| MARKHAM PENELOPE | EVP Liver Cirrhosis R&D | Award / Grant | 39,624 | — | — | 50,317 | Nov 23, 2022 |
| PEIZER TERREN S | — | Award / Grant | 3,636,364 | $1.65 | $6,000,001 | 23,166,210 | Aug 15, 2022 |
| Adams Jonathan M | EVP Liver Cirrhosis Programs | Gift | 1,000 | — | — | 48,630 | Feb 2, 2022 |
| DO CUONG V | President & CEO | Award / Grant | 21,710 | — | — | 58,759 | Dec 31, 2021 |
| KIM JOANNE WENDY | CFO | Purchase | 2,000 | $5.40 | $10,800 | 2,000 | Dec 7, 2021 |
| Adams Jonathan M | EVP Liver Cirrhosis Programs | Gift | 10,000 | — | — | 49,630 | Jun 16, 2021 |
| GORLIN STEVE | — | Purchase | 2,430 | $7.95 | $19,319 | 45,100 | Nov 3, 2020 |
| GORLIN STEVE | — | Purchase | 2,570 | $7.97 | $20,483 | 42,670 | Oct 30, 2020 |
| GORLIN STEVE | — | Purchase | 5,000 | $9.19 | $45,950 | 40,100 | Oct 21, 2020 |
| GORLIN STEVE | — | Purchase | 100 | $10.27 | $1,027 | 20,100 | Oct 15, 2020 |
| GORLIN STEVE | — | Purchase | 282 | $9.61 | $2,710 | 20,000 | Oct 9, 2020 |
| GORLIN STEVE | — | Purchase | 4,718 | $9.42 | $44,444 | 19,718 | Oct 7, 2020 |
| GORLIN STEVE | — | Purchase | 15,000 | $10.00 | $150,000 | 15,000 | Sep 22, 2020 |
| ROGICH SIGMUND | — | U | — | — | — | — | Jun 16, 2020 |
| GORLIN STEVE | — | U | — | — | — | — | Jun 16, 2020 |
| BERMAN RICHARD J | — | Award / Grant | 1,600 | — | — | 1,600 | Jan 2, 2020 |