Pulmatrix, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ARCH Venture Partners VII, L.P. | — | Purchase | 1,150,000 | — | — | 3,436,456 | Apr 3, 2018 |
| Polaris Venture Management Co. V, L.L.C. | — | Purchase | 15,007 | — | — | 67,729 | Apr 3, 2018 |
| Iwicki Mark T | — | Purchase | 307,000 | — | — | 307,000 | Apr 3, 2018 |
| Sherman Matthew L | — | Purchase | 20,000 | — | — | 20,000 | Apr 3, 2018 |
| Hava David L. | Chief Scientific Officer | Option Exercise | 2,263 | $2.21 | $5,001 | 2,263 | Mar 22, 2017 |
| Clarke Robert W. | Chief Executive Officer | Option Exercise | 4,525 | $2.21 | $10,000 | 4,525 | Mar 22, 2017 |
| Oculus Innovative Sciences, Inc. | — | Sale | 727,500 | $2.75 | $2,000,625 | 922,500 | Jun 17, 2015 |
| CRANDELL KEITH | — | Award / Grant | 2,213,706 | — | — | 2,213,706 | Jun 16, 2015 |
| ROCKLAGE SCOTT M | — | Award / Grant | 164,058 | — | — | 164,058 | Jun 16, 2015 |
| Polaris Venture Partners V, L.P. | — | Purchase | 1,392 | $6.88 | $9,577 | 52,722 | Jun 15, 2015 |
| POLARIS VENTURE PARTNERS IV LP | — | Award / Grant | 1,179,066 | — | — | 1,179,066 | Jun 15, 2015 |
| Maki David | — | Purchase | 36,375 | $6.88 | $250,260 | 218,194 | Jun 15, 2015 |
| Hava David L. | Chief Scientific Officer | Award / Grant | 4,863 | — | — | 4,863 | Jun 15, 2015 |
| Clarke Robert W. | Chief Executive Officer | Award / Grant | 18,667 | — | — | 18,667 | Jun 15, 2015 |
| Oculus Innovative Sciences, Inc. | — | Sale | 350,000 | $2.75 | $962,500 | 1,650,000 | Mar 23, 2015 |
| Alimi Hojabr | CEO and Chief Science Officer | Award / Grant | 125,000 | — | — | 125,000 | May 11, 2014 |
| French Gregory M | — | Award / Grant | 58,000 | — | — | 58,000 | May 11, 2014 |
| Harish Sameer | Chief Financial Officer | Award / Grant | 74,600 | — | — | 74,600 | May 11, 2014 |
| Conley Richard K | — | Award / Grant | 58,000 | — | — | 58,000 | May 11, 2014 |