Neuberger Energy Infrastructure & Income Fund Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rachlin Douglas A. | — | Purchase | 40,000 | $8.55 | $342,000 | 418,817 | Nov 17, 2025 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $6.25 | $312,500 | 378,817 | May 5, 2023 |
| Rachlin Douglas A. | — | Purchase | 58,580 | $6.55 | $383,699 | 328,817 | Apr 28, 2023 |
| Rachlin Douglas A. | — | Purchase | 600 | $6.84 | $4,104 | 270,237 | Dec 12, 2022 |
| Rachlin Douglas A. | — | Purchase | 49,900 | $7.10 | $354,290 | 238,101 | Nov 30, 2022 |
| Frattaroli Paolo | — | Purchase | 2,000 | $7.06 | $14,120 | 7,000 | Nov 23, 2022 |
| Rachlin Douglas A. | — | Purchase | 3,101 | $6.90 | $21,397 | 188,101 | Nov 18, 2022 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $5.06 | $253,000 | 185,000 | Dec 23, 2021 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $4.85 | $242,500 | 110,000 | Jul 16, 2021 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $2.75 | $137,500 | 150,000 | Nov 10, 2020 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $2.55 | $127,500 | 100,000 | Oct 21, 2020 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $2.71 | $135,500 | 50,000 | Jul 30, 2020 |
| Frattaroli Paolo | — | Purchase | 4,000 | $1.81 | $7,240 | 5,000 | Apr 3, 2020 |
| MORRISS GEORGE W | — | Purchase | 2,500 | $1.91 | $4,775 | 3,668 | Apr 2, 2020 |
| Rachlin Douglas A. | — | Purchase | 50,000 | $6.59 | $329,500 | 60,000 | Nov 8, 2019 |
| Frattaroli Paolo | — | Purchase | 1,000 | $7.39 | $7,390 | 1,000 | Dec 7, 2018 |
| COLISH FAITH | — | Sale | 100 | $9.94 | $994 | — | Jan 10, 2018 |
| NEUBERGER BERMAN LLC | — | Sale | 6,605 | $6.37 | $42,077 | — | Apr 12, 2016 |
| TRAPP PETER P | — | Sale | 1,000 | $15.68 | $15,680 | — | Jul 15, 2015 |
| Siegel Yves C | — | Purchase | 1,000 | $16.06 | $16,060 | 4,000 | Jul 13, 2015 |
| Siegel Yves C | — | Purchase | 1,000 | $17.98 | $17,980 | 3,000 | Nov 26, 2013 |
| Rachlin Douglas A. | — | Purchase | 10,000 | $18.53 | $185,300 | 10,000 | Oct 25, 2013 |
| Siegel Yves C | — | Purchase | 2,000 | $18.53 | $37,060 | 2,000 | Oct 25, 2013 |
| TRAPP PETER P | — | Purchase | 1,000 | $20.31 | $20,310 | 1,000 | Apr 29, 2013 |
| MORRISS GEORGE W | — | Purchase | 700 | $20.62 | $14,434 | 700 | Apr 4, 2013 |
| COLISH FAITH | — | Purchase | 100 | $20.08 | $2,008 | 100 | Mar 26, 2013 |